PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA’s response to CP21/7; A new UK Prudential regime for MIFID investment firmsJuneFCAUK Regulation
PIMFA’s response to CP21/8 FCA regulated fees and levies: rates proposals 2021/22MayFCAUK Regulation
PIMFA consultation response on restricting CMC charges for financial products and services claimsAprilFCAUK Regulation
PIMFA’s response to FCA; Quarterly Consultation CP 21/5AprilFCAUK Regulation
PIMFA’s response to HMT; Consultation on Implementation of Investment Firm Prudential Regime Basel 3 standardsMarchHM TreasuryUK Regulation
PIMFA’s response to HM Treasury; Future Regulatory Framework ReviewFebruaryHM TreasuryUK Regulation
PIMFA’s response to FCA;CP20/24 A new UK Prudential Regime for MIFID investment firmsFebruaryFCAUK Regulation
PIMFA’s response to FCA CP20/22; Regulatory Fees and Levies: policy proposals for 2021/2022JanuaryFCAUK Regulation