MiFIR Transaction Reporting: The Most Common Reporting Errors
In the first of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How PIMFA member firms can Achieve Accurate, Complete and Timely Reporting”, Simon Appleton and Matthew Vincent from Kaizen join PIMFA’s Kevin Sloane to highlight “The Three Most Common Reporting Errors".
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This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.