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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


F D Cummins Financial Planning Limited
David Major Financial Services
Triton Private Wealth Ltd
One Financial Solutions Ltd
Arcrate
Blakeway & Hunt Ltd
Perspective (Oxon) Limited
Handelsbanken Wealth & Asset Management
RNCFP Limited
Horizon Financial Management
Progeny Asset Management Ltd
Horizons Financial Planning
Pedr Financial Planning
Essential Wealth Management and Advice Ltd
Perspective (East Anglia) Limited
Hedley & Company Stockbrokers Ltd
Alexander House Financial Planning
Fairview Financial Management Ltd
Walker Crips Investment Management
Spa Financial Planning
Canaccord Genuity Wealth Management
Morley Fordham
Renton Wealth Management
Sentinel Portfolio Management
Ferry Financial
Henderson Moore Financial Solutions Ltd
True Potential Wealth Management LLP
Adam & Company
Advice On Wealth Limited
Kingswood Group
Interactive Investor
Stockdale Asset Management
CMC Independent Financial Advisers
AJ Bell Business Solutions Limited
Intrinsic Wealth Ltd
Yellow Brick Financial Planning Ltd
Options Financial Planning
Prema Financial Services Ltd
Octo Financial Planning
Courtney Havers LLP
Clifton Wealth Management Ltd
Novapetra Wealth Management
Mosaic Money Management
Allen Langrick Financial Ltd
Meon Capital Management
HSBC UK Bank PLC
Rowan Dartington
Perspective (South West) Limited
Kerr Henderson (Financial Services) Limited
Pro Start Pensions
Charles Stanley and Co Ltd
Perspective (South East)
Countrywide Financial Solutions
Silverwood Wealth Management
Canaccord Genuity Wealth (International) Ltd
Nexus Financial Services
Ramsey Crookall & Co Ltd
Orleeman Financial Services
DPB Wealth Management
Albon Financial Planning
Generational Planning Group
Seneca Reid Ltd
Lancaster Hill Investment Management
Navera Investment Management Ltd
Eden Gate Financial Planning
Osprey Financial Planning
Philip J Milton & Company
James Brearley & Sons
Remulate Wealth
T Nixon Associates Ltd
Tailored Wealth
Bates Wealth Management Ltd
Hymans Robertson Investment Services LLP
Method Financial Planning
Nedbank Private Wealth Limited
Davy
White Stone Financial Planning
Citrus Financial
Skyridge Financial Planning LLP
JM Finn
Hitchell Financial Planning
The Penny Group London LLP
Lead Financial
Rathmore Financial Ltd
Hartley Associates
Legacy Wealth Planning
James Sharp & Co LLP
Perspective (Midlands & Cheshire) Limited
Cogent Financial Solutions
Gresham Financial Strategies Ltd
Q Wealth Ltd
EFG Harris Allday
GP Financial
Bloomfield Corporate Consultancy Ltd
Brooks Macdonald Investment Management
Grey Parrot Financial Planning
Linkage Financial Solutions
Barratt & Cooke
Martin Roden Financial Services Limited
1st Port Asset Management
Wealthwise Financial Management
Killik & Co LLP
True Financial Design
Orbit Financial Planning
Evelyn Partners
Tatton Investment Management Ltd
Standard Chartered
Bordier & Cie (UK) PLC
Murray John & Associates
Mountstone Partners
BGA Financial Services
Crowther Mayoh Financial Services Ltd
Storeton Rose Financial Planning Ltd
Be Advised Ltd
London & County Financial Advisors
St James’s Place Wealth Management (SJP)
Wessex Investment Management Ltd
Rothschild & Co
Eden House Financial Services
Positive Solutions (Financial Services) Limited
Deep Dive Financial Planning Ltd
Quilter Cheviot
Perspective Financial Group Limited
TFAS Wealth
City Asset Management Plc
Sharp Financial Planning
2 Plan Wealth Management Limited
Oakley Independent Advisers
David Booler & Company t/a Boolers
Pilling & Co
Perspective (North East) Limited
TaxAssist Financial Services
Arbuthnot Latham and Co
W1M
Independent Financial Planning Services
Perspective (Home Counties) Limited
NG Wealth
Farley & Thompson
Birch Financial Services Ltd
The Share Centre Ltd
Bay Financial Planning
Fiske Plc
Weatherbys Private Bank Limited
Totum Financial Planning
Oberon Investments Limited
Devine Wealth
Charles Schwab UK Limited
Emily James Financial Services Ltd
Wayfinder Wealth Management
Your Future Wealth
Sirius Financial Ltd
Multrees Investor Services Ltd
Platinum Financial Solutions
Squirrel Financial Advice Ltd
Royal Bank of Canada
Priory Financial Planning Ltd
Sterling Ridge Wealth
Perspective (West) Limited
Integrity Financial Services
Evolution Financial Planning Ltd
B H Financial Services Ltd
Threshold Wealth Management
Protection & Investment Ltd
Right Financial Services
Whitman Asset Management Ltd
Priority Wealth Planning
Equilibrium Financial Planning LLP
Oakfields Wealth Management
Patrick Wayne Wealth Management Ltd
Vesta Mortgages Ltd
Perspective (Thornton Springer) Limited
Rockbridge Financial Solutions
M&G Wealth Advice Limited
DSNY Wealth Planning
Alpha Portfolio Management
Burwood Financial Planning
Parkway Consulting
The Investment Boutique
The Openwork Partnership
Four Wealth Planning
LGT Wealth Management UK LLP
Fresh Approach Financial Planning
Perspective (North West) Limited
Lantern Financial Planning
Pareto Financial Planning
The Orchard Practice (AR) Ltd
Tindle Wealth Management Limited
R C Brown Investment Management Plc
IG Group
City Financial Solutions Ltd
Perspective (North) Limited
Armstrongs Wealth Planning
Allthings Wealth
Dowgate Wealth Limited
Green Planet Finance
Optimal Financial Services Ltd
Succession Wealth
Focus Financial Management (Scotland)
MedHaven Financial Planning
Metcalf Wealth Managers Ltd
Lyles’ Independent Financial Advice
Malama Wealth
BRI Wealth Management Plc
Miller James Financial Planning
Rossie House Investment Management
The Penny Group Harridge
GMG Investment Managers Ltd
Eames Laurie Financial Services
TrinityBridge
Scotia Independent Financial Services
Bloomsbury Wealth
Aberdeen Standard Capital
Halifax Share Dealing Ltd
Omnis Investments Limited
Clearplan Financial Services Ltd
Roberts Boyt Limited
Raymond James
Buchanan Johnston Flynn Limited
Deutsche Bank UK Limited
Aberdeen
Totally Financial Planning
Financial Planning by TaxAssist
HSBC Private Bank
Harper Financial Associates
CS Investment Managers
Rathbones Group Plc
Alextra Group Accountancy and Wealth Management
HSBC Investment Services
Kingsley Wealth Management
Coutts & Co
Stevenson Burns Financial Planning
Meridian Financial Services
GSL Financial Consultants Ltd
Profit With Principle Ltd
Paul Duckworth Independent Financial Adviser
Wolds Financial Planning
Vision Independent Financial Planning Ltd
Brightpath Wealth Ltd
Emma Storey Independent Financial Planning Ltd
Stephen Eve Financial Planning Ltd
Flowway Financial
Advanced IFA Ltd
Heritage Financial Planning
Chatsworth Practice
Imperial Financial Planning Ltd
Mark Bonning-Snook Ltd
Macbeth
Perspective South Ltd
Jalapeno UK Limited
Prydderch Financial Planning Ltd
Third Wealth
Dolby Financial Planning
Octo Wealth Management
Holberg Limited
Barlow Financial Services Ltd
AB1 Financial Planning Ltd
Cornerstone Wealth Planning
Andrew Graham Wealth Management
Fairfield Money
Saranac Partners Ltd
Atomos Financial Planning Limited
Magnum Financial Solutions
Champion Financial Advisors
Harrison Financial Planning
Retirement Planning (UK) Ltd
Voyage Financial Planning
Help For Wealth
Direct Independent Financial Consultants Ltd
Fabric Private Office (trading name for TPIO)
Brighton Capital Management
Equiniti Financial Services Ltd
Winter Dean Partnership LLP
Wise Investment
57N Mortgages
Quilter Financial Planning Ltd
Manorbridge Investment Management
B V Services
Redmayne Bentley
Tower 12 Financial Services
Truth Financial
Premier Financial Planning (Cheadle) Ltd
Ruffer LLP
Stapley Mortgages
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