PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA calls for FCA to be given power to direct Ofcom to remove fraudulent content in Online Safety BillFCA
PIMFA’s response to FCA Quarterly Consultation No 35 – CP 22/4AprilUK Regulation
PIMFA’s response to the FCA Compensation Framework ReviewMarchFCAUK Regulation
PIMFA’s response to FCA’s Call for Evidence on Improving the Appointed Representatives RegimeMarchFCAUK Regulation
PIMFA response to A New Consumer Duty – Feedback to CP21/3 and further consultationFebruaryFCAUK Regulation
PIMFA’s response to HM Treasury; Future Regulatory Framework Review Financial Services StrategyFebruaryHM TreasuryUK Regulation
PIMFA’s response to FCA; DP 21/4: Sustainability Disclosure Requirements (SDR) and investment labelsJanuaryFCAUK Regulation
PIMFA’s response to FCA Consultation CP 21/28: New cancellation and variation power; Changes to the Handbook and Enforcement GuideOctoberFCAUK Regulation
PIMFA response to HM Treasury Call for Evidence on the Economic Crime Levy legislative consultationOctoberHM TreasuryUK Regulation