The Personal Investment Management & Financial Advice Association (PIMFA)

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Transaction Reporting: Are You Meeting The Regulators Expectations?

In the third of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How PIMFA member firms can Achieve Accurate, Complete and Timely Reporting”, Matthew Vincent from Kaizen joins PIMFA’s Kevin Sloane to review the FCA’s latest reporting expectations that impact PIMFA member firms.

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The obligation for firms to report details of financial transactions to ensure market transparency and integrity.

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Shared Type: Shared Public
Published: March 27, 2026
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