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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


M&G Wealth Advice Limited
Adam & Company
Lyles’ Independent Financial Advice
Brightpath Wealth Ltd
B V Services
Omnis Investments Limited
The Penny Group Harridge
TrinityBridge
Tindle Wealth Management Limited
Oberon Investments Limited
Be Advised Ltd
Stephen Eve Financial Planning Ltd
Sharp Financial Planning
The Investment Boutique
Bloomfield Corporate Consultancy Ltd
Hartley Associates
Brooks Macdonald Investment Management
Lancaster Hill Investment Management
Bloomsbury Wealth
W1M
Silverwood Wealth Management
Clifton Wealth Partnership Ltd
Sterling Ridge Wealth
Wealthwise Financial Management
Perspective (North) Limited
Help For Wealth
Equiniti Financial Services Ltd
Octo Wealth Management
Cornerstone Wealth Planning
Orleeman Financial Services
Raymond James
Fairfield Money
Lead Financial
LGT Wealth Management UK LLP
One Financial Solutions Ltd
EFG Harris Allday
Skyridge Financial Planning LLP
2 Plan Wealth Management Limited
Tower 12 Financial Services
Deep Dive Financial Planning Ltd
Yellow Brick Financial Planning Ltd
Emily James Financial Services Ltd
Tailored Wealth
AJ Bell Business Solutions Limited
The Openwork Partnership
Champion Financial Advisors
Intrinsic Wealth Ltd
Atomos Financial Planning Limited
Aberdeen Standard Capital
Direct Independent Financial Consultants Ltd
Fairview Financial Management Ltd
Allen Langrick Financial Ltd
Hymans Robertson Investment Services LLP
Seneca Reid Ltd
Nexus Financial Services
Roberts Boyt Limited
Vision Independent Financial Planning Ltd
Nedbank Private Wealth Limited
IG Group
Canaccord Genuity Wealth Management
Jalapeno UK Limited
T Nixon Associates Ltd
JM Finn
Farley & Thompson
Charles Stanley and Co Ltd
HSBC UK Bank PLC
Totally Financial Planning
CMC Independent Financial Advisers
Andrew Graham Wealth Management
Weatherbys Private Bank Limited
London & County Financial Advisors
Optimal Financial Services Ltd
The Penny Group London LLP
Emma Storey Independent Financial Planning Ltd
Rothschild & Co
Devine Wealth
Mark Bonning-Snook Ltd
Murray John & Associates
Protection & Investment Ltd
Four Wealth Planning
Sentinel Portfolio Management
Grey Parrot Financial Planning
MedHaven Financial Planning
Perspective South Ltd
Alextra Group Accountancy and Wealth Management
St James’s Place Wealth Management (SJP)
Fabric Private Office (trading name for TPIO)
GP Financial
B H Financial Services Ltd
Novapetra Wealth Management
Wessex Investment Management Ltd
Barlow Financial Services Ltd
Mosaic Money Management
Quilter Cheviot
57N Mortgages
Triton Private Wealth Ltd
Fiske Plc
Rowan Dartington
Spa Financial Planning
Priority Wealth Planning
Meridian Financial Services
BGA Financial Services
Henderson Moore Financial Solutions Ltd
James Brearley & Sons
Hitchell Financial Planning
Rockbridge Financial Solutions
Rathbones Group Plc
Martin Roden Financial Services Limited
Cogent Financial Solutions
Allthings Wealth
Standard Chartered
Independent Financial Planning Services
Kingsley Wealth Management
Aberdeen
Holberg Limited
Dowgate Wealth Limited
Dolby Financial Planning
Quilter Financial Planning Ltd
James Sharp & Co LLP
Horizons Financial Planning
Harrison Financial Planning
CS Investment Managers
Perspective (Oxon) Limited
Kingswood Group
True Financial Design
Alexander House Financial Planning
Rathmore Financial Ltd
Retirement Planning (UK) Ltd
R C Brown Investment Management Plc
Perspective (West) Limited
Fresh Approach Financial Planning
AB1 Financial Planning Ltd
Buchanan Johnston Flynn Limited
Pareto Financial Planning
Meon Capital Management
Harper Financial Associates
City Financial Solutions Ltd
Pilling & Co
Vesta Mortgages Ltd
Winter Dean Partnership LLP
White Stone Financial Planning
Evelyn Partners
Gresham Financial Strategies Ltd
Handelsbanken Wealth & Asset Management
Scotia Independent Financial Services
Prema Financial Services Ltd
TFAS Wealth
Stevenson Burns Financial Planning
Mountstone Partners
Blakeway & Hunt Ltd
Hedley & Company Stockbrokers Ltd
Focus Financial Management (Scotland)
The Orchard Practice (AR) Ltd
Burwood Financial Planning
HSBC Investment Services
Pro Start Pensions
Essential Wealth Management and Advice Ltd
NG Wealth
Profit With Principle Ltd
Interactive Investor
Metcalf Wealth Managers Ltd
Magnum Financial Solutions
Rossie House Investment Management
Crowther Mayoh Financial Services Ltd
True Potential Wealth Management LLP
Macbeth
Stapley Mortgages
RNCFP Limited
Deutsche Bank UK Limited
GMG Investment Managers Ltd
TaxAssist Financial Services
Whitman Asset Management Ltd
Oakley Independent Advisers
Ruffer LLP
Clearplan Financial Services Ltd
Progeny Asset Management Ltd
David Booler & Company t/a Boolers
GSL Financial Consultants Ltd
Options Financial Planning
Heritage Financial Planning
Imperial Financial Planning Ltd
Miller James Financial Planning
Method Financial Planning
Bordier & Cie (UK) PLC
Arcrate
Advice On Wealth Limited
Chatsworth Practice
Coutts & Co
DPB Wealth Management
Perspective (Thornton Springer) Limited
Tatton Investment Management Ltd
Birch Financial Services Ltd
Halifax Share Dealing Ltd
Lantern Financial Planning
Perspective (North East) Limited
Positive Solutions (Financial Services) Limited
BRI Wealth Management Plc
Armstrongs Wealth Planning
Totum Financial Planning
Third Wealth
Canaccord Genuity Wealth (International) Ltd
Wise Investment
Your Future Wealth
Parkway Consulting
Renton Wealth Management
Charles Schwab UK Limited
Threshold Wealth Management
Perspective (East Anglia) Limited
Redmayne Bentley
Philip J Milton & Company
Truth Financial
Perspective (South West) Limited
Alpha Portfolio Management
DSNY Wealth Planning
Wayfinder Wealth Management
Generational Planning Group
Perspective (Home Counties) Limited
Octo Financial Planning
Saranac Partners Ltd
Remulate Wealth
Bates Wealth Management Ltd
Barratt & Cooke
Horizon Financial Management
Equilibrium Financial Planning LLP
Perspective Financial Group Limited
Platinum Financial Solutions
David Major Financial Services
Integrity Financial Services
Voyage Financial Planning
The Share Centre Ltd
Multrees Investor Services Ltd
Legacy Wealth Planning
Albon Financial Planning
Green Planet Finance
Priory Financial Planning Ltd
Walker Crips Investment Management
Navera Investment Management Ltd
Eden Gate Financial Planning
Storeton Rose Financial Planning Ltd
Wolds Financial Planning
Evolution Financial Planning Ltd
HSBC Private Bank
Morley Fordham
Patrick Wayne Wealth Management Ltd
Malama Wealth
Right Financial Services
Perspective (South East)
Countrywide Financial Solutions
Succession Wealth
Brighton Capital Management
Royal Bank of Canada
Arbuthnot Latham and Co
Advanced IFA Ltd
Bay Financial Planning
Paul Duckworth Independent Financial Adviser
Premier Financial Planning (Cheadle) Ltd
Citrus Financial
F D Cummins Financial Planning Limited
Perspective (North West) Limited
Ferry Financial
Prydderch Financial Planning Ltd
Davy
1st Port Asset Management
Squirrel Financial Advice Ltd
Flowway Financial
Eames Laurie Financial Services
Clifton Asset Management Ltd
Pedr Financial Planning
Eden House Financial Services
Killik & Co LLP
Ramsey Crookall & Co Ltd
City Asset Management Plc
Linkage Financial Solutions
Oakfields Wealth Management
Courtney Havers LLP
Osprey Financial Planning
Kerr Henderson (Financial Services) Limited
Orbit Financial Planning
Manorbridge Investment Management
Sirius Financial Ltd
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