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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Flowway Financial
Lantern Financial Planning
Direct Independent Financial Consultants Ltd
Independent Financial Planning Services
Gresham Financial Strategies Ltd
Tailored Wealth
Heritage Financial Planning
EFG Harris Allday
Sirius Financial Ltd
Your Future Wealth
Fairfield Money
Pedr Financial Planning
Emma Storey Independent Financial Planning Ltd
CMC Independent Financial Advisers
Nexus Financial Services
Ramsey Crookall & Co Ltd
Philip J Milton & Company
Rothschild & Co
Bay Financial Planning
Bloomfield Corporate Consultancy Ltd
Weatherbys Bank Limited
Threshold Wealth Management
True Financial Design
DSNY Wealth Planning
Perspective Financial Group Limited
Osprey Financial Planning
Coutts & Co
Rossie House Investment Management
The Penny Group London LLP
Perspective (Home Counties) Limited
Albon Financial Planning
Clifton Wealth Management Ltd
GP Financial
Malama Wealth
RBC Capital Markets
Countrywide Financial Solutions
Orbit Financial Planning
True Potential Wealth Management LLP
Interactive Investor
Eden House Financial Services
Redmayne Bentley
Perspective (North West) Limited
Alexander House Financial Planning
Atomos Financial Planning Limited
Crowther Mayoh Financial Services Ltd
Burwood Financial Planning
Help For Wealth
Oakfields Wealth Management
Tower 12 Financial Services
Equiniti Financial Services Ltd
LGT Wealth Management UK LLP
Perspective (South East)
Equilibrium Financial Planning LLP
Halifax Share Dealing Ltd
Stevenson Burns Financial Planning
Optimal Financial Services Ltd
Storeton Rose Financial Planning Ltd
Miller James Financial Planning
Dowgate Wealth Limited
Emily James Financial Services Ltd
Alextra Group Accountancy and Wealth Management
Method Financial Planning
Wessex Investment Management Ltd
Oberon Investments Limited
Stockdale Asset Management
Martin Roden Financial Services Limited
Royal Bank of Canada Wealth Management
Perspective (North East) Limited
Nedbank Private Wealth Limited
RBC Global Asset Management UK Ltd
Bloomsbury Wealth
Lead Financial
BGA Financial Services
Allthings Wealth
Protection & Investment Ltd
Fairview Financial Management Ltd
Perspective (South West) Limited
Rockbridge Financial Solutions
Killik & Co LLP
AB1 Financial Planning Ltd
Alpha Portfolio Management
Handelsbanken Wealth & Asset Management
Harper Financial Associates
Holberg Limited
Focus Financial Management (Scotland)
Aberdeen Standard Capital
Advanced IFA Ltd
City Asset Management Plc
Mark Bonning-Snook Ltd
Financial Planning by TaxAssist
Pro Start Pensions
Deutsche Bank UK Limited
Brighton Capital Management
Champion Financial Advisors
R C Brown Investment Management Plc
Jalapeno UK Limited
City Financial Solutions Ltd
Devine Wealth
Tatton Investment Management Ltd
The Orchard Practice (AR) Ltd
Skyridge Financial Planning LLP
57N Mortgages
CS Investment Managers
Positive Solutions (Financial Services) Limited
Magnum Financial Solutions
Q Wealth Ltd
Progeny Asset Management Ltd
Birch Financial Services Ltd
JM Finn
Perspective (East Anglia) Limited
Patrick Wayne Wealth Management Ltd
Scotia Independent Financial Services
Priority Wealth Planning
Canaccord Genuity Wealth Management
Allen Langrick Financial Ltd
Henderson Moore Financial Solutions Ltd
Eames Laurie Financial Services
Right Financial Services
Cogent Financial Solutions
GMG Investment Managers Ltd
One Financial Solutions Ltd
RBC Wealth Management
RNCFP Limited
Deep Dive Financial Planning Ltd
Oakley Independent Advisers
Prema Financial Services Ltd
Blakeway & Hunt Ltd
Kingswood Group
Stapley Mortgages
Hymans Robertson Investment Services LLP
Courtney Havers LLP
Eden Gate Financial Planning
Farley & Thompson
MedHaven Financial Planning
Generational Planning Group
Mosaic Money Management
Perspective (Thornton Springer) Limited
Totum Financial Planning
Options Financial Planning
Essential Wealth Management and Advice Ltd
Intrinsic Wealth Ltd
Metcalf Wealth Managers Ltd
Standard Chartered
Omnis Investments Limited
2 Plan Wealth Management Limited
B H Financial Services Ltd
Parkway Consulting
Perspective (North) Limited
Wise Investment
Silverwood Wealth Management
Citrus Financial
Barratt & Cooke
Fiske Plc
Chatsworth Practice
NG Wealth
1st Port Asset Management
Horizons Financial Planning
Armstrongs Wealth Planning
Totally Financial Planning
Brightpath Wealth Ltd
Legacy Wealth Planning
Arbuthnot Latham and Co
Navera Investment Management Ltd
Rowan Dartington
Grey Parrot Financial Planning
Meridian Financial Services
Succession Wealth
Adam & Company
Perspective South Ltd
Advice On Wealth Limited
Cornerstone Wealth Planning
DPB Wealth Management
AJ Bell Business Solutions Limited
Sterling Ridge Wealth
Perspective (West) Limited
Fresh Approach Financial Planning
St James’s Place Wealth Management (SJP)
Rathmore Financial Ltd
Octo Financial Planning
Triton Private Wealth Ltd
Horizon Financial Management
IG Group
TrinityBridge
Perspective (Oxon) Limited
Barlow Financial Services Ltd
HSBC UK Bank PLC
HSBC Investment Services
Seneca Reid Ltd
Morley Fordham
Hartley Associates
Davy
Vision Independent Financial Planning Ltd
Kerr Henderson (Financial Services) Limited
White Stone Financial Planning
RBC Brewin
Andrew Graham Wealth Management
HSBC Private Bank
Aberdeen
Imperial Financial Planning Ltd
Lyles’ Independent Financial Advice
Kingsley Wealth Management
Truth Financial
Be Advised Ltd
Wayfinder Wealth Management
Integrity Financial Services
The Penny Group Harridge
Roberts Boyt Limited
Paul Duckworth Independent Financial Adviser
Bordier & Cie (UK) PLC
David Major Financial Services
TFAS Wealth
Priory Financial Planning Ltd
Squirrel Financial Advice Ltd
Meon Capital Management
Evolution Financial Planning Ltd
Sharp Financial Planning
Tindle Wealth Management Limited
Brooks Macdonald Investment Management
Harrison Financial Planning
Stephen Eve Financial Planning Ltd
Hitchell Financial Planning
Wolds Financial Planning
Pilling & Co
Novapetra Wealth Management
BRI Wealth Management Plc
Rathbones Group Plc
The Openwork Partnership
M&G Wealth Advice Limited
Profit With Principle Ltd
Octo Wealth Management
Remulate Wealth
Yellow Brick Financial Planning Ltd
Lancaster Hill Investment Management
Winter Dean Partnership LLP
Charles Schwab UK Limited
Wealthwise Financial Management
James Brearley & Sons
GSL Financial Consultants Ltd
Dolby Financial Planning
Linkage Financial Solutions
Macbeth
Mountstone Partners
Pareto Financial Planning
Ferry Financial
Third Wealth
Evelyn Partners
Canaccord Genuity Wealth (International) Ltd
Raymond James
London & County Financial Advisors
W1M
David Booler & Company t/a Boolers
Renton Wealth Management
Bates Wealth Management Ltd
T Nixon Associates Ltd
Walker Crips Investment Management
Platinum Financial Solutions
The Investment Boutique
Spa Financial Planning
Buchanan Johnston Flynn Limited
Ruffer LLP
Green Planet Finance
Quilter Financial Planning Ltd
Hedley & Company Stockbrokers Ltd
TaxAssist Financial Services
James Sharp & Co LLP
Arcrate
Murray John & Associates
Voyage Financial Planning
Clearplan Financial Services Ltd
Prydderch Financial Planning Ltd
Charles Stanley and Co Ltd
Quilter Cheviot
Saranac Partners Ltd
F D Cummins Financial Planning Limited
Orleeman Financial Services
Perspective (Midlands & Cheshire) Limited
The Share Centre Ltd
Retirement Planning (UK) Ltd
Manorbridge Investment Management
Sentinel Portfolio Management
Four Wealth Planning
B V Services
Multrees Investor Services Ltd
Vesta Mortgages Ltd
Fabric Private Office (trading name for TPIO)
Premier Financial Planning (Cheadle) Ltd
RBC Investor & Treasury Services
Whitman Asset Management Ltd
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