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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Help For Wealth
Navera Investment Management Ltd
Equilibrium Financial Planning LLP
Skyridge Financial Planning LLP
Focus Financial Management (Scotland)
Silverwood Wealth Management
Flowway Financial
Canaccord Genuity Wealth Management
Perspective (South East)
Murray John & Associates
Multrees Investor Services Ltd
R C Brown Investment Management Plc
Novapetra Wealth Management
Handelsbanken Wealth & Asset Management
Tindle Wealth Management Limited
EFG Harris Allday
Financial Planning by TaxAssist
Evelyn Partners
Henderson Moore Financial Solutions Ltd
Fresh Approach Financial Planning
Storeton Rose Financial Planning Ltd
Stockdale Asset Management
Voyage Financial Planning
HSBC UK Bank PLC
Clearplan Financial Services Ltd
Hartley Associates
Linkage Financial Solutions
Charles Stanley and Co Ltd
Heavenly Finances
Positive Solutions (Financial Services) Limited
Osprey Financial Planning
Platinum Financial Solutions
Kingswood Group
White Stone Financial Planning
Wolds Financial Planning
RBC Investor & Treasury Services
Alextra Group Accountancy and Wealth Management
Meon Capital Management
DPB Wealth Management
Progeny Asset Management Ltd
CS Investment Managers
The Investment Boutique
Standard Chartered
Brightpath Wealth Ltd
Integrity Financial Services
Independent Financial Planning Services
Perspective Financial Group Limited
Sterling Ridge Wealth
Orbit Financial Planning
Gresham Financial Strategies Ltd
Tower 12 Financial Services
Charles Schwab UK Limited
The Share Centre Ltd
One Financial Solutions Ltd
Harper Financial Associates
Bay Financial Planning
Canaccord Genuity Wealth (International) Ltd
Chatsworth Practice
IM Asset Management Ltd
Aberdeen Standard Capital
Sharp Financial Planning
Eames Laurie Financial Services
Totum Financial Planning
Lyles’ Independent Financial Advice
Quilter Financial Planning Ltd
RBC Global Asset Management UK Ltd
Interactive Investor
Allthings Wealth
Titan Private Wealth
Rockbridge Financial Solutions
Totally Financial Planning
Wise Investment
Adam & Company
Advice On Wealth Limited
Deutsche Bank UK Limited
Equiniti Financial Services Ltd
Squirrel Financial Advice Ltd
DSNY Wealth Planning
Saranac Partners Ltd
James Hambro & Partners LLP
Ruffer LLP
Birch Financial Services Ltd
Bates Wealth Management Ltd
Oakley Independent Advisers
Philip J Milton & Company
Dowgate Wealth Limited
Intrinsic Wealth Ltd
RBC Brewin Dolphin
T Nixon Associates Ltd
The Orchard Practice (AR) Ltd
Albon Financial Planning
2 Plan Wealth Management Limited
Fiske Plc
Farley & Thompson
Miller James Financial Planning
Bordier & Cie (UK) PLC
Macbeth
Tatton Investment Management Ltd
Atomos Financial Planning Limited
Grey Parrot Financial Planning
RBC Capital Markets
Perspective (North East) Limited
St James’s Place Wealth Management (SJP)
Walker Crips Investment Management
BGA Financial Services
Perspective (South West) Limited
Protection & Investment Ltd
FS Wealth Management
Emily James Financial Services Ltd
Crowther Mayoh Financial Services Ltd
Tailored Wealth
Perspective (Thornton Springer) Limited
Quilter Cheviot
Perspective (Oxon) Limited
Courtney Havers LLP
Nexus Financial Services
Lantern Financial Planning
B V Services
David Booler & Company t/a Boolers
Yellow Brick Financial Planning Ltd
Campbell Thomson (Insurance Services) Limited
James Sharp & Co LLP
Arbuthnot Latham and Co
Mosaic Money Management
Devine Wealth
Kingsley Wealth Management
Threshold Wealth Management
Remulate Wealth
Arcrate
Metcalf Wealth Managers Ltd
Vision Independent Financial Planning Ltd
RBC Wealth Management
D H M Wynchwood LLP
Perspective (Home Counties) Limited
Succession Wealth
Triton Private Wealth Ltd
Barlow Financial Services Ltd
Heritage Financial Planning
TaxAssist Financial Services
H R Independent Financial Services Ltd
Signature Services
Prydderch Financial Planning Ltd
Profit With Principle Ltd
Brighton Capital Management
The Openwork Partnership
Mark Bonning-Snook Ltd
Royal Bank of Canada Wealth Management
Four Wealth Planning
Burwood Financial Planning
Titan Wealth Solutions
AJ Bell Business Solutions Limited
Pareto Financial Planning
GP Financial
Truth Financial
Octo Wealth Management
True Financial Design
Perspective (North) Limited
F D Cummins Financial Planning Limited
Green Planet Finance
Deep Dive Financial Planning Ltd
Premier Financial Planning (Cheadle) Ltd
Malama Wealth
Wayfinder Wealth Management
London & County Financial Advisors
Oakfields Wealth Management
Perspective (East Anglia) Limited
Third Wealth
Fairfield Money
Options Financial Planning
Parkway Consulting
Octo Financial Planning
Davy
Champion Financial Advisors
RNCFP Limited
The Penny Group London LLP
Generational Planning Group
Perspective (West) Limited
B H Financial Services Ltd
Alpha Portfolio Management
Sentinel Portfolio Management
Be Advised Ltd
TrinityBridge
Advanced IFA Ltd
Wessex Investment Management Ltd
TFAS Wealth
Q Wealth Ltd
Armstrongs Wealth Planning
1st Port Asset Management
Roberts Boyt Limited
Lloyds Banking Group – Mass Affluent Investments
Method Financial Planning
Horizon Financial Management
Redmayne Bentley
CMC Independent Financial Advisers
Dolby Financial Planning
Seneca Reid Ltd
Perspective (Midlands & Cheshire) Limited
Coutts & Co
Patrick Wayne Wealth Management Ltd
Lead Financial
Sirius Financial Ltd
Stapley Mortgages
Winter Dean Partnership LLP
Magnum Financial Solutions
Whitechurch Securities Limited
City Asset Management Plc
Rothschild & Co
Spa Financial Planning
Barratt & Cooke
Cornerstone Wealth Planning
Halifax Share Dealing Ltd
Optimal Financial Services Ltd
Omnis Investments Limited
Priority Wealth Planning
Nedbank Private Wealth Limited
IG Group
Aberdeen
LGT Wealth Management UK LLP
HSBC Investment Services
Essential Wealth Management and Advice Ltd
Pro Start Pensions
Eden House Financial Services
BRI Wealth Management Plc
Perspective (North West) Limited
Hedley & Company Stockbrokers Ltd
Stevenson Burns Financial Planning
Perspective South Ltd
Ferry Financial
Bloomsbury Wealth
Your Future Wealth
Brooks Macdonald Investment Management
M&G Wealth Advice Limited
Allen Langrick Financial Ltd
Priory Financial Planning Ltd
Clifton Wealth Management Ltd
Pedr Financial Planning
Rathbones Group Plc
Rossie House Investment Management
Stephen Eve Financial Planning Ltd
Alexander House Financial Planning
Andrew Graham Wealth Management
MedHaven Financial Planning
Evolution Financial Planning Ltd
Hawksmoor Investment Management Limited
JM Finn
Cogent Financial Solutions
Orleeman Financial Services
Fairview Financial Management Ltd
Retirement Planning (UK) Ltd
W1M
Raymond James Investment Services Ltd
Whitman Asset Management Ltd
Oberon Investments Limited
Hymans Robertson Investment Services LLP
Eden Gate Financial Planning
True Potential Wealth Management LLP
Killik & Co LLP
Renton Wealth Management
Kerr Henderson (Financial Services) Limited
NG Wealth
Pilling & Co
Ramsey Crookall & Co Ltd
Right Financial Services
Fabric Private Office (trading name for TPIO)
Vesta Mortgages Ltd
Legacy Wealth Planning
57N Mortgages
HSBC Private Bank
Manorbridge Investment Management
Wealthwise Financial Management
Rathmore Financial Ltd
Harrison Financial Planning
James Brearley & Sons
Ravenscroft (UK) Limited
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