PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA’s response to FCA’s CP18/3 Consultation on SME access to the FinancialAprilFCAUK Regulation
PIMFA’s response to European Commission proposal on the prudential requirements of Investment firmsMarchEuropean CommissionEU regulation
PIMFA’s response to FCA Mission Paper Our Approach to CompetitionMarchFCAUK Regulation
PIMFAs response to FCA Mission Paper Our Approach to AuthorisationMarchFCAUK Regulation
PIMFA response to CP 17/42 Duty of responsibilityFebruaryFCAUK Regulation
PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCRFebruaryFCAUK Regulation
PIMFA response House of Commons Treasury Committee – the UK’s economic relationship with the EU (part II)JanuaryHouse of CommonsUK Regulation
PIMFA Response to FCA Mission Paper: Our Future Approach to ConsumersFebruaryFCAUK Regulation
PIMFAs response to CP17-37 Consultation Paper on Industry Codes of ConductFebruaryFCAUK Regulation