PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA response to CP 17 40 Transitioning FCA firms and individuals to the SMCRFebruaryFCAUK Regulation
PIMFA response House of Commons Treasury Committee – the UK’s economic relationship with the EU (part II)JanuaryHouse of CommonsUK Regulation
PIMFA Response to FCA Mission Paper: Our Future Approach to ConsumersFebruaryFCAUK Regulation
PIMFAs response to CP17-37 Consultation Paper on Industry Codes of ConductFebruaryFCAUK Regulation
PIMFA response to the Work and Pensions Select Committee Inquiry into Collective Defined ContributionJanuaryHouse of CommonsUK Regulation
EU Article 29 Working Party – Consent & TransparencyJanuaryArt. 29 Working PartyEU regulation
PLSA – Hitting the TargetJanuaryPensions and Lifetime Savings AssociationUK Regulation
CP17 – 36 Review of the funding of FSCSJanuaryFCAUK Regulation
PIMFA response to FCA PS17/25: Consultation on retiring guidance which will be superseded by MiFID IIJanuaryFCAUK Regulation