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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Focus Financial Management (Scotland)
White Stone Financial Planning
Clifton Wealth Management Ltd
Gresham Financial Strategies Ltd
BRI Wealth Management Plc
Storeton Rose Financial Planning Ltd
DPB Wealth Management
Evolution Financial Planning Ltd
Tailored Wealth
Barlow Financial Services Ltd
The Investment Boutique
Orleeman Financial Services
Wayfinder Wealth Management
Horizons Financial Planning
Brightpath Wealth Ltd
Chatsworth Practice
Linkage Financial Solutions
Halifax Share Dealing Ltd
Profit With Principle Ltd
RBC Capital Markets
Brooks Macdonald Investment Management
Sentinel Portfolio Management
Wealthwise Financial Management
Rathmore Financial Ltd
Advanced IFA Ltd
Pedr Financial Planning
Priory Financial Planning Ltd
Seneca Reid Ltd
Rockbridge Financial Solutions
Atomos Financial Planning Limited
Wolds Financial Planning
Bloomfield Corporate Consultancy Ltd
Davy
Fiske Plc
Clearplan Financial Services Ltd
Perspective Financial Group Limited
Heritage Financial Planning
One Financial Solutions Ltd
TaxAssist Financial Services
Evelyn Partners
Parkway Consulting
Aberdeen
Equilibrium Financial Planning LLP
London & County Financial Advisors
Equiniti Financial Services Ltd
Green Planet Finance
Perspective (North East) Limited
57N Mortgages
Dowgate Wealth Limited
Method Financial Planning
Pilling & Co
Wessex Investment Management Ltd
Vision Independent Financial Planning Ltd
Perspective (Thornton Springer) Limited
DSNY Wealth Planning
Standard Chartered
Philip J Milton & Company
David Major Financial Services
Spa Financial Planning
RNCFP Limited
Aberdeen Standard Capital
CS Investment Managers
Magnum Financial Solutions
Bordier & Cie (UK) PLC
Quilter Financial Planning Ltd
Interactive Investor
Options Financial Planning
Cornerstone Wealth Planning
Deep Dive Financial Planning Ltd
GSL Financial Consultants Ltd
Emma Storey Independent Financial Planning Ltd
GMG Investment Managers Ltd
Oberon Investments Limited
True Potential Wealth Management LLP
James Sharp & Co LLP
Four Wealth Planning
Dolby Financial Planning
JM Finn
Q Wealth Ltd
TrinityBridge
Allthings Wealth
Eames Laurie Financial Services
The Penny Group Harridge
Perspective (West) Limited
Hymans Robertson Investment Services LLP
City Asset Management Plc
Multrees Investor Services Ltd
Crowther Mayoh Financial Services Ltd
Whitman Asset Management Ltd
Tindle Wealth Management Limited
True Financial Design
Martin Roden Financial Services Limited
Meridian Financial Services
Royal Bank of Canada Wealth Management
Perspective (East Anglia) Limited
HSBC UK Bank PLC
Succession Wealth
AB1 Financial Planning Ltd
RBC Brewin
Perspective (Home Counties) Limited
Saranac Partners Ltd
Help For Wealth
Remulate Wealth
Oakley Independent Advisers
Wise Investment
Optimal Financial Services Ltd
T Nixon Associates Ltd
Armstrongs Wealth Planning
Fabric Private Office (trading name for TPIO)
W1M
Stockdale Asset Management
Meon Capital Management
Charles Stanley and Co Ltd
Orbit Financial Planning
Fairview Financial Management Ltd
Prema Financial Services Ltd
Stephen Eve Financial Planning Ltd
Flowway Financial
CMC Independent Financial Advisers
Stapley Mortgages
Courtney Havers LLP
Platinum Financial Solutions
James Brearley & Sons
Citrus Financial
RBC Wealth Management
Canaccord Genuity Wealth (International) Ltd
Oakfields Wealth Management
Stevenson Burns Financial Planning
The Penny Group London LLP
Jalapeno UK Limited
TFAS Wealth
Killik & Co LLP
B H Financial Services Ltd
Kingswood Group
GP Financial
Harrison Financial Planning
RBC Investor & Treasury Services
Ramsey Crookall & Co Ltd
Mountstone Partners
Bloomsbury Wealth
City Financial Solutions Ltd
Murray John & Associates
Be Advised Ltd
The Openwork Partnership
The Orchard Practice (AR) Ltd
Renton Wealth Management
Yellow Brick Financial Planning Ltd
Lancaster Hill Investment Management
Patrick Wayne Wealth Management Ltd
Allen Langrick Financial Ltd
Navera Investment Management Ltd
Nexus Financial Services
Essential Wealth Management and Advice Ltd
F D Cummins Financial Planning Limited
Canaccord Genuity Wealth Management
Rothschild & Co
Farley & Thompson
Roberts Boyt Limited
Omnis Investments Limited
Champion Financial Advisors
Ruffer LLP
Buchanan Johnston Flynn Limited
Perspective (South West) Limited
Morley Fordham
Independent Financial Planning Services
Perspective (Midlands & Cheshire) Limited
Hartley Associates
Alextra Group Accountancy and Wealth Management
Skyridge Financial Planning LLP
NG Wealth
Paul Duckworth Independent Financial Adviser
Sterling Ridge Wealth
Henderson Moore Financial Solutions Ltd
2 Plan Wealth Management Limited
Retirement Planning (UK) Ltd
Albon Financial Planning
David Booler & Company t/a Boolers
Perspective (Oxon) Limited
Quilter Cheviot
Hedley & Company Stockbrokers Ltd
Devine Wealth
HSBC Investment Services
M&G Wealth Advice Limited
Generational Planning Group
Osprey Financial Planning
Eden House Financial Services
Hitchell Financial Planning
Totum Financial Planning
Imperial Financial Planning Ltd
Rathbones Group Plc
Andrew Graham Wealth Management
Right Financial Services
Scotia Independent Financial Services
BGA Financial Services
Lead Financial
Lantern Financial Planning
Threshold Wealth Management
Deutsche Bank UK Limited
Rossie House Investment Management
Emily James Financial Services Ltd
HSBC Private Bank
Direct Independent Financial Consultants Ltd
Manorbridge Investment Management
1st Port Asset Management
Alexander House Financial Planning
MedHaven Financial Planning
Weatherbys Private Bank Limited
Integrity Financial Services
IG Group
Rowan Dartington
Premier Financial Planning (Cheadle) Ltd
Mosaic Money Management
Bates Wealth Management Ltd
LGT Wealth Management UK LLP
Totally Financial Planning
Voyage Financial Planning
Macbeth
Triton Private Wealth Ltd
Birch Financial Services Ltd
EFG Harris Allday
Perspective (South East)
Progeny Asset Management Ltd
Malama Wealth
Coutts & Co
Silverwood Wealth Management
Bay Financial Planning
Mark Bonning-Snook Ltd
Your Future Wealth
Squirrel Financial Advice Ltd
Financial Planning by TaxAssist
Fairfield Money
Vesta Mortgages Ltd
Perspective South Ltd
B V Services
Prydderch Financial Planning Ltd
Winter Dean Partnership LLP
Alpha Portfolio Management
Kerr Henderson (Financial Services) Limited
Priority Wealth Planning
Eden Gate Financial Planning
St James’s Place Wealth Management (SJP)
Nedbank Private Wealth Limited
Holberg Limited
Brighton Capital Management
Raymond James
Lyles’ Independent Financial Advice
Horizon Financial Management
Redmayne Bentley
Truth Financial
Cogent Financial Solutions
Octo Financial Planning
Perspective (North) Limited
Burwood Financial Planning
Charles Schwab UK Limited
Octo Wealth Management
Positive Solutions (Financial Services) Limited
Sharp Financial Planning
AJ Bell Business Solutions Limited
Harper Financial Associates
Kingsley Wealth Management
Walker Crips Investment Management
Ferry Financial
R C Brown Investment Management Plc
Adam & Company
Arbuthnot Latham and Co
Sirius Financial Ltd
Novapetra Wealth Management
Tower 12 Financial Services
RBC Global Asset Management UK Ltd
Pareto Financial Planning
Tatton Investment Management Ltd
Metcalf Wealth Managers Ltd
Pro Start Pensions
Grey Parrot Financial Planning
Perspective (North West) Limited
Handelsbanken Wealth & Asset Management
Advice On Wealth Limited
Protection & Investment Ltd
Arcrate
Legacy Wealth Planning
Miller James Financial Planning
Blakeway & Hunt Ltd
Barratt & Cooke
Fresh Approach Financial Planning
Countrywide Financial Solutions
The Share Centre Ltd
Intrinsic Wealth Ltd
Third Wealth
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