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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Dowgate Wealth Limited
Fresh Approach Financial Planning
Titan Wealth Solutions
Retirement Planning (UK) Ltd
Q Wealth Ltd
H R Independent Financial Services Ltd
Campbell Thomson (Insurance Services) Limited
Armstrongs Wealth Planning
MedHaven Financial Planning
Advanced IFA Ltd
EFG Harris Allday
Heritage Financial Planning
Burwood Financial Planning
Fabric Private Office (trading name for TPIO)
Pareto Financial Planning
Gresham Financial Strategies Ltd
Rathmore Financial Ltd
Rathbones Group Plc
B V Services
Ramsey Crookall & Co Ltd
Wise Investment
Alpha Portfolio Management
Kingsley Wealth Management
Coutts & Co
Perspective (North West) Limited
Murray John & Associates
London & County Financial Advisors
Third Wealth
Method Financial Planning
Ravenscroft (UK) Limited
Totum Financial Planning
Aberdeen Standard Capital
Generational Planning Group
Ferry Financial
Parkway Consulting
Tower 12 Financial Services
HSBC Private Bank
Standard Chartered
Whitman Asset Management Ltd
Birch Financial Services Ltd
Positive Solutions (Financial Services) Limited
JM Finn
Albon Financial Planning
Fairfield Money
Threshold Wealth Management
Hartley Associates
Eden Gate Financial Planning
Kingswood Group
CMC Independent Financial Advisers
Intrinsic Wealth Ltd
IM Asset Management Ltd
Bloomsbury Wealth
TrinityBridge
White Stone Financial Planning
Fiske Plc
Focus Financial Management (Scotland)
Navera Investment Management Ltd
Macbeth
City Asset Management Plc
Linkage Financial Solutions
Raymond James Investment Services Ltd
Nexus Financial Services
Chatsworth Practice
Progeny Asset Management Ltd
Hedley & Company Stockbrokers Ltd
Perspective (West) Limited
Octo Wealth Management
Voyage Financial Planning
Harrison Financial Planning
Rothschild & Co
Nedbank Private Wealth Limited
Malama Wealth
RBC Brewin Dolphin
James Hambro & Partners LLP
David Booler & Company t/a Boolers
Charles Schwab UK Limited
Perspective (Oxon) Limited
LGT Wealth Management UK LLP
Lantern Financial Planning
Eden House Financial Services
HSBC UK Bank PLC
Quilter Financial Planning Ltd
Courtney Havers LLP
The Orchard Practice (AR) Ltd
James Sharp & Co LLP
Canaccord Genuity Wealth Management
Remulate Wealth
Wolds Financial Planning
Right Financial Services
TaxAssist Financial Services
Lyles’ Independent Financial Advice
Alexander House Financial Planning
Rockbridge Financial Solutions
Heavenly Finances
Pilling & Co
James Brearley & Sons
Patrick Wayne Wealth Management Ltd
Arbuthnot Latham and Co
DPB Wealth Management
GP Financial
Oakley Independent Advisers
Philip J Milton & Company
Legacy Wealth Planning
Premier Financial Planning (Cheadle) Ltd
The Share Centre Ltd
Your Future Wealth
Signature Services
Skyridge Financial Planning LLP
D H M Wynchwood LLP
Platinum Financial Solutions
Cornerstone Wealth Planning
Financial Planning by TaxAssist
Stevenson Burns Financial Planning
Oberon Investments Limited
TFAS Wealth
Pedr Financial Planning
NG Wealth
Winter Dean Partnership LLP
Independent Financial Planning Services
Triton Private Wealth Ltd
BGA Financial Services
Sirius Financial Ltd
Pro Start Pensions
Succession Wealth
St James’s Place Wealth Management (SJP)
R C Brown Investment Management Plc
Protection & Investment Ltd
Perspective (Thornton Springer) Limited
Optimal Financial Services Ltd
Seneca Reid Ltd
Essential Wealth Management and Advice Ltd
Perspective (South East)
Fairview Financial Management Ltd
The Openwork Partnership
Davy
The Investment Boutique
Barlow Financial Services Ltd
Green Planet Finance
Halifax Share Dealing Ltd
Wealthwise Financial Management
Saranac Partners Ltd
Tindle Wealth Management Limited
Royal Bank of Canada Wealth Management
Lead Financial
CS Investment Managers
Octo Financial Planning
Perspective (South West) Limited
M&G Wealth Advice Limited
Wayfinder Wealth Management
Perspective (Midlands & Cheshire) Limited
Killik & Co LLP
Osprey Financial Planning
Adam & Company
Stockdale Asset Management
Profit With Principle Ltd
Alextra Group Accountancy and Wealth Management
City Financial Solutions Ltd
Bates Wealth Management Ltd
Sterling Ridge Wealth
Novapetra Wealth Management
Canaccord Genuity Wealth (International) Ltd
Options Financial Planning
Brighton Capital Management
Deutsche Bank UK Limited
Perspective (North East) Limited
Bloomfield Corporate Consultancy Ltd
Perspective South Ltd
Sharp Financial Planning
RBC Capital Markets
Sentinel Portfolio Management
Horizon Financial Management
Charles Stanley and Co Ltd
Magnum Financial Solutions
Meon Capital Management
Flowway Financial
Manorbridge Investment Management
Orleeman Financial Services
True Financial Design
Spa Financial Planning
Perspective (North) Limited
Harper Financial Associates
Eames Laurie Financial Services
Walker Crips Investment Management
Totally Financial Planning
AJ Bell Business Solutions Limited
Truth Financial
The Penny Group London LLP
Blakeway & Hunt Ltd
Brooks Macdonald Investment Management
Tailored Wealth
F D Cummins Financial Planning Limited
BRI Wealth Management Plc
IG Group
Clifton Wealth Management Ltd
Cogent Financial Solutions
Aberdeen
Priority Wealth Planning
Quilter Cheviot
Dolby Financial Planning
Atomos Financial Planning Limited
Countrywide Financial Solutions
Hymans Robertson Investment Services LLP
Allen Langrick Financial Ltd
RBC Wealth Management
Champion Financial Advisors
Equilibrium Financial Planning LLP
Renton Wealth Management
Lloyds Banking Group – Mass Affluent Investments
One Financial Solutions Ltd
Vesta Mortgages Ltd
Evolution Financial Planning Ltd
B H Financial Services Ltd
RNCFP Limited
Vision Independent Financial Planning Ltd
Interactive Investor
Silverwood Wealth Management
Integrity Financial Services
57N Mortgages
Advice On Wealth Limited
Arcrate
Orbit Financial Planning
Storeton Rose Financial Planning Ltd
Rossie House Investment Management
HSBC Investment Services
Oakfields Wealth Management
Stephen Eve Financial Planning Ltd
Equiniti Financial Services Ltd
W1M
Bay Financial Planning
Evelyn Partners
Mosaic Money Management
Crowther Mayoh Financial Services Ltd
Mark Bonning-Snook Ltd
Perspective (Home Counties) Limited
Yellow Brick Financial Planning Ltd
DSNY Wealth Planning
Deep Dive Financial Planning Ltd
Hawksmoor Investment Management Limited
FS Wealth Management
Miller James Financial Planning
Wessex Investment Management Ltd
Buchanan Johnston Flynn Limited
Whitechurch Securities Limited
Squirrel Financial Advice Ltd
2 Plan Wealth Management Limited
Grey Parrot Financial Planning
Four Wealth Planning
Help For Wealth
Ruffer LLP
Redmayne Bentley
Omnis Investments Limited
Metcalf Wealth Managers Ltd
Tatton Investment Management Ltd
Prydderch Financial Planning Ltd
Henderson Moore Financial Solutions Ltd
RBC Investor & Treasury Services
Be Advised Ltd
Perspective Financial Group Limited
Allthings Wealth
Priory Financial Planning Ltd
Andrew Graham Wealth Management
T Nixon Associates Ltd
RBC Global Asset Management UK Ltd
Farley & Thompson
Handelsbanken Wealth & Asset Management
Titan Private Wealth
Kerr Henderson (Financial Services) Limited
True Potential Wealth Management LLP
Bordier & Cie (UK) PLC
Emily James Financial Services Ltd
Perspective (East Anglia) Limited
Stapley Mortgages
Clearplan Financial Services Ltd
Devine Wealth
Multrees Investor Services Ltd
Roberts Boyt Limited
Brightpath Wealth Ltd
1st Port Asset Management
Barratt & Cooke
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