PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA’s response to the BSI draft technical advice (PAS 7340) framework for embedding sustainable finance principles in financial services organisationsAugustUK RegulationBSI
PIMFA Consultation Response FOS Future Funding August 2019AugustUK RegulationFOS
PIMFA’s response to the feedback on the draft technical advice on minimum requirements for the EU climate-transition benchmarks and the EU Paris-aligned benchmarks and benchmarks’ ESG disclosuresAugustEuropean CommissionEU regulation
PIMFA’s response to Treasury Select Committee on the Decarbonisation of the UK Economy and Green Finance inquiryAugustHM TreasuryUK Regulation
PIMFA’s Response to the BEIS’s Open Consultation on Corporate Transparency and Register ReformAugustDepartment for Business, Energy & Industrial StrategyUK Regulation
PIMFA’s response to DCMS National Data Strategy open call for evidenceJulyDCMSUK Regulation
PIMFA’s response to FCA CP19/12 ; Consultation on Investment Platforms Market Study remediesJuneFCAUK Regulation
PIMFA’s response to HM Treasury’s consultation on the Transposition of the Fifth Money Laundering DirectiveJuneHM TreasuryUK Regulation
PIMFA response to Evaluation of the Retail Distribution Review and the Financial Advice Market Review Call for InputJuneFCAUK Regulation