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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Rowan Dartington
Oakley Independent Advisers
Method Financial Planning
Coutts & Co
Pro Start Pensions
Parkway Consulting
Wise Investment
Succession Wealth
Dolby Financial Planning
Meon Capital Management
Tatton Investment Management Ltd
Sharp Financial Planning
AB1 Financial Planning Ltd
Redmayne Bentley
Perspective (Oxon) Limited
Perspective (West) Limited
The Share Centre Ltd
Hitchell Financial Planning
City Financial Solutions Ltd
Eames Laurie Financial Services
Brightpath Wealth Ltd
Ramsey Crookall & Co Ltd
Brooks Macdonald Investment Management
Generational Planning Group
B H Financial Services Ltd
Canaccord Genuity Wealth (International) Ltd
AJ Bell Business Solutions Limited
Wolds Financial Planning
Fiske Plc
The Penny Group Harridge
Bloomsbury Wealth
Quilter Cheviot
Lantern Financial Planning
Henderson Moore Financial Solutions Ltd
Weatherbys Private Bank Limited
Skyridge Financial Planning LLP
Remulate Wealth
57N Mortgages
Mosaic Money Management
GP Financial
Killik & Co LLP
HSBC UK Bank PLC
Heritage Financial Planning
Advanced IFA Ltd
Linkage Financial Solutions
Renton Wealth Management
Stevenson Burns Financial Planning
Threshold Wealth Management
Arcrate
Royal Bank of Canada
Eden House Financial Services
Bordier & Cie (UK) PLC
City Asset Management Plc
Kingswood Group
Protection & Investment Ltd
Fairfield Money
Davy
DSNY Wealth Planning
Stephen Eve Financial Planning Ltd
R C Brown Investment Management Plc
David Major Financial Services
Be Advised Ltd
James Brearley & Sons
LGT Wealth Management UK LLP
Saranac Partners Ltd
Raymond James
Nedbank Private Wealth Limited
Fairview Financial Management Ltd
2 Plan Wealth Management Limited
Fresh Approach Financial Planning
Retirement Planning (UK) Ltd
Emily James Financial Services Ltd
Hymans Robertson Investment Services LLP
Horizon Financial Management
Horizons Financial Planning
1st Port Asset Management
Four Wealth Planning
Perspective (North) Limited
Priority Wealth Planning
Dowgate Wealth Limited
The Penny Group London LLP
Osprey Financial Planning
Winter Dean Partnership LLP
Devine Wealth
Whitman Asset Management Ltd
Wealthwise Financial Management
Equiniti Financial Services Ltd
London & County Financial Advisors
Spa Financial Planning
TFAS Wealth
Rockbridge Financial Solutions
Lancaster Hill Investment Management
Nexus Financial Services
Canaccord Genuity Wealth Management
Andrew Graham Wealth Management
Help For Wealth
Emma Storey Independent Financial Planning Ltd
The Orchard Practice (AR) Ltd
Lyles’ Independent Financial Advice
Oberon Investments Limited
Burwood Financial Planning
Grey Parrot Financial Planning
Navera Investment Management Ltd
Farley & Thompson
Essential Wealth Management and Advice Ltd
Integrity Financial Services
Triton Private Wealth Ltd
BGA Financial Services
Truth Financial
TrinityBridge
Lead Financial
Profit With Principle Ltd
Manorbridge Investment Management
Totally Financial Planning
CS Investment Managers
Miller James Financial Planning
Aberdeen
Totum Financial Planning
Halifax Share Dealing Ltd
Mountstone Partners
Multrees Investor Services Ltd
Voyage Financial Planning
Positive Solutions (Financial Services) Limited
Wayfinder Wealth Management
Rossie House Investment Management
Jalapeno UK Limited
Cornerstone Wealth Planning
Optimal Financial Services Ltd
JM Finn
Hartley Associates
Premier Financial Planning (Cheadle) Ltd
The Investment Boutique
Albon Financial Planning
Morley Fordham
Options Financial Planning
B V Services
Octo Financial Planning
Deutsche Bank UK Limited
Ferry Financial
Kingsley Wealth Management
Omnis Investments Limited
Patrick Wayne Wealth Management Ltd
Paul Duckworth Independent Financial Adviser
Bates Wealth Management Ltd
Deep Dive Financial Planning Ltd
Courtney Havers LLP
Armstrongs Wealth Planning
True Potential Wealth Management LLP
TaxAssist Financial Services
Tailored Wealth
Charles Schwab UK Limited
NG Wealth
Interactive Investor
Adam & Company
Perspective (Thornton Springer) Limited
Ruffer LLP
True Financial Design
Yellow Brick Financial Planning Ltd
Scotia Independent Financial Services
Eden Gate Financial Planning
Meridian Financial Services
Philip J Milton & Company
Squirrel Financial Advice Ltd
GMG Investment Managers Ltd
Perspective (North East) Limited
Pareto Financial Planning
Third Wealth
Perspective (Home Counties) Limited
Malama Wealth
Fabric Private Office (trading name for TPIO)
CMC Independent Financial Advisers
EFG Harris Allday
Tower 12 Financial Services
Brighton Capital Management
Perspective (South East)
Metcalf Wealth Managers Ltd
Roberts Boyt Limited
Seneca Reid Ltd
Blakeway & Hunt Ltd
David Booler & Company t/a Boolers
Equilibrium Financial Planning LLP
Aberdeen Standard Capital
Magnum Financial Solutions
Murray John & Associates
Champion Financial Advisors
Alpha Portfolio Management
Vesta Mortgages Ltd
Birch Financial Services Ltd
Macbeth
Pilling & Co
Your Future Wealth
Standard Chartered
Independent Financial Planning Services
Oakfields Wealth Management
Bay Financial Planning
Direct Independent Financial Consultants Ltd
GSL Financial Consultants Ltd
Rathmore Financial Ltd
Evolution Financial Planning Ltd
Storeton Rose Financial Planning Ltd
Rothschild & Co
Countrywide Financial Solutions
Orleeman Financial Services
F D Cummins Financial Planning Limited
White Stone Financial Planning
Allen Langrick Financial Ltd
Priory Financial Planning Ltd
Bloomfield Corporate Consultancy Ltd
Atomos Financial Planning Limited
BRI Wealth Management Plc
The Openwork Partnership
Wessex Investment Management Ltd
Clifton Asset Management Ltd
Novapetra Wealth Management
Cogent Financial Solutions
Perspective (East Anglia) Limited
Perspective (North West) Limited
Prema Financial Services Ltd
Perspective South Ltd
Tindle Wealth Management Limited
Barlow Financial Services Ltd
Vision Independent Financial Planning Ltd
Intrinsic Wealth Ltd
MedHaven Financial Planning
IG Group
Arbuthnot Latham and Co
Platinum Financial Solutions
Handelsbanken Wealth & Asset Management
Right Financial Services
DPB Wealth Management
Rathbones Group Plc
Sterling Ridge Wealth
T Nixon Associates Ltd
Harrison Financial Planning
Green Planet Finance
Allthings Wealth
Buchanan Johnston Flynn Limited
Stapley Mortgages
Focus Financial Management (Scotland)
Perspective Financial Group Limited
Sirius Financial Ltd
Flowway Financial
Martin Roden Financial Services Limited
Crowther Mayoh Financial Services Ltd
M&G Wealth Advice Limited
RNCFP Limited
Orbit Financial Planning
Quilter Financial Planning Ltd
Barratt & Cooke
Perspective (South West) Limited
Alexander House Financial Planning
James Sharp & Co LLP
Gresham Financial Strategies Ltd
Evelyn Partners
HSBC Private Bank
Clifton Wealth Partnership Ltd
Clearplan Financial Services Ltd
Harper Financial Associates
Kerr Henderson (Financial Services) Limited
One Financial Solutions Ltd
Prydderch Financial Planning Ltd
Hedley & Company Stockbrokers Ltd
Imperial Financial Planning Ltd
Advice On Wealth Limited
Silverwood Wealth Management
Progeny Asset Management Ltd
Citrus Financial
Legacy Wealth Planning
Sentinel Portfolio Management
St James’s Place Wealth Management (SJP)
Pedr Financial Planning
Chatsworth Practice
Alextra Group Accountancy and Wealth Management
HSBC Investment Services
Walker Crips Investment Management
Octo Wealth Management
Holberg Limited
Mark Bonning-Snook Ltd
W1M
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