PIMFA Consultation Responses
PIMFA responds on behalf of our membership to numerous key issues within our industry. We do this via vital feedback and discussion with member firms via our committees, working parties and industry forums.
From this member feedback PIMFA create responses to consultation documents and discussion papers issued by bodies such as the UK’s regulator, the Financial Conduct Authority (FCA), Government departments and many European and International bodies.
The scope of regulation is increasing all the time and one of PIMFA’s key objectives is to ensure this regulation is proportionate and fair, bringing real benefits to the investment management and financial advice community and their clients.
Past consultation responses from WMA and APFA can be accessed via their respective archives.
PIMFA response to FCA CP20/15; Liquidity mismatch in authorised open-ended property fundsNovemberFCAUK Regulation
PIMFA response to HM Treasury: Regulatory Framework for the Approval of Financial PromotionsOctoberHM TreasuryUK Regulation
PIMFA’s response to HM Treasury; Consultation on the Economic Crime LevyOctoberHM TreasuryUK Regulation
PIMFA’s response to Guidance Consultation 20/3: Guidance for firms on the fair treatment of vulnerable customersSeptemberFCAUK RegulationFCA
PIMFA’s response to FCA DP20/2: A new UK Prudential regime for MIFID investment firmsSeptemberFCAUK RegulationFCA
PIMFA Response to FCA CP19/32: Building Operational Resilience: Impact Tolerances for Important Business ServicesSeptemberFCAUK RegulationFCA
PIMFA’s response to HM Treasury; Consultation on expanding the Dormant Assets schemeJulyHM TreasuryUK Regulation
PIMFA’s response to the European Commission; Consultation on the review of MiFID II/MiFIRMayEuropean CommissionEU regulation
PIMFA’s response to Charity Commission; Consultation on how charities approach investing in line with their purpose and valuesAprilCharity CommissionUK Regulation