PIMFA Journal

​From Tick Box to Decision Tool- Rethinking Financial Crime Risk Assessments Why culture could be the strongest risk tool advisers aren’t using (yet) Don’t be Complacent About AI Compliance Is your investment technology ready for the next lap of innovation? Lockton Autumn Budget 2025- Key Impacts for UK Employers Mind the Gap! Bridging Public and Private Markets in the UK Talent and Controls - Where AI Initiatives Succeed or Stall The UK’s Retail Investing Revolution Is Just Getting Started The Wealth and Asset Management Operating Model Can’t Keep Up Understanding the True Value of Corporate Insurance

ESG Investment in 2024 - What to look for when scrutinising funds - Sancroft How to secure value for money on your client’s pension - Insignis Cash Poor cyber security will breach Consumer Duty - B-Compliant Staying innovative is staying ahead of the curve - Dorsum Precision in Practice: Unveiling Key Trends and Improvements in Asset Management Transaction Reporting - Control Now UK SDR: fix the roof when the sun is shining - Knowyourfunds Practical and personal: The keys to consumer engagement - Altus Consulting How implementing the Consumer Duty can help deliver your ESG objectives - Square 4 FATCA Filings – Failure or Fallacy? - Hartford Consulting

Sustainable Comms in Financial Services: A Moral and Strategic Imperative - Beyond Encryption How to Embed Consumer Duty in 7 practical steps - Beyond FS The Four Cornerstones Of Financial Wellbeing - Chris Budd Does your portal support your IFA stakeholders? - Crealogix The Art of Engaging Affluent Investors: the opportunities presented by asset aggregation and real time strategic insights - Figg Navigating Tax Reporting Challenges in Wealth Management: A Technological Approach - Financial Software Ltd Driving Growth in an Era of Disruption - FIS Global How to create risk ownership within your firm - Ruleguard MiFID Transaction Reporting – 2023 and beyond…. - Kaizen Reporting A 5-step framework to aid a successful business transformation - SEI Wealth Platform New study reveals the three pillars for wealth managers to unlock opportunity in challenging times - Objectway

A UK First for Transparency across Managed Portfolios - Morningstar Digitising wealth management is crucial for client satisfaction and employee wellbeing - Industrial Thought Group From One-Time Buyers to Lifelong Customers: Increasing After-Purchase Engagement in Wealth - Kidbrooke Cyber Risk Management: 6 reasons why you need independent assurance - Mitigo Group Mastering Operational Resilience: An Outlook in to 2025 - Pershing How to place value on protection in tough times - Royal London Digital transformation in the Financial Services industry: Adapt or get left behind - RSM UK Defining a vulnerable client in a Consumer Duty world - Dynamic Planner Joint Review of the Senior Managers and Certification Regime - Thistle Investments

Is Sgt Pepper an Anti-Hero? Differences and Differentiation - Altus Communicating ESG Investments to Customers - Dorsum Outcomes Monitoring in a Consumer Duty World - Square 4 After the Latest Crypto Winter, Wealth Management Firms Could Bring About a Crypto Spring - Crealogix How Can FCA-Regulated Firms Master Operational Resilience in a VUCA World? - Ansarada Navigating the Complexities of Data Sovereignty in the Financial Services Industry - Worldr What Does the UK's Digitisation of Share Certificates Mean for Advisers? - Euroclear Living With the New Consumer Duty - An Employee Perspective - Worksmart A Battle Plan to Win on Customer Experience - Objectway Sharpfin Trend Report 2023 - Sharpfin

Why tax suitability shouldn’t be taxing for UK wealth managers - Six Group Is Investing In China Still A Good Idea? - RisCura Capitalising On A Rising Interest Rate Environment - Insignis Cash Solutions Top Rates Currently Available On The Insignis Cash Solutions Platform - Insignis Cash Solutions Improving Diversity And Inclusion In The Financial Services Sector: Socioeconomic Background Data - Clyde & Co An introductory guide to email account security - Mitigo Group Beware The Ides Of CARF - Efficient Frontiers International Implementing the FCA's New Consumer Duty - Shoosmiths LLP Consumer Duty: What Is It And How Worried Should I Be? - IIC Climate Risks Beyond The Physical - ICE

Small companies will have to file P&L accounts - MyRegData Unpacking five commercial property myths - TIME Investments My client wants to use WhatsApp – why and why not? - Qwil Messenger ETFs left in unprecedented position - ETF Stream What do wealth management clients expect in 2022? - Unblu Employers can dismiss whistle-blowers by separating their conduct from the fact they are a whistle-blower - PIMFA’s under 40 forum finds stark gender differences and a pressing need for financial education in new research - PIMFA Are you resilient to a ransomware attack? - Mitigo Mastering the customer experience in investment management - Medallia Best practices for modernising client management - Moxo