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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


HSBC Investment Services
Renton Wealth Management
The Penny Group London LLP
Titan Private Wealth
Rockbridge Financial Solutions
Brightpath Wealth Ltd
Bates Wealth Management Ltd
Manorbridge Investment Management
Fresh Approach Financial Planning
Perspective Financial Group Limited
1st Port Asset Management
Armstrongs Wealth Planning
Parkway Consulting
Wealthwise Financial Management
Evolution Financial Planning Ltd
Emily James Financial Services Ltd
Ruffer LLP
Quilter Financial Planning Ltd
Bordier & Cie (UK) PLC
Malama Wealth
Devine Wealth
Morley Fordham
2 Plan Wealth Management Limited
Your Future Wealth
B H Financial Services Ltd
Ravenscroft (UK) Limited
Financial Planning by TaxAssist
Novapetra Wealth Management
Adam & Company
Emma Storey Independent Financial Planning Ltd
Farley & Thompson
Burwood Financial Planning
Advanced IFA Ltd
Pilling & Co
Profit With Principle Ltd
Aberdeen
Horizon Financial Management
Tower 12 Financial Services
Aberdeen Standard Capital
Silverwood Wealth Management
Eames Laurie Financial Services
Kingswood Group
Vesta Mortgages Ltd
Champion Financial Advisors
Paul Duckworth Independent Financial Adviser
Premier Financial Planning (Cheadle) Ltd
Albon Financial Planning
Perspective (North West) Limited
Right Financial Services
Ramsey Crookall & Co Ltd
AB1 Financial Planning Ltd
Lantern Financial Planning
Birch Financial Services Ltd
GP Financial
Fairview Financial Management Ltd
Q Wealth Ltd
Bloomfield Corporate Consultancy Ltd
GSL Financial Consultants Ltd
Prydderch Financial Planning Ltd
Gresham Financial Strategies Ltd
Fairfield Money
Deep Dive Financial Planning Ltd
BGA Financial Services
Sirius Financial Ltd
Platinum Financial Solutions
Prema Financial Services Ltd
Mark Bonning-Snook Ltd
Murray John & Associates
IM Asset Management Ltd
Truth Financial
David Booler & Company t/a Boolers
The Investment Boutique
Tindle Wealth Management Limited
FS Wealth Management
Protection & Investment Ltd
IG Group
Wayfinder Wealth Management
M&G Wealth Advice Limited
Hitchell Financial Planning
Meridian Financial Services
White Stone Financial Planning
W1M
Barlow Financial Services Ltd
Hymans Robertson Investment Services LLP
Priory Financial Planning Ltd
Focus Financial Management (Scotland)
Imperial Financial Planning Ltd
RNCFP Limited
Perspective (North) Limited
Canaccord Genuity Wealth (International) Ltd
Cogent Financial Solutions
Advice On Wealth Limited
Davy
Courtney Havers LLP
RBC Investor & Treasury Services
Perspective South Ltd
Navera Investment Management Ltd
Andrew Graham Wealth Management
Rossie House Investment Management
Handelsbanken Wealth & Asset Management
Jalapeno UK Limited
Yellow Brick Financial Planning Ltd
Perspective (West) Limited
Generational Planning Group
Fiske Plc
Walker Crips Investment Management
Horizons Financial Planning
NG Wealth
Perspective (East Anglia) Limited
RBC Wealth Management
Nexus Financial Services
Chatsworth Practice
Magnum Financial Solutions
Eden Gate Financial Planning
Perspective (South East)
Flowway Financial
Arcrate
Succession Wealth
TFAS Wealth
David Major Financial Services
HSBC UK Bank PLC
Triton Private Wealth Ltd
Voyage Financial Planning
Coutts & Co
RBC Capital Markets
Be Advised Ltd
Squirrel Financial Advice Ltd
Vision Independent Financial Planning Ltd
H R Independent Financial Services Ltd
Raymond James
Interactive Investor
Allthings Wealth
Nedbank Private Wealth Limited
Spa Financial Planning
London & County Financial Advisors
Macbeth
Integrity Financial Services
Harrison Financial Planning
MedHaven Financial Planning
Threshold Wealth Management
Legacy Wealth Planning
Martin Roden Financial Services Limited
Fabric Private Office (trading name for TPIO)
Ferry Financial
Heritage Financial Planning
Stephen Eve Financial Planning Ltd
Saranac Partners Ltd
Harper Financial Associates
RBC Global Asset Management UK Ltd
GMG Investment Managers Ltd
B V Services
Sentinel Portfolio Management
Skyridge Financial Planning LLP
Lyles’ Independent Financial Advice
Charles Schwab UK Limited
Omnis Investments Limited
Patrick Wayne Wealth Management Ltd
Octo Wealth Management
Clearplan Financial Services Ltd
Hawksmoor Investment Management Limited
CMC Independent Financial Advisers
City Asset Management Plc
T Nixon Associates Ltd
Heavenly Finances
Holberg Limited
Brighton Capital Management
Progeny Asset Management Ltd
The Share Centre Ltd
True Financial Design
Sterling Ridge Wealth
Grey Parrot Financial Planning
Direct Independent Financial Consultants Ltd
F D Cummins Financial Planning Limited
Perspective (South West) Limited
Miller James Financial Planning
Optimal Financial Services Ltd
Royal Bank of Canada Wealth Management
Totum Financial Planning
James Hambro & Partners LLP
Oakfields Wealth Management
Kerr Henderson (Financial Services) Limited
Equilibrium Financial Planning LLP
Charles Stanley and Co Ltd
Pro Start Pensions
EFG Harris Allday
Canaccord Genuity Wealth Management
Eden House Financial Services
R C Brown Investment Management Plc
Perspective (Midlands & Cheshire) Limited
Rathmore Financial Ltd
Metcalf Wealth Managers Ltd
Whitechurch Securities Limited
Oberon Investments Limited
Priority Wealth Planning
57N Mortgages
Meon Capital Management
Orleeman Financial Services
Wolds Financial Planning
RBC Brewin Dolphin
Seneca Reid Ltd
Alpha Portfolio Management
Perspective (North East) Limited
Halifax Share Dealing Ltd
TaxAssist Financial Services
Hedley & Company Stockbrokers Ltd
Buchanan Johnston Flynn Limited
Bay Financial Planning
Green Planet Finance
Mosaic Money Management
Equiniti Financial Services Ltd
Titan Wealth Solutions
Whitman Asset Management Ltd
Dolby Financial Planning
James Sharp & Co LLP
Stapley Mortgages
The Orchard Practice (AR) Ltd
Redmayne Bentley
Henderson Moore Financial Solutions Ltd
Cornerstone Wealth Planning
Wise Investment
CS Investment Managers
Blakeway & Hunt Ltd
Brooks Macdonald Investment Management
Method Financial Planning
Scotia Independent Financial Services
JM Finn
DSNY Wealth Planning
Countrywide Financial Solutions
Lancaster Hill Investment Management
Winter Dean Partnership LLP
St James’s Place Wealth Management (SJP)
Lead Financial
Help For Wealth
One Financial Solutions Ltd
James Brearley & Sons
Philip J Milton & Company
AJ Bell Business Solutions Limited
Options Financial Planning
Allen Langrick Financial Ltd
Perspective (Thornton Springer) Limited
Atomos Financial Planning Limited
Sharp Financial Planning
Rathbones Group Plc
DPB Wealth Management
Pedr Financial Planning
Multrees Investor Services Ltd
Alexander House Financial Planning
Killik & Co LLP
Quilter Cheviot
BRI Wealth Management Plc
Kingsley Wealth Management
Tailored Wealth
Dowgate Wealth Limited
Positive Solutions (Financial Services) Limited
Roberts Boyt Limited
Retirement Planning (UK) Ltd
D H M Wynchwood LLP
Hartley Associates
The Openwork Partnership
TrinityBridge
Remulate Wealth
Wessex Investment Management Ltd
Deutsche Bank UK Limited
True Potential Wealth Management LLP
HSBC Private Bank
Barratt & Cooke
Standard Chartered
Third Wealth
Perspective (Home Counties) Limited
Tatton Investment Management Ltd
Stevenson Burns Financial Planning
Totally Financial Planning
Campbell Thomson (Insurance Services) Limited
Perspective (Oxon) Limited
Essential Wealth Management and Advice Ltd
CMS Financial Management Limited
LGT Wealth Management UK LLP
Pareto Financial Planning
Octo Financial Planning
Osprey Financial Planning
City Financial Solutions Ltd
Arbuthnot Latham and Co
Stockdale Asset Management
Linkage Financial Solutions
Clifton Wealth Management Ltd
Evelyn Partners
Orbit Financial Planning
Alextra Group Accountancy and Wealth Management
Intrinsic Wealth Ltd
Four Wealth Planning
Bloomsbury Wealth
Rothschild & Co
Crowther Mayoh Financial Services Ltd
Storeton Rose Financial Planning Ltd
Oakley Independent Advisers
Independent Financial Planning Services
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