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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Your Future Wealth
Holberg Limited
TaxAssist Financial Services
Pedr Financial Planning
Eden Gate Financial Planning
Bates Wealth Management Ltd
JM Finn
Armstrongs Wealth Planning
Horizon Financial Management
Deep Dive Financial Planning Ltd
Bloomfield Corporate Consultancy Ltd
Birch Financial Services Ltd
The Share Centre Ltd
Stapley Mortgages
City Asset Management Plc
Coutts & Co
Osprey Financial Planning
Financial Planning by TaxAssist
Threshold Wealth Management
Adam & Company
Retirement Planning (UK) Ltd
London & County Financial Advisors
The Penny Group London LLP
Arcrate
Essential Wealth Management and Advice Ltd
AJ Bell Business Solutions Limited
Premier Financial Planning (Cheadle) Ltd
Horizons Financial Planning
Flowway Financial
GP Financial
Right Financial Services
Help For Wealth
Tatton Investment Management Ltd
Hedley & Company Stockbrokers Ltd
Kingswood Group
Lancaster Hill Investment Management
GSL Financial Consultants Ltd
Miller James Financial Planning
The Investment Boutique
Heritage Financial Planning
Storeton Rose Financial Planning Ltd
Perspective (West) Limited
Countrywide Financial Solutions
RBC Investor & Treasury Services
Stevenson Burns Financial Planning
Albon Financial Planning
HSBC UK Bank PLC
Handelsbanken Wealth & Asset Management
Barratt & Cooke
Imperial Financial Planning Ltd
Pilling & Co
Third Wealth
Fresh Approach Financial Planning
Renton Wealth Management
Buchanan Johnston Flynn Limited
Macbeth
Eden House Financial Services
Halifax Share Dealing Ltd
Spa Financial Planning
Navera Investment Management Ltd
Yellow Brick Financial Planning Ltd
TFAS Wealth
FS Wealth Management
Evelyn Partners
Octo Wealth Management
Advanced IFA Ltd
Perspective (Oxon) Limited
Wayfinder Wealth Management
Alextra Group Accountancy and Wealth Management
The Penny Group Harridge
T Nixon Associates Ltd
Positive Solutions (Financial Services) Limited
RBC Capital Markets
Remulate Wealth
Perspective (North East) Limited
Jalapeno UK Limited
Oakfields Wealth Management
Interactive Investor
Clifton Wealth Management Ltd
Mark Bonning-Snook Ltd
Paul Duckworth Independent Financial Adviser
David Booler & Company t/a Boolers
Novapetra Wealth Management
Devine Wealth
B V Services
HSBC Investment Services
Totally Financial Planning
GMG Investment Managers Ltd
Alexander House Financial Planning
Ferry Financial
Charles Stanley and Co Ltd
Perspective (Home Counties) Limited
Bay Financial Planning
Dolby Financial Planning
Philip J Milton & Company
Fabric Private Office (trading name for TPIO)
Nexus Financial Services
Advice On Wealth Limited
Harper Financial Associates
James Brearley & Sons
Protection & Investment Ltd
Octo Financial Planning
Stephen Eve Financial Planning Ltd
Perspective (Thornton Springer) Limited
Hymans Robertson Investment Services LLP
BGA Financial Services
MedHaven Financial Planning
Bloomsbury Wealth
Roberts Boyt Limited
Malama Wealth
Redmayne Bentley
Meridian Financial Services
TrinityBridge
RNCFP Limited
Wolds Financial Planning
Legacy Wealth Planning
Bordier & Cie (UK) PLC
Evolution Financial Planning Ltd
EFG Harris Allday
Cogent Financial Solutions
Truth Financial
Generational Planning Group
Farley & Thompson
Emma Storey Independent Financial Planning Ltd
57N Mortgages
Optimal Financial Services Ltd
Perspective (North West) Limited
Brighton Capital Management
1st Port Asset Management
Ruffer LLP
Independent Financial Planning Services
NG Wealth
Walker Crips Investment Management
Aberdeen Standard Capital
Vesta Mortgages Ltd
Totum Financial Planning
Succession Wealth
Allthings Wealth
Aberdeen
Rathbones Group Plc
B H Financial Services Ltd
Brooks Macdonald Investment Management
Seneca Reid Ltd
Lead Financial
Dowgate Wealth Limited
Priority Wealth Planning
Perspective (Midlands & Cheshire) Limited
Campbell Thomson (Insurance Services) Limited
Multrees Investor Services Ltd
Perspective (North) Limited
Davy
CMS Financial Management Limited
Perspective (East Anglia) Limited
The Orchard Practice (AR) Ltd
Equiniti Financial Services Ltd
James Sharp & Co LLP
Hawksmoor Investment Management Limited
Tindle Wealth Management Limited
Fairview Financial Management Ltd
Fiske Plc
Clearplan Financial Services Ltd
RBC Wealth Management
Rothschild & Co
Cornerstone Wealth Planning
Priory Financial Planning Ltd
F D Cummins Financial Planning Limited
Rathmore Financial Ltd
Lantern Financial Planning
Whitechurch Securities Limited
One Financial Solutions Ltd
Oberon Investments Limited
Harrison Financial Planning
Stockdale Asset Management
City Financial Solutions Ltd
Crowther Mayoh Financial Services Ltd
Saranac Partners Ltd
Rockbridge Financial Solutions
Parkway Consulting
Linkage Financial Solutions
Grey Parrot Financial Planning
Direct Independent Financial Consultants Ltd
Lyles’ Independent Financial Advice
HSBC Private Bank
Chatsworth Practice
Profit With Principle Ltd
Murray John & Associates
Mosaic Money Management
Deutsche Bank UK Limited
Wise Investment
IG Group
R C Brown Investment Management Plc
Blakeway & Hunt Ltd
Gresham Financial Strategies Ltd
Alpha Portfolio Management
Method Financial Planning
Canaccord Genuity Wealth Management
Sirius Financial Ltd
Scotia Independent Financial Services
Progeny Asset Management Ltd
LGT Wealth Management UK LLP
Emily James Financial Services Ltd
Atomos Financial Planning Limited
St James’s Place Wealth Management (SJP)
Ravenscroft (UK) Limited
Tower 12 Financial Services
Green Planet Finance
Kerr Henderson (Financial Services) Limited
Kingsley Wealth Management
Manorbridge Investment Management
Fairfield Money
Q Wealth Ltd
Omnis Investments Limited
Orbit Financial Planning
Sterling Ridge Wealth
Hitchell Financial Planning
True Potential Wealth Management LLP
Prema Financial Services Ltd
Champion Financial Advisors
True Financial Design
2 Plan Wealth Management Limited
CMC Independent Financial Advisers
Meon Capital Management
Henderson Moore Financial Solutions Ltd
Charles Schwab UK Limited
Patrick Wayne Wealth Management Ltd
David Major Financial Services
Nedbank Private Wealth Limited
BRI Wealth Management Plc
Perspective (South East)
Standard Chartered
Sharp Financial Planning
W1M
Silverwood Wealth Management
Be Advised Ltd
Perspective South Ltd
Perspective Financial Group Limited
Rossie House Investment Management
Sentinel Portfolio Management
Hartley Associates
Quilter Financial Planning Ltd
Triton Private Wealth Ltd
Orleeman Financial Services
Intrinsic Wealth Ltd
White Stone Financial Planning
Andrew Graham Wealth Management
Pro Start Pensions
Metcalf Wealth Managers Ltd
Wealthwise Financial Management
Ramsey Crookall & Co Ltd
Vision Independent Financial Planning Ltd
Barlow Financial Services Ltd
Squirrel Financial Advice Ltd
Tailored Wealth
Focus Financial Management (Scotland)
D H M Wynchwood LLP
Allen Langrick Financial Ltd
Arbuthnot Latham and Co
RBC Brewin
Martin Roden Financial Services Limited
Magnum Financial Solutions
Burwood Financial Planning
Brightpath Wealth Ltd
CS Investment Managers
Killik & Co LLP
Platinum Financial Solutions
Canaccord Genuity Wealth (International) Ltd
Equilibrium Financial Planning LLP
Oakley Independent Advisers
Whitman Asset Management Ltd
Courtney Havers LLP
The Openwork Partnership
Royal Bank of Canada Wealth Management
Morley Fordham
Voyage Financial Planning
Winter Dean Partnership LLP
DPB Wealth Management
RBC Global Asset Management UK Ltd
Prydderch Financial Planning Ltd
Perspective (South West) Limited
Integrity Financial Services
Quilter Cheviot
Eames Laurie Financial Services
AB1 Financial Planning Ltd
DSNY Wealth Planning
Options Financial Planning
Wessex Investment Management Ltd
Pareto Financial Planning
Four Wealth Planning
Skyridge Financial Planning LLP
Raymond James
M&G Wealth Advice Limited
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