PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA’s response to the FCA’s CP18/9: Consultation on further remedies – Asset Management Market StudyJulyFCAUK Regulation
PIMFA’s response to the FCA’s GC 18/1 – Proposed guidance on financial crime systems and controls: insider dealing and market manipulationJuneFCAUK Regulation
PIMFA’s response to FCA Mission: Our Approach to SupervisionJuneFCAUK Regulation
PIMFA Response to the European Commission consultation Sustainable Finance Initiative – MiFID II suitability requirementsJuneEuropean CommissionEU regulation
PIMFA’s response to FCA’s consultation: CP18/10 regulated fees and levies: Rates proposals 2018/19MayFCAUK Regulation
PIMFA Response to Improving the Quality of Pension Transfer AdviceMayFCAUK Regulation
PIMFA Response to EU consultation on amendments to Shareholder Rights Directive 8 May 18MayEuropean ParliamentEU regulation
PIMFA’s response to House of Lords EU Select Committee’s Post-Brexit EU-UK relations inquiryMayHouse of LordsUK Regulation
PIMFA’s response to FCA’s CP18/3 Consultation on SME access to the Financial Ombudsman ServiceAprilFCAUK Regulation