PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA’s response to FCA CP19/12 ; Consultation on Investment Platforms Market Study remediesJuneFCAUK Regulation
PIMFA’s response to HM Treasury’s consultation on the Transposition of the Fifth Money Laundering DirectiveJuneHM TreasuryUK Regulation
PIMFA response to Evaluation of the Retail Distribution Review and the Financial Advice Market Review Call for InputJuneFCAUK Regulation
PIMFA’s response to: DP19/1 Building A Regulatory Framework For Effective StewardshipAprilUK RegulationFCA
PIMFA responds to FCA Retirement Outcomes Review: Investment pathways and other proposed changes to our rules and guidanceAprilFCAUK Regulation
CP18/38: Restricting CFDs sold to retail clients and a discussion of other retail derivative productsMarchFCAUK Regulation
PIMFA Response to Work and Pensions Select Committee Inquiry into Pension Transfer AdviceJanuaryUK Regulation
PIMFA’s response to EIOPA; Consultation Paper on integrating sustainability risks and factors in the delegated acts under the IDDJanuaryEIOPAEU regulation
PIMFA’s response to DWP; Pensions Dashboards: Working together for the consumerJanuaryDWPUK Regulation