PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA’s response to ESMA; Consultation on amending the PRIIPs KIDDecemberESMAEU regulation
PIMFA’s response to ESMA; Consultation on the Markets Abuse Regulation (MAR) ReviewDecemberESMAEU regulation
PIMFA’s response to Law Commission Intermediated securities – Call for evidence BackgroundOctoberUK Regulation
PIMFA response to Pension transfer advice: contingent charging and other proposed changesOctoberUK RegulationFCA
PIMFA’s Response to Guidance Consultation 19/3: Guidance for firms on the fair treatment of vulnerable customersOctoberUK RegulationFCA
ESMA Call for Evidence – PIMFA response – Sept 2019SeptemberEU regulation
PIMFA’s response to CP19/20 FCA ‘Our Framework – Assessing Adequate Financial Resources’SeptemberFCAUK Regulation
PIMFA’s response to the BSI draft technical advice (PAS 7340) framework for embedding sustainable finance principles in financial services organisationsAugustUK RegulationBSI
PIMFA Consultation Response FOS Future Funding August 2019AugustUK RegulationFOS