PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA written evidence to Home Affairs Committee Inquiry into FraudOctoberUK RegulationFinancial Crime
PIMFA’s response to HM Treasury Consultation on Reform of the AML/CTF Supervisory RegimeSeptemberHM TreasuryUK RegulationHMT
PIMFA Response to HM Treasury; Ban on Cold Calling for Consumer Financial Services and Products – Consultation and Call for EvidenceSeptemberHM TreasuryUK RegulationHMT
PIMFA response to HMT Digitisation Taskforce Interim ReportSeptemberHM TreasuryHMT
PIMFA Response to FCA’s Rules Review FrameworkSeptemberFCAUK Regulation
PIMFA’s response to FCA PS23/7; Broadening retail access to the long-term asset fundAugustFCAUK RegulationFCA
PIMFA response to Financial Services Regulation – Measuring Success – Call for ProposalsJanuaryHM TreasuryUK RegulationHMT
PIMFA response to HMT consultation on regulating ESG ratings providersJulyHM TreasuryHMT
PIMFA response to HM Revenue & Customs consultation: ‘Stamp Taxes on Shares modernisation’JuneHMRCUK Regulation