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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Kingsley Wealth Management
Rowan Dartington
Chatsworth Practice
HSBC UK Bank PLC
Deutsche Bank UK Limited
David Booler & Company t/a Boolers
W1M
DPB Wealth Management
Tatton Investment Management Ltd
Octo Financial Planning
Alextra Group Accountancy and Wealth Management
Pareto Financial Planning
Sirius Financial Ltd
James Brearley & Sons
AB1 Financial Planning Ltd
Devine Wealth
Totally Financial Planning
Generational Planning Group
Arcrate
Lead Financial
Buchanan Johnston Flynn Limited
Courtney Havers LLP
F D Cummins Financial Planning Limited
Novapetra Wealth Management
Dolby Financial Planning
One Financial Solutions Ltd
Barlow Financial Services Ltd
Bay Financial Planning
Fairfield Money
Coutts & Co
Mark Bonning-Snook Ltd
Killik & Co LLP
Be Advised Ltd
Triton Private Wealth Ltd
Stephen Eve Financial Planning Ltd
Perspective South Ltd
Focus Financial Management (Scotland)
Morley Fordham
Arbuthnot Latham and Co
Octo Wealth Management
Rathbones Group Plc
Navera Investment Management Ltd
TFAS Wealth
City Asset Management Plc
Vesta Mortgages Ltd
B V Services
Countrywide Financial Solutions
Charles Stanley and Co Ltd
Platinum Financial Solutions
Perspective (West) Limited
Hedley & Company Stockbrokers Ltd
Meridian Financial Services
Rothschild & Co
Allthings Wealth
Cogent Financial Solutions
Advice On Wealth Limited
The Penny Group London LLP
Imperial Financial Planning Ltd
Raymond James
Clifton Asset Management Ltd
Harper Financial Associates
Ferry Financial
Fiske Plc
Deep Dive Financial Planning Ltd
Rockbridge Financial Solutions
Henderson Moore Financial Solutions Ltd
Orbit Financial Planning
Hymans Robertson Investment Services LLP
Alpha Portfolio Management
JM Finn
Davy
Intrinsic Wealth Ltd
Albon Financial Planning
TrinityBridge
Bordier & Cie (UK) PLC
M&G Wealth Advice Limited
Protection & Investment Ltd
Perspective (North East) Limited
Standard Chartered
Perspective (North) Limited
Wealthwise Financial Management
Holberg Limited
Spa Financial Planning
Jalapeno UK Limited
57N Mortgages
Magnum Financial Solutions
Pro Start Pensions
Lancaster Hill Investment Management
True Potential Wealth Management LLP
Handelsbanken Wealth & Asset Management
Kerr Henderson (Financial Services) Limited
Adam & Company
Pedr Financial Planning
Oberon Investments Limited
Weatherbys Private Bank Limited
Positive Solutions (Financial Services) Limited
Linkage Financial Solutions
Eden House Financial Services
Help For Wealth
Sentinel Portfolio Management
Remulate Wealth
The Orchard Practice (AR) Ltd
Mountstone Partners
Wolds Financial Planning
James Sharp & Co LLP
Harrison Financial Planning
Essential Wealth Management and Advice Ltd
Advanced IFA Ltd
Sharp Financial Planning
CS Investment Managers
Allen Langrick Financial Ltd
Metcalf Wealth Managers Ltd
Skyridge Financial Planning LLP
Wayfinder Wealth Management
Tindle Wealth Management Limited
Evolution Financial Planning Ltd
CMC Independent Financial Advisers
Nexus Financial Services
Perspective (Thornton Springer) Limited
Seneca Reid Ltd
NG Wealth
Aberdeen
Dowgate Wealth Limited
Four Wealth Planning
HSBC Investment Services
Lantern Financial Planning
Perspective (South West) Limited
Walker Crips Investment Management
Equilibrium Financial Planning LLP
Wise Investment
White Stone Financial Planning
Eames Laurie Financial Services
Wessex Investment Management Ltd
Manorbridge Investment Management
Bates Wealth Management Ltd
Fairview Financial Management Ltd
Bloomfield Corporate Consultancy Ltd
Philip J Milton & Company
Hartley Associates
Brightpath Wealth Ltd
Miller James Financial Planning
Scotia Independent Financial Services
Malama Wealth
Oakfields Wealth Management
Gresham Financial Strategies Ltd
Direct Independent Financial Consultants Ltd
Your Future Wealth
T Nixon Associates Ltd
Fresh Approach Financial Planning
Brooks Macdonald Investment Management
Murray John & Associates
Macbeth
Threshold Wealth Management
Stapley Mortgages
Optimal Financial Services Ltd
Omnis Investments Limited
Royal Bank of Canada
Priory Financial Planning Ltd
Voyage Financial Planning
Barratt & Cooke
Perspective Financial Group Limited
Method Financial Planning
Horizon Financial Management
Burwood Financial Planning
Bloomsbury Wealth
Martin Roden Financial Services Limited
Premier Financial Planning (Cheadle) Ltd
The Openwork Partnership
The Share Centre Ltd
Eden Gate Financial Planning
1st Port Asset Management
Whitman Asset Management Ltd
Green Planet Finance
Tower 12 Financial Services
Silverwood Wealth Management
Independent Financial Planning Services
Ruffer LLP
Pilling & Co
Truth Financial
Parkway Consulting
Armstrongs Wealth Planning
Citrus Financial
Right Financial Services
2 Plan Wealth Management Limited
Brighton Capital Management
Renton Wealth Management
Quilter Financial Planning Ltd
Alexander House Financial Planning
Oakley Independent Advisers
Clearplan Financial Services Ltd
GMG Investment Managers Ltd
Redmayne Bentley
Orleeman Financial Services
Roberts Boyt Limited
The Penny Group Harridge
Heritage Financial Planning
Perspective (North West) Limited
True Financial Design
Yellow Brick Financial Planning Ltd
R C Brown Investment Management Plc
Progeny Asset Management Ltd
Canaccord Genuity Wealth (International) Ltd
Patrick Wayne Wealth Management Ltd
Rossie House Investment Management
BGA Financial Services
Emma Storey Independent Financial Planning Ltd
Legacy Wealth Planning
LGT Wealth Management UK LLP
Prema Financial Services Ltd
Options Financial Planning
Kingswood Group
Saranac Partners Ltd
Mosaic Money Management
Aberdeen Standard Capital
Atomos Financial Planning Limited
Third Wealth
MedHaven Financial Planning
Integrity Financial Services
Blakeway & Hunt Ltd
Fabric Private Office (trading name for TPIO)
Tailored Wealth
Lyles’ Independent Financial Advice
Nedbank Private Wealth Limited
GP Financial
Quilter Cheviot
HSBC Private Bank
Halifax Share Dealing Ltd
Storeton Rose Financial Planning Ltd
Equiniti Financial Services Ltd
Osprey Financial Planning
The Investment Boutique
Ramsey Crookall & Co Ltd
AJ Bell Business Solutions Limited
Emily James Financial Services Ltd
Retirement Planning (UK) Ltd
Squirrel Financial Advice Ltd
Paul Duckworth Independent Financial Adviser
Grey Parrot Financial Planning
BRI Wealth Management Plc
Cornerstone Wealth Planning
Crowther Mayoh Financial Services Ltd
B H Financial Services Ltd
Horizons Financial Planning
Evelyn Partners
TaxAssist Financial Services
IG Group
Flowway Financial
Interactive Investor
GSL Financial Consultants Ltd
Succession Wealth
London & County Financial Advisors
Birch Financial Services Ltd
Perspective (Oxon) Limited
Stevenson Burns Financial Planning
Profit With Principle Ltd
Totum Financial Planning
Charles Schwab UK Limited
St James’s Place Wealth Management (SJP)
RNCFP Limited
DSNY Wealth Planning
Winter Dean Partnership LLP
Farley & Thompson
Andrew Graham Wealth Management
Champion Financial Advisors
City Financial Solutions Ltd
Rathmore Financial Ltd
Hitchell Financial Planning
Canaccord Genuity Wealth Management
Prydderch Financial Planning Ltd
David Major Financial Services
Perspective (Home Counties) Limited
Sterling Ridge Wealth
Perspective (South East)
Multrees Investor Services Ltd
Meon Capital Management
Vision Independent Financial Planning Ltd
Priority Wealth Planning
Perspective (East Anglia) Limited
EFG Harris Allday
Clifton Wealth Partnership Ltd
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