The Personal Investment Management & Financial Advice Association (PIMFA)

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Transaction Reporting

The obligation for firms to report details of financial transactions to ensure market transparency and integrity.

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MiFIR Transaction Reporting: The Most Common Reporting Errors

In the first of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
31/08/2023

Transaction Reporting: Are You In Control Of Your Controls?

In the second of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
31/08/2023

Transaction Reporting: Are You Meeting The Regulators Expectations?

In the third of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
31/08/2023

Transaction Reporting: 2023 and Beyond

In our fourth and final audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How PIMFA...
21/08/2023

MiFID II – Record Keeping Checklist

Shared Type: Shared
Published: 12 January 2023

MiFID II – Reporting to Clients

Shared Type: Shared
Published: 12 January 2023
The objectives of the Transaction Reporting Working Group are to explore the MiFID II Transaction Reporting changes, to review queries...

Implementation of MIFID in EU Member States

Shared Type: Shared
Published: 21 October 2018

Inter Broker Client Transfers

Shared Type: Shared
Published: 21 October 2018

PIMFA Legal Entity Identifiers Guide

Shared Type: Shared
Published: 16 January 2018

PIMFA Associate Members

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PIMFA Full Members

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