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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Harper Financial Associates
Alexander House Financial Planning
Protection & Investment Ltd
TrinityBridge
Stockdale Asset Management
Wealthwise Financial Management
Killik & Co LLP
Imperial Financial Planning Ltd
Miller James Financial Planning
Handelsbanken Wealth & Asset Management
Vision Independent Financial Planning Ltd
BRI Wealth Management Plc
Help For Wealth
Pro Start Pensions
1st Port Asset Management
Essential Wealth Management and Advice Ltd
Magnum Financial Solutions
Roberts Boyt Limited
Brightpath Wealth Ltd
JM Finn
Canaccord Genuity Wealth (International) Ltd
Andrew Graham Wealth Management
Rathbones Group Plc
Tatton Investment Management Ltd
Henderson Moore Financial Solutions Ltd
Bay Financial Planning
Grey Parrot Financial Planning
London & County Financial Advisors
Progeny Asset Management Ltd
Murray John & Associates
Sterling Ridge Wealth
Cogent Financial Solutions
Atomos Financial Planning Limited
Octo Wealth Management
Buchanan Johnston Flynn Limited
Stephen Eve Financial Planning Ltd
Meridian Financial Services
Green Planet Finance
Lancaster Hill Investment Management
Priory Financial Planning Ltd
M&G Wealth Advice Limited
Fresh Approach Financial Planning
Dowgate Wealth Limited
2 Plan Wealth Management Limited
Standard Chartered
57N Mortgages
Barratt & Cooke
Farley & Thompson
Mosaic Money Management
Four Wealth Planning
Dolby Financial Planning
Storeton Rose Financial Planning Ltd
Charles Stanley and Co Ltd
Hedley & Company Stockbrokers Ltd
Financial Planning by TaxAssist
Method Financial Planning
Rathmore Financial Ltd
Positive Solutions (Financial Services) Limited
Whitman Asset Management Ltd
Bordier & Cie (UK) PLC
Emma Storey Independent Financial Planning Ltd
Sharp Financial Planning
Fiske Plc
Third Wealth
Totum Financial Planning
Q Wealth Ltd
Aberdeen Standard Capital
Integrity Financial Services
City Financial Solutions Ltd
Ramsey Crookall & Co Ltd
Paul Duckworth Independent Financial Adviser
Barlow Financial Services Ltd
Perspective (Home Counties) Limited
F D Cummins Financial Planning Limited
Davy
Nexus Financial Services
Pilling & Co
Kingsley Wealth Management
Your Future Wealth
Scotia Independent Financial Services
GSL Financial Consultants Ltd
Rowan Dartington
Bates Wealth Management Ltd
Burwood Financial Planning
Courtney Havers LLP
Generational Planning Group
Devine Wealth
Royal Bank of Canada
Options Financial Planning
Tailored Wealth
Lyles’ Independent Financial Advice
Alextra Group Accountancy and Wealth Management
Equilibrium Financial Planning LLP
Patrick Wayne Wealth Management Ltd
Perspective (North) Limited
Raymond James
Halifax Share Dealing Ltd
Interactive Investor
Sentinel Portfolio Management
Perspective (Oxon) Limited
Priority Wealth Planning
Heritage Financial Planning
Premier Financial Planning (Cheadle) Ltd
Perspective (South West) Limited
Orbit Financial Planning
David Major Financial Services
Bloomsbury Wealth
Emily James Financial Services Ltd
Seneca Reid Ltd
Oberon Investments Limited
Linkage Financial Solutions
Wayfinder Wealth Management
Albon Financial Planning
TFAS Wealth
Perspective (North West) Limited
Adam & Company
Parkway Consulting
Winter Dean Partnership LLP
Eden Gate Financial Planning
Squirrel Financial Advice Ltd
The Investment Boutique
Independent Financial Planning Services
Deutsche Bank UK Limited
Deep Dive Financial Planning Ltd
Macbeth
NG Wealth
Pareto Financial Planning
R C Brown Investment Management Plc
Wessex Investment Management Ltd
The Share Centre Ltd
Rothschild & Co
Metcalf Wealth Managers Ltd
Advice On Wealth Limited
Arbuthnot Latham and Co
B H Financial Services Ltd
The Penny Group London LLP
HSBC Investment Services
RNCFP Limited
Profit With Principle Ltd
Aberdeen
Quilter Financial Planning Ltd
Multrees Investor Services Ltd
Mountstone Partners
Brooks Macdonald Investment Management
Truth Financial
Stapley Mortgages
Lantern Financial Planning
DPB Wealth Management
Oakley Independent Advisers
Clearplan Financial Services Ltd
Cornerstone Wealth Planning
Osprey Financial Planning
Equiniti Financial Services Ltd
Fairview Financial Management Ltd
Wolds Financial Planning
Intrinsic Wealth Ltd
Armstrongs Wealth Planning
White Stone Financial Planning
Skyridge Financial Planning LLP
B V Services
Perspective (Thornton Springer) Limited
Legacy Wealth Planning
Tindle Wealth Management Limited
Perspective (North East) Limited
Stevenson Burns Financial Planning
Chatsworth Practice
Eames Laurie Financial Services
Advanced IFA Ltd
Fabric Private Office (trading name for TPIO)
Retirement Planning (UK) Ltd
W1M
Hymans Robertson Investment Services LLP
Malama Wealth
Ferry Financial
Optimal Financial Services Ltd
One Financial Solutions Ltd
Rockbridge Financial Solutions
Evolution Financial Planning Ltd
LGT Wealth Management UK LLP
Birch Financial Services Ltd
Citrus Financial
Octo Financial Planning
David Booler & Company t/a Boolers
Remulate Wealth
Weatherbys Private Bank Limited
The Orchard Practice (AR) Ltd
Philip J Milton & Company
EFG Harris Allday
Crowther Mayoh Financial Services Ltd
Countrywide Financial Solutions
Coutts & Co
Yellow Brick Financial Planning Ltd
Tower 12 Financial Services
City Asset Management Plc
Martin Roden Financial Services Limited
Pedr Financial Planning
Holberg Limited
St James’s Place Wealth Management (SJP)
Walker Crips Investment Management
Charles Schwab UK Limited
Arcrate
Gresham Financial Strategies Ltd
Eden House Financial Services
BGA Financial Services
Morley Fordham
Oakfields Wealth Management
Quilter Cheviot
HSBC Private Bank
Meon Capital Management
Hitchell Financial Planning
Prydderch Financial Planning Ltd
CS Investment Managers
Lead Financial
Champion Financial Advisors
Bloomfield Corporate Consultancy Ltd
Kerr Henderson (Financial Services) Limited
Direct Independent Financial Consultants Ltd
Nedbank Private Wealth Limited
Hartley Associates
Fairfield Money
Succession Wealth
Harrison Financial Planning
TaxAssist Financial Services
Evelyn Partners
Kingswood Group
Allthings Wealth
Voyage Financial Planning
Prema Financial Services Ltd
Perspective (East Anglia) Limited
HSBC UK Bank PLC
Saranac Partners Ltd
DSNY Wealth Planning
James Brearley & Sons
Omnis Investments Limited
MedHaven Financial Planning
Allen Langrick Financial Ltd
Sirius Financial Ltd
Perspective (South East)
Horizons Financial Planning
AJ Bell Business Solutions Limited
Silverwood Wealth Management
The Penny Group Harridge
Renton Wealth Management
Horizon Financial Management
True Financial Design
Orleeman Financial Services
Navera Investment Management Ltd
GMG Investment Managers Ltd
Rossie House Investment Management
Wise Investment
Right Financial Services
Threshold Wealth Management
Perspective (West) Limited
Platinum Financial Solutions
Flowway Financial
Manorbridge Investment Management
James Sharp & Co LLP
Blakeway & Hunt Ltd
AB1 Financial Planning Ltd
Triton Private Wealth Ltd
Clifton Wealth Management Ltd
Novapetra Wealth Management
Perspective Financial Group Limited
Jalapeno UK Limited
Spa Financial Planning
Focus Financial Management (Scotland)
True Potential Wealth Management LLP
Mark Bonning-Snook Ltd
Be Advised Ltd
Totally Financial Planning
Canaccord Genuity Wealth Management
Perspective South Ltd
Brighton Capital Management
IG Group
T Nixon Associates Ltd
Alpha Portfolio Management
The Openwork Partnership
Redmayne Bentley
Ruffer LLP
GP Financial
Perspective (Midlands & Cheshire) Limited
Vesta Mortgages Ltd
CMC Independent Financial Advisers
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