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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Alpha Portfolio Management
Barlow Financial Services Ltd
Right Financial Services
Perspective (Home Counties) Limited
AJ Bell Business Solutions Limited
Meridian Financial Services
Progeny Asset Management Ltd
Four Wealth Planning
Totum Financial Planning
Raymond James
Alextra Group Accountancy and Wealth Management
Lancaster Hill Investment Management
One Financial Solutions Ltd
Quilter Financial Planning Ltd
Truth Financial
BGA Financial Services
TFAS Wealth
GMG Investment Managers Ltd
Omnis Investments Limited
Profit With Principle Ltd
Fairview Financial Management Ltd
Courtney Havers LLP
T Nixon Associates Ltd
Pro Start Pensions
Canaccord Genuity Wealth (International) Ltd
DSNY Wealth Planning
Mosaic Money Management
Whitman Asset Management Ltd
Fresh Approach Financial Planning
Sentinel Portfolio Management
Coutts & Co
Intrinsic Wealth Ltd
Method Financial Planning
Sterling Ridge Wealth
Albon Financial Planning
Martin Roden Financial Services Limited
Rockbridge Financial Solutions
MedHaven Financial Planning
Fiske Plc
Be Advised Ltd
Grey Parrot Financial Planning
Stevenson Burns Financial Planning
AB1 Financial Planning Ltd
Hartley Associates
Perspective Financial Group Limited
Orleeman Financial Services
Clifton Wealth Management Ltd
Patrick Wayne Wealth Management Ltd
Redmayne Bentley
Perspective (Oxon) Limited
TaxAssist Financial Services
Wise Investment
NG Wealth
Orbit Financial Planning
Flowway Financial
Evolution Financial Planning Ltd
Kingswood Group
Stapley Mortgages
Wayfinder Wealth Management
Chatsworth Practice
Succession Wealth
Hedley & Company Stockbrokers Ltd
Perspective (West) Limited
Brooks Macdonald Investment Management
Positive Solutions (Financial Services) Limited
David Major Financial Services
Tailored Wealth
HSBC UK Bank PLC
Quilter Cheviot
Focus Financial Management (Scotland)
CS Investment Managers
Osprey Financial Planning
Murray John & Associates
Devine Wealth
Crowther Mayoh Financial Services Ltd
Bordier & Cie (UK) PLC
London & County Financial Advisors
Perspective South Ltd
City Financial Solutions Ltd
Advanced IFA Ltd
Arbuthnot Latham and Co
Squirrel Financial Advice Ltd
White Stone Financial Planning
Wealthwise Financial Management
Barratt & Cooke
RBC Wealth Management
James Sharp & Co LLP
Lead Financial
Fairfield Money
Advice On Wealth Limited
Emily James Financial Services Ltd
Perspective (North East) Limited
Integrity Financial Services
Multrees Investor Services Ltd
The Openwork Partnership
James Brearley & Sons
GSL Financial Consultants Ltd
Parkway Consulting
Allthings Wealth
Dolby Financial Planning
Charles Schwab UK Limited
Perspective (South East)
Platinum Financial Solutions
Harrison Financial Planning
Morley Fordham
Aberdeen Standard Capital
Charles Stanley and Co Ltd
Generational Planning Group
Stockdale Asset Management
B H Financial Services Ltd
Roberts Boyt Limited
Remulate Wealth
Aberdeen
Birch Financial Services Ltd
Oberon Investments Limited
Nedbank Private Wealth Limited
Bates Wealth Management Ltd
Stephen Eve Financial Planning Ltd
Equiniti Financial Services Ltd
Kerr Henderson (Financial Services) Limited
Wolds Financial Planning
Fabric Private Office (trading name for TPIO)
Miller James Financial Planning
Tatton Investment Management Ltd
Novapetra Wealth Management
True Potential Wealth Management LLP
Threshold Wealth Management
The Investment Boutique
The Orchard Practice (AR) Ltd
Sharp Financial Planning
Killik & Co LLP
Atomos Financial Planning Limited
Brightpath Wealth Ltd
Andrew Graham Wealth Management
Retirement Planning (UK) Ltd
RBC Brewin
Financial Planning by TaxAssist
Prydderch Financial Planning Ltd
Burwood Financial Planning
Essential Wealth Management and Advice Ltd
Halifax Share Dealing Ltd
Perspective (North West) Limited
HSBC Private Bank
Brighton Capital Management
Standard Chartered
Renton Wealth Management
Farley & Thompson
Tower 12 Financial Services
Winter Dean Partnership LLP
B V Services
Yellow Brick Financial Planning Ltd
HSBC Investment Services
F D Cummins Financial Planning Limited
Protection & Investment Ltd
Meon Capital Management
Deutsche Bank UK Limited
LGT Wealth Management UK LLP
Adam & Company
Voyage Financial Planning
Eden House Financial Services
RBC Capital Markets
Metcalf Wealth Managers Ltd
Navera Investment Management Ltd
Totally Financial Planning
Rowan Dartington
Oakfields Wealth Management
Macbeth
Malama Wealth
Imperial Financial Planning Ltd
Evelyn Partners
Hitchell Financial Planning
Perspective (Midlands & Cheshire) Limited
DPB Wealth Management
Philip J Milton & Company
TrinityBridge
RBC Global Asset Management UK Ltd
Rathmore Financial Ltd
RNCFP Limited
Holberg Limited
Royal Bank of Canada Wealth Management
Eames Laurie Financial Services
57N Mortgages
Jalapeno UK Limited
Pedr Financial Planning
Independent Financial Planning Services
Horizons Financial Planning
Kingsley Wealth Management
Lantern Financial Planning
Perspective (Thornton Springer) Limited
Skyridge Financial Planning LLP
Third Wealth
Nexus Financial Services
Heritage Financial Planning
Rossie House Investment Management
Pareto Financial Planning
Storeton Rose Financial Planning Ltd
Green Planet Finance
Bloomfield Corporate Consultancy Ltd
Walker Crips Investment Management
Perspective (North) Limited
Cornerstone Wealth Planning
2 Plan Wealth Management Limited
Help For Wealth
Seneca Reid Ltd
Bay Financial Planning
BRI Wealth Management Plc
Countrywide Financial Solutions
Hymans Robertson Investment Services LLP
Legacy Wealth Planning
Ramsey Crookall & Co Ltd
Linkage Financial Solutions
Clearplan Financial Services Ltd
RBC Investor & Treasury Services
Rothschild & Co
Octo Financial Planning
IG Group
Canaccord Genuity Wealth Management
Direct Independent Financial Consultants Ltd
St James’s Place Wealth Management (SJP)
Henderson Moore Financial Solutions Ltd
Deep Dive Financial Planning Ltd
Rathbones Group Plc
City Asset Management Plc
GP Financial
Interactive Investor
The Share Centre Ltd
The Penny Group London LLP
Optimal Financial Services Ltd
Oakley Independent Advisers
Alexander House Financial Planning
W1M
Mountstone Partners
JM Finn
Paul Duckworth Independent Financial Adviser
Emma Storey Independent Financial Planning Ltd
Eden Gate Financial Planning
Ferry Financial
Dowgate Wealth Limited
Armstrongs Wealth Planning
Octo Wealth Management
EFG Harris Allday
Pilling & Co
Arcrate
Allen Langrick Financial Ltd
Sirius Financial Ltd
Options Financial Planning
Blakeway & Hunt Ltd
Scotia Independent Financial Services
Lyles’ Independent Financial Advice
Wessex Investment Management Ltd
M&G Wealth Advice Limited
Priority Wealth Planning
Magnum Financial Solutions
Equilibrium Financial Planning LLP
David Booler & Company t/a Boolers
Premier Financial Planning (Cheadle) Ltd
Buchanan Johnston Flynn Limited
Vision Independent Financial Planning Ltd
Mark Bonning-Snook Ltd
Your Future Wealth
CMC Independent Financial Advisers
The Penny Group Harridge
Harper Financial Associates
Horizon Financial Management
Perspective (East Anglia) Limited
R C Brown Investment Management Plc
Champion Financial Advisors
Silverwood Wealth Management
1st Port Asset Management
Bloomsbury Wealth
Handelsbanken Wealth & Asset Management
Prema Financial Services Ltd
Priory Financial Planning Ltd
Gresham Financial Strategies Ltd
Vesta Mortgages Ltd
Cogent Financial Solutions
Manorbridge Investment Management
Ruffer LLP
True Financial Design
Davy
Q Wealth Ltd
Spa Financial Planning
Perspective (South West) Limited
Saranac Partners Ltd
Tindle Wealth Management Limited
Triton Private Wealth Ltd
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