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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Horizons Financial Planning
Omnis Investments Limited
The Penny Group Harridge
Heritage Financial Planning
Magnum Financial Solutions
Pro Start Pensions
Harper Financial Associates
Bloomfield Corporate Consultancy Ltd
Kingsley Wealth Management
Ferry Financial
Perspective (North East) Limited
Method Financial Planning
JM Finn
Halifax Share Dealing Ltd
BRI Wealth Management Plc
Triton Private Wealth Ltd
Kerr Henderson (Financial Services) Limited
Perspective (South West) Limited
RBC Capital Markets
Parkway Consulting
Fairfield Money
Eden Gate Financial Planning
Fabric Private Office (trading name for TPIO)
RNCFP Limited
Sirius Financial Ltd
Be Advised Ltd
Tower 12 Financial Services
Perspective Financial Group Limited
Q Wealth Ltd
Bordier & Cie (UK) PLC
Stephen Eve Financial Planning Ltd
Oakfields Wealth Management
Multrees Investor Services Ltd
Interactive Investor
Allen Langrick Financial Ltd
Legacy Wealth Planning
Options Financial Planning
Pedr Financial Planning
Barlow Financial Services Ltd
Remulate Wealth
Davy
Canaccord Genuity Wealth (International) Ltd
Chatsworth Practice
Brightpath Wealth Ltd
True Financial Design
Standard Chartered
GMG Investment Managers Ltd
Lancaster Hill Investment Management
Tailored Wealth
Novapetra Wealth Management
Evolution Financial Planning Ltd
Stevenson Burns Financial Planning
B H Financial Services Ltd
Horizon Financial Management
TaxAssist Financial Services
Stockdale Asset Management
Winter Dean Partnership LLP
Focus Financial Management (Scotland)
Citrus Financial
Grey Parrot Financial Planning
The Orchard Practice (AR) Ltd
Clifton Wealth Management Ltd
Eames Laurie Financial Services
David Booler & Company t/a Boolers
AJ Bell Business Solutions Limited
Mosaic Money Management
Lead Financial
Totum Financial Planning
57N Mortgages
Courtney Havers LLP
Truth Financial
T Nixon Associates Ltd
Equilibrium Financial Planning LLP
Arcrate
Navera Investment Management Ltd
NG Wealth
Equiniti Financial Services Ltd
The Investment Boutique
Wessex Investment Management Ltd
Retirement Planning (UK) Ltd
Wayfinder Wealth Management
Champion Financial Advisors
Bloomsbury Wealth
Alexander House Financial Planning
Premier Financial Planning (Cheadle) Ltd
Perspective (North West) Limited
Whitman Asset Management Ltd
Intrinsic Wealth Ltd
Canaccord Genuity Wealth Management
LGT Wealth Management UK LLP
Aberdeen Standard Capital
The Penny Group London LLP
Perspective (South East)
Scotia Independent Financial Services
Direct Independent Financial Consultants Ltd
Positive Solutions (Financial Services) Limited
Stapley Mortgages
DPB Wealth Management
Alextra Group Accountancy and Wealth Management
Atomos Financial Planning Limited
Deep Dive Financial Planning Ltd
Rathbones Group Plc
Priority Wealth Planning
HSBC UK Bank PLC
Meridian Financial Services
Countrywide Financial Solutions
Royal Bank of Canada Wealth Management
Vesta Mortgages Ltd
RBC Wealth Management
Walker Crips Investment Management
Optimal Financial Services Ltd
Jalapeno UK Limited
Generational Planning Group
Handelsbanken Wealth & Asset Management
Third Wealth
Flowway Financial
Charles Stanley and Co Ltd
R C Brown Investment Management Plc
Perspective (Home Counties) Limited
Buchanan Johnston Flynn Limited
Cogent Financial Solutions
Nexus Financial Services
James Brearley & Sons
Succession Wealth
Fairview Financial Management Ltd
Essential Wealth Management and Advice Ltd
Profit With Principle Ltd
Patrick Wayne Wealth Management Ltd
Vision Independent Financial Planning Ltd
Andrew Graham Wealth Management
Rossie House Investment Management
Renton Wealth Management
Sentinel Portfolio Management
Hymans Robertson Investment Services LLP
HSBC Private Bank
Perspective (Thornton Springer) Limited
Evelyn Partners
Wealthwise Financial Management
Yellow Brick Financial Planning Ltd
Priory Financial Planning Ltd
W1M
Ruffer LLP
Imperial Financial Planning Ltd
Armstrongs Wealth Planning
Fresh Approach Financial Planning
Harrison Financial Planning
Green Planet Finance
Raymond James
Your Future Wealth
Brooks Macdonald Investment Management
Manorbridge Investment Management
Dolby Financial Planning
True Potential Wealth Management LLP
Philip J Milton & Company
Albon Financial Planning
Kingswood Group
Squirrel Financial Advice Ltd
Holberg Limited
RBC Investor & Treasury Services
TFAS Wealth
M&G Wealth Advice Limited
Linkage Financial Solutions
Platinum Financial Solutions
Mountstone Partners
Gresham Financial Strategies Ltd
Prema Financial Services Ltd
Advice On Wealth Limited
Octo Financial Planning
Perspective (North) Limited
The Openwork Partnership
Farley & Thompson
Morley Fordham
Perspective (Oxon) Limited
Blakeway & Hunt Ltd
Oakley Independent Advisers
Sharp Financial Planning
Help For Wealth
Alpha Portfolio Management
HSBC Investment Services
B V Services
BGA Financial Services
Pareto Financial Planning
Hartley Associates
Charles Schwab UK Limited
Lyles’ Independent Financial Advice
Clearplan Financial Services Ltd
Saranac Partners Ltd
Meon Capital Management
One Financial Solutions Ltd
London & County Financial Advisors
Nedbank Private Wealth Limited
Seneca Reid Ltd
Killik & Co LLP
Rowan Dartington
Advanced IFA Ltd
Arbuthnot Latham and Co
Metcalf Wealth Managers Ltd
Birch Financial Services Ltd
CS Investment Managers
Allthings Wealth
F D Cummins Financial Planning Limited
Perspective South Ltd
Hedley & Company Stockbrokers Ltd
Coutts & Co
Perspective (Midlands & Cheshire) Limited
Brighton Capital Management
Lantern Financial Planning
Silverwood Wealth Management
Osprey Financial Planning
Aberdeen
Four Wealth Planning
Independent Financial Planning Services
Mark Bonning-Snook Ltd
Oberon Investments Limited
Rathmore Financial Ltd
Emily James Financial Services Ltd
Voyage Financial Planning
St James’s Place Wealth Management (SJP)
AB1 Financial Planning Ltd
1st Port Asset Management
Barratt & Cooke
Octo Wealth Management
Hitchell Financial Planning
Quilter Financial Planning Ltd
CMC Independent Financial Advisers
Redmayne Bentley
Wise Investment
GP Financial
Miller James Financial Planning
Threshold Wealth Management
RBC Global Asset Management UK Ltd
Rothschild & Co
GSL Financial Consultants Ltd
Crowther Mayoh Financial Services Ltd
Roberts Boyt Limited
Murray John & Associates
IG Group
The Share Centre Ltd
DSNY Wealth Planning
Orbit Financial Planning
Tindle Wealth Management Limited
David Major Financial Services
Protection & Investment Ltd
Storeton Rose Financial Planning Ltd
Dowgate Wealth Limited
Bates Wealth Management Ltd
Emma Storey Independent Financial Planning Ltd
TrinityBridge
Financial Planning by TaxAssist
EFG Harris Allday
Sterling Ridge Wealth
Quilter Cheviot
Cornerstone Wealth Planning
Ramsey Crookall & Co Ltd
Martin Roden Financial Services Limited
Orleeman Financial Services
Skyridge Financial Planning LLP
Tatton Investment Management Ltd
Bay Financial Planning
City Financial Solutions Ltd
Macbeth
White Stone Financial Planning
James Sharp & Co LLP
Deutsche Bank UK Limited
Perspective (East Anglia) Limited
Devine Wealth
RBC Brewin
Progeny Asset Management Ltd
Integrity Financial Services
Burwood Financial Planning
Perspective (West) Limited
Rockbridge Financial Solutions
Right Financial Services
Fiske Plc
2 Plan Wealth Management Limited
Spa Financial Planning
Weatherbys Bank Limited
Henderson Moore Financial Solutions Ltd
Pilling & Co
Adam & Company
Prydderch Financial Planning Ltd
Paul Duckworth Independent Financial Adviser
Wolds Financial Planning
Malama Wealth
Totally Financial Planning
MedHaven Financial Planning
Eden House Financial Services
City Asset Management Plc
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