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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Focus Financial Management (Scotland)
Equiniti Financial Services Ltd
Linkage Financial Solutions
Octo Financial Planning
Priority Wealth Planning
HSBC Private Bank
Emily James Financial Services Ltd
Winter Dean Partnership LLP
JM Finn
Be Advised Ltd
Lancaster Hill Investment Management
Crowther Mayoh Financial Services Ltd
Countrywide Financial Solutions
Profit With Principle Ltd
Martin Roden Financial Services Limited
Osprey Financial Planning
Dolby Financial Planning
Nedbank Private Wealth Limited
Sentinel Portfolio Management
Andrew Graham Wealth Management
Independent Financial Planning Services
Wealthwise Financial Management
R C Brown Investment Management Plc
Parkway Consulting
Royal Bank of Canada Wealth Management
Perspective (North) Limited
Perspective (South West) Limited
Bloomsbury Wealth
Perspective (Home Counties) Limited
Silverwood Wealth Management
Scotia Independent Financial Services
Hymans Robertson Investment Services LLP
Stockdale Asset Management
Fairview Financial Management Ltd
Perspective (East Anglia) Limited
Hitchell Financial Planning
The Penny Group London LLP
Burwood Financial Planning
Perspective (West) Limited
City Financial Solutions Ltd
Kingswood Group
Wise Investment
Eames Laurie Financial Services
Meon Capital Management
Renton Wealth Management
Magnum Financial Solutions
Prema Financial Services Ltd
Platinum Financial Solutions
Vesta Mortgages Ltd
Novapetra Wealth Management
Four Wealth Planning
Positive Solutions (Financial Services) Limited
Albon Financial Planning
Lead Financial
Courtney Havers LLP
Protection & Investment Ltd
TrinityBridge
David Major Financial Services
Allen Langrick Financial Ltd
Seneca Reid Ltd
Rockbridge Financial Solutions
Clifton Wealth Management Ltd
Brighton Capital Management
Davy
Intrinsic Wealth Ltd
Equilibrium Financial Planning LLP
Macbeth
Quilter Financial Planning Ltd
Gresham Financial Strategies Ltd
F D Cummins Financial Planning Limited
Perspective (North West) Limited
Hedley & Company Stockbrokers Ltd
RNCFP Limited
Rowan Dartington
Jalapeno UK Limited
Tatton Investment Management Ltd
Armstrongs Wealth Planning
The Openwork Partnership
Pedr Financial Planning
Mark Bonning-Snook Ltd
Rathmore Financial Ltd
Fairfield Money
Prydderch Financial Planning Ltd
Canaccord Genuity Wealth Management
Kingsley Wealth Management
BGA Financial Services
W1M
Roberts Boyt Limited
The Orchard Practice (AR) Ltd
LGT Wealth Management UK LLP
Stephen Eve Financial Planning Ltd
One Financial Solutions Ltd
Skyridge Financial Planning LLP
David Booler & Company t/a Boolers
Patrick Wayne Wealth Management Ltd
Aberdeen Standard Capital
Fiske Plc
Holberg Limited
Priory Financial Planning Ltd
Succession Wealth
Triton Private Wealth Ltd
Orbit Financial Planning
Eden Gate Financial Planning
Alextra Group Accountancy and Wealth Management
Mountstone Partners
Morley Fordham
Octo Wealth Management
Third Wealth
Direct Independent Financial Consultants Ltd
RBC Brewin
Metcalf Wealth Managers Ltd
1st Port Asset Management
GP Financial
Ruffer LLP
Interactive Investor
James Brearley & Sons
Bay Financial Planning
Heritage Financial Planning
Clearplan Financial Services Ltd
Rothschild & Co
The Penny Group Harridge
Arbuthnot Latham and Co
Nexus Financial Services
London & County Financial Advisors
Allthings Wealth
Buchanan Johnston Flynn Limited
Horizons Financial Planning
Optimal Financial Services Ltd
Wessex Investment Management Ltd
Emma Storey Independent Financial Planning Ltd
Green Planet Finance
Deep Dive Financial Planning Ltd
True Potential Wealth Management LLP
Fresh Approach Financial Planning
Sterling Ridge Wealth
TaxAssist Financial Services
57N Mortgages
Fabric Private Office (trading name for TPIO)
Imperial Financial Planning Ltd
Standard Chartered
Stapley Mortgages
Flowway Financial
Whitman Asset Management Ltd
GSL Financial Consultants Ltd
Hartley Associates
Generational Planning Group
Remulate Wealth
Halifax Share Dealing Ltd
Meridian Financial Services
MedHaven Financial Planning
Navera Investment Management Ltd
Rathbones Group Plc
HSBC UK Bank PLC
Progeny Asset Management Ltd
Brightpath Wealth Ltd
Totally Financial Planning
Evolution Financial Planning Ltd
Perspective (Oxon) Limited
Handelsbanken Wealth & Asset Management
RBC Global Asset Management UK Ltd
M&G Wealth Advice Limited
Tower 12 Financial Services
City Asset Management Plc
Perspective (Thornton Springer) Limited
Malama Wealth
Adam & Company
Integrity Financial Services
Philip J Milton & Company
Farley & Thompson
Charles Schwab UK Limited
Devine Wealth
BRI Wealth Management Plc
Kerr Henderson (Financial Services) Limited
AB1 Financial Planning Ltd
Eden House Financial Services
RBC Investor & Treasury Services
Pro Start Pensions
Grey Parrot Financial Planning
Mosaic Money Management
Harrison Financial Planning
Legacy Wealth Planning
Voyage Financial Planning
Walker Crips Investment Management
Lantern Financial Planning
Champion Financial Advisors
Redmayne Bentley
Bates Wealth Management Ltd
Bloomfield Corporate Consultancy Ltd
Perspective (South East)
Evelyn Partners
IG Group
Henderson Moore Financial Solutions Ltd
Deutsche Bank UK Limited
Advice On Wealth Limited
St James’s Place Wealth Management (SJP)
Cogent Financial Solutions
RBC Capital Markets
DSNY Wealth Planning
The Share Centre Ltd
Options Financial Planning
DPB Wealth Management
Perspective Financial Group Limited
Ramsey Crookall & Co Ltd
The Investment Boutique
Tindle Wealth Management Limited
Method Financial Planning
Truth Financial
Perspective (North East) Limited
Chatsworth Practice
True Financial Design
Raymond James
Multrees Investor Services Ltd
Saranac Partners Ltd
Spa Financial Planning
CMC Independent Financial Advisers
White Stone Financial Planning
Financial Planning by TaxAssist
Threshold Wealth Management
Right Financial Services
Alexander House Financial Planning
Essential Wealth Management and Advice Ltd
T Nixon Associates Ltd
AJ Bell Business Solutions Limited
Arcrate
Miller James Financial Planning
James Sharp & Co LLP
Wolds Financial Planning
Help For Wealth
Retirement Planning (UK) Ltd
Squirrel Financial Advice Ltd
Stevenson Burns Financial Planning
Horizon Financial Management
Brooks Macdonald Investment Management
Tailored Wealth
Citrus Financial
EFG Harris Allday
Storeton Rose Financial Planning Ltd
Birch Financial Services Ltd
Manorbridge Investment Management
Premier Financial Planning (Cheadle) Ltd
Cornerstone Wealth Planning
B V Services
Sirius Financial Ltd
Canaccord Genuity Wealth (International) Ltd
Barratt & Cooke
Yellow Brick Financial Planning Ltd
Totum Financial Planning
Dowgate Wealth Limited
Oakfields Wealth Management
TFAS Wealth
Charles Stanley and Co Ltd
Atomos Financial Planning Limited
Omnis Investments Limited
Oakley Independent Advisers
Oberon Investments Limited
Perspective (Midlands & Cheshire) Limited
Aberdeen
Wayfinder Wealth Management
RBC Wealth Management
Pilling & Co
Rossie House Investment Management
Bordier & Cie (UK) PLC
GMG Investment Managers Ltd
HSBC Investment Services
Pareto Financial Planning
Sharp Financial Planning
Quilter Cheviot
Weatherbys Bank Limited
Blakeway & Hunt Ltd
Lyles’ Independent Financial Advice
Killik & Co LLP
Paul Duckworth Independent Financial Adviser
Orleeman Financial Services
2 Plan Wealth Management Limited
Coutts & Co
Alpha Portfolio Management
Murray John & Associates
Ferry Financial
Your Future Wealth
CS Investment Managers
Harper Financial Associates
B H Financial Services Ltd
Advanced IFA Ltd
Vision Independent Financial Planning Ltd
Barlow Financial Services Ltd
NG Wealth
Perspective South Ltd
Q Wealth Ltd
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