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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Brightpath Wealth Ltd
Sentinel Portfolio Management
TFAS Wealth
HSBC UK Bank PLC
Hartley Associates
Four Wealth Planning
Murray John & Associates
Spa Financial Planning
Magnum Financial Solutions
James Brearley & Sons
Parkway Consulting
Stockdale Asset Management
Lancaster Hill Investment Management
Imperial Financial Planning Ltd
Kingsley Wealth Management
R C Brown Investment Management Plc
Emma Storey Independent Financial Planning Ltd
Clearplan Financial Services Ltd
Davy
Oakfields Wealth Management
RBC Investor & Treasury Services
London & County Financial Advisors
Atomos Financial Planning Limited
Perspective (East Anglia) Limited
TaxAssist Financial Services
The Penny Group Harridge
Stephen Eve Financial Planning Ltd
Perspective (Home Counties) Limited
The Share Centre Ltd
B V Services
Interactive Investor
Voyage Financial Planning
Philip J Milton & Company
Skyridge Financial Planning LLP
Prema Financial Services Ltd
Heritage Financial Planning
Quilter Financial Planning Ltd
Tindle Wealth Management Limited
JM Finn
Crowther Mayoh Financial Services Ltd
Chatsworth Practice
Integrity Financial Services
Yellow Brick Financial Planning Ltd
Your Future Wealth
DSNY Wealth Planning
True Potential Wealth Management LLP
Method Financial Planning
Navera Investment Management Ltd
Meon Capital Management
GMG Investment Managers Ltd
Right Financial Services
Truth Financial
Rathmore Financial Ltd
Legacy Wealth Planning
Alextra Group Accountancy and Wealth Management
Pedr Financial Planning
Henderson Moore Financial Solutions Ltd
Kingswood Group
CS Investment Managers
Standard Chartered
Ruffer LLP
White Stone Financial Planning
Platinum Financial Solutions
Andrew Graham Wealth Management
W1M
St James’s Place Wealth Management (SJP)
Canaccord Genuity Wealth (International) Ltd
Triton Private Wealth Ltd
Saranac Partners Ltd
Champion Financial Advisors
B H Financial Services Ltd
Perspective (Oxon) Limited
AB1 Financial Planning Ltd
Essential Wealth Management and Advice Ltd
Perspective South Ltd
Handelsbanken Wealth & Asset Management
2 Plan Wealth Management Limited
Ferry Financial
Vesta Mortgages Ltd
Dolby Financial Planning
Killik & Co LLP
Fabric Private Office (trading name for TPIO)
DPB Wealth Management
Holberg Limited
Perspective (South East)
Focus Financial Management (Scotland)
Lead Financial
The Penny Group London LLP
Wealthwise Financial Management
Harrison Financial Planning
Miller James Financial Planning
The Orchard Practice (AR) Ltd
Grey Parrot Financial Planning
RNCFP Limited
NG Wealth
Third Wealth
Clifton Wealth Management Ltd
Barlow Financial Services Ltd
Raymond James
Financial Planning by TaxAssist
Q Wealth Ltd
Wolds Financial Planning
Equilibrium Financial Planning LLP
Oakley Independent Advisers
Perspective (North West) Limited
Succession Wealth
RBC Wealth Management
Orleeman Financial Services
Manorbridge Investment Management
Ravenscroft (UK) Limited
Wayfinder Wealth Management
Morley Fordham
Adam & Company
T Nixon Associates Ltd
Gresham Financial Strategies Ltd
Octo Wealth Management
Royal Bank of Canada Wealth Management
D H M Wynchwood LLP
Advanced IFA Ltd
Devine Wealth
Buchanan Johnston Flynn Limited
Whitman Asset Management Ltd
Orbit Financial Planning
City Financial Solutions Ltd
Renton Wealth Management
Perspective (South West) Limited
Help For Wealth
Hawksmoor Investment Management Limited
Nexus Financial Services
Generational Planning Group
Aberdeen
Tower 12 Financial Services
Walker Crips Investment Management
Priority Wealth Planning
BGA Financial Services
Linkage Financial Solutions
Bates Wealth Management Ltd
Patrick Wayne Wealth Management Ltd
Bay Financial Planning
Remulate Wealth
Flowway Financial
Halifax Share Dealing Ltd
F D Cummins Financial Planning Limited
CMS Financial Management Limited
Stevenson Burns Financial Planning
Rothschild & Co
Fairfield Money
IG Group
Rockbridge Financial Solutions
Deutsche Bank UK Limited
Meridian Financial Services
AJ Bell Business Solutions Limited
Options Financial Planning
Deep Dive Financial Planning Ltd
Farley & Thompson
Redmayne Bentley
Bloomfield Corporate Consultancy Ltd
Seneca Reid Ltd
Perspective Financial Group Limited
Totally Financial Planning
One Financial Solutions Ltd
Nedbank Private Wealth Limited
Wessex Investment Management Ltd
Canaccord Genuity Wealth Management
Sirius Financial Ltd
Alpha Portfolio Management
EFG Harris Allday
True Financial Design
Campbell Thomson (Insurance Services) Limited
Evelyn Partners
Progeny Asset Management Ltd
Lyles’ Independent Financial Advice
Alexander House Financial Planning
Arcrate
Mosaic Money Management
HSBC Private Bank
Coutts & Co
Armstrongs Wealth Planning
Martin Roden Financial Services Limited
Oberon Investments Limited
Countrywide Financial Solutions
Roberts Boyt Limited
Jalapeno UK Limited
Rathbones Group Plc
Pareto Financial Planning
Protection & Investment Ltd
Green Planet Finance
Ramsey Crookall & Co Ltd
Charles Schwab UK Limited
1st Port Asset Management
Lantern Financial Planning
Fairview Financial Management Ltd
Tatton Investment Management Ltd
Pilling & Co
Hymans Robertson Investment Services LLP
Barratt & Cooke
Emily James Financial Services Ltd
Mark Bonning-Snook Ltd
Premier Financial Planning (Cheadle) Ltd
The Investment Boutique
City Asset Management Plc
Tailored Wealth
Novapetra Wealth Management
Winter Dean Partnership LLP
Equiniti Financial Services Ltd
Fiske Plc
Allthings Wealth
Rossie House Investment Management
GSL Financial Consultants Ltd
Kerr Henderson (Financial Services) Limited
FS Wealth Management
TrinityBridge
Pro Start Pensions
Aberdeen Standard Capital
Hedley & Company Stockbrokers Ltd
Blakeway & Hunt Ltd
Be Advised Ltd
RBC Global Asset Management UK Ltd
Optimal Financial Services Ltd
Octo Financial Planning
Prydderch Financial Planning Ltd
Bloomsbury Wealth
Retirement Planning (UK) Ltd
Scotia Independent Financial Services
Metcalf Wealth Managers Ltd
Cornerstone Wealth Planning
David Major Financial Services
Totum Financial Planning
Arbuthnot Latham and Co
Independent Financial Planning Services
Silverwood Wealth Management
Birch Financial Services Ltd
MedHaven Financial Planning
Dowgate Wealth Limited
Sharp Financial Planning
The Openwork Partnership
Hitchell Financial Planning
Brooks Macdonald Investment Management
RBC Brewin
Omnis Investments Limited
RBC Capital Markets
HSBC Investment Services
Profit With Principle Ltd
James Sharp & Co LLP
Allen Langrick Financial Ltd
Perspective (Midlands & Cheshire) Limited
Storeton Rose Financial Planning Ltd
GP Financial
Eden Gate Financial Planning
Quilter Cheviot
Eden House Financial Services
Cogent Financial Solutions
Direct Independent Financial Consultants Ltd
Courtney Havers LLP
Intrinsic Wealth Ltd
Paul Duckworth Independent Financial Adviser
Perspective (West) Limited
Perspective (North East) Limited
Harper Financial Associates
Vision Independent Financial Planning Ltd
Perspective (Thornton Springer) Limited
Osprey Financial Planning
BRI Wealth Management Plc
Perspective (North) Limited
Wise Investment
57N Mortgages
CMC Independent Financial Advisers
Burwood Financial Planning
David Booler & Company t/a Boolers
Brighton Capital Management
Macbeth
LGT Wealth Management UK LLP
Positive Solutions (Financial Services) Limited
Stapley Mortgages
Whitechurch Securities Limited
Multrees Investor Services Ltd
Charles Stanley and Co Ltd
Albon Financial Planning
Threshold Wealth Management
Fresh Approach Financial Planning
M&G Wealth Advice Limited
Bordier & Cie (UK) PLC
Evolution Financial Planning Ltd
Horizons Financial Planning
Sterling Ridge Wealth
Squirrel Financial Advice Ltd
Malama Wealth
Horizon Financial Management
Advice On Wealth Limited
Eames Laurie Financial Services
Priory Financial Planning Ltd
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