PIMFA Journal

PIMFA’s magazine contains articles and thought leadership on current issues, hot topics and future developments from PIMFA members. Always a thought-provoking read.

October , 2019

PIMFA Plus - PIMFA Shall we get engaged? - Octo Members Group A closer look at consultation paper CP19 - Royal London Should all investors be treated equally in the access to information from UK listed companies? - Investor Meet Company Pricing in Wealth Management - Alpha FMC Better Client Outcomes? - Elephants Don't Forget Offset the impact of inflation by using a cash management service - Insignis Cash Cyber Doctor - Mitigo What could an apprentice do for your firm? - NMBA Keeping the trillions of family wealth: how to win next-generation clients - Orbium Digital Innovation in Wealth Management - Objectway Between a rock and a hard place:how firma can handle diversity reporting and GDPR - MirrorWeb Hacker Girl Episode Eight - TRMG The Rise of Cryptocurrencies and the Question of Regulation - CityAM

August , 2019

I Am What I Am - Beyond Encryption The Rise of Environment, Social and Governance (ESG) - PIMFA Regulating the Growth of ESG Investing - Morningstar Suitability and Surveillance for Wealth Managers: What Does the Future Hold? - NICE Actimize Cyber Risk Management: Cybersecurity is Different to IT Support - Mitigo Group Emerging C-Level Views on Success Strategies for Surviving and Thriving in a New Era of Wealth Management - Orbium Why the FCA's Updated Financial Crime Guide Sets Out a Universal Governance, Risk Management and Compliance (GRC) Framework - Mitratech Financial Worries and Your Wellbeing - PIMFA The Big Millennial Shake-up: How Tech Made Wealth Advisers Wake up - Focus Solutions FCA's Competition Worries Will Impact Wealth Managers - Altus Hacker Girl Episode Seven - The Risk Management Group

May , 2019

Transforming the Wealth Management of today and Preparing for the Future - Appway The Threat from Within & the use of AI in Regulated Firms to Combat It - Elephants dont forget. Cash Management can Grow Your Business - Insignis Cash Helping Young People Have an Understanding of Money - NMBA The Senior Managers & Certification Regime and You - PIMFA Industry Insights. Unlocking the Potential of Wealth Management - Profile Software Floating a Law Firm - Rosenblatt Older Workers Represent Huge Talent Pool for Employers - Royal London

November , 2018

What the Senior Managers’ Regime Could Mean for Enforcement Against Individuals, Enforcd Financial Adviser Market: In Numbers, PIMFA PIMFA-AECIS - Enabling Collaboration to Prevent Financial Crime, Financial Crime Intelligence PIMFA Member’s Manifesto 2018, PIMFA Social Investment: Maintaining Momentum and Managing Risk, Herminius (A Part of Philanthorpy Impact) PIMFA FinTech Conference 2018, PIMFA Suitability - Is Everything Under Control?, Bovill The NMBA Apprenticeship Programme, NMBA Hacker Girl, Risk Management Group

January , 2018

July , 2017

Cyber Crime Outweighs Impact of Regulations for Wealth Management Firms The Evolving Wealth Management Landscape Inside the Mind of a Scammer Internal Data Theft PIMFA CEO Sentiment Survey 2017: Key Statistics What Will GDPR Cost?? PIMFA Events Calendar 2017 MSCI: Introducing Your New Private Investor Index Series PIMFA Financial Advice Market In Numbers Report: Key Findings How Intelligence Sharing Can Help You Detect and Prevent Financial Crime Hacker Girl Episode 3: The Trojan Horse Become a Member FinTech Conference 2017

December , 2016

Safe Withdrawal Rates for UK Retirees is it time to reset the 4 rule? Scratching the Instant Gratification Itch: Using Tech to- Satisfy Investors Demands Factor Investing: Adding Investment Skill to Index Investing Senior Managers Regime Getting Culture Conduct Right The UK Wealth Management Sector Summary Requirements for Brexit and After Career Intelligence: What You Really Need to Succeed in the World of Work Cryptocurrency and Blockchain: Practical Use Cases Key Aspects and Trends to Consider for a Winning Digital Strategy How to be Client Centric: Using- Client Experience Tools Efficiently Effectively MiFID II and the Financial Research Landscape Barbados: Anchoring International Business Hacker Girl - Episode 2: Will You Be My Friend?

June , 2016

Industry Statistics Driving Loyalty in Wealth Management and Private Banking Women in Wealth: Experiences as a Woman in the Wealth Management Industry How to Recognise a Tax Avoidance Scheme Undervalued? All You Need To Know About the Risks of Underinsurance Targeting the Next Generation of Clients Brexit and the WMA Community Strategic Beta and Fixed Income Hacker Girl Episode 1: The Case of the Naive Banker

September , 2015

Foreword From The Editor About WMA Liz Field, CEO Of The WMA, Warns That Employees And Clients Are The True Priority For Defence Against Cybercrime The Changing Face Of Research: Quant Is Not Enough WMA 25th Anniversary: 25 Facts Celebrating 25 Years: 1990-2015 Industry Statistics The Importance Of Implementing A Robust- Policy- Management Programme WMA Members