PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA responds to FCA Retirement Outcomes Review: Investment pathways and other proposed changes to our rules and guidanceAprilFCAUK Regulation
CP18/38: Restricting CFDs sold to retail clients and a discussion of other retail derivative productsMarchFCAUK Regulation
PIMFA Response to Work and Pensions Select Committee Inquiry into Pension Transfer AdviceJanuaryUK Regulation
PIMFA’s response to EIOPA; Consultation Paper on integrating sustainability risks and factors in the delegated acts under the IDDJanuaryEIOPAEU regulation
PIMFA’s response to DWP; Pensions Dashboards: Working together for the consumerJanuaryDWPUK Regulation
PIMFA’s response to FCA DP18/8: Climate Change and Green Finance Discussion PaperJanuaryFCAUK Regulation
PIMFA’s response to the EDPB; Consultation on Guidelines 3/2018 on the territorial scope of the GDPRJanuaryEDPBEU regulation
PIMFA’s response to ICO; Call for views on a direct marketing code of practiceDecemberInformation Commissioner's OfficeUK Regulation
PIMFA’s response to HM Treasury; Treasury Committee’s inquiry into consumers’ access to financial servicesDecemberHM TreasuryUK Regulation