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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Rathmore Financial Ltd
Nexus Financial Services
Rothschild & Co
CMC Independent Financial Advisers
Harrison Financial Planning
Alexander House Financial Planning
CS Investment Managers
Malama Wealth
Sirius Financial Ltd
M&G Wealth Advice Limited
Remulate Wealth
HSBC UK Bank PLC
Roberts Boyt Limited
Stephen Eve Financial Planning Ltd
St James’s Place Wealth Management (SJP)
TaxAssist Financial Services
James Brearley & Sons
Sentinel Portfolio Management
Advanced IFA Ltd
Bates Wealth Management Ltd
T Nixon Associates Ltd
Perspective (South West) Limited
Evelyn Partners
Four Wealth Planning
Jalapeno UK Limited
Profit With Principle Ltd
HSBC Private Bank
Renton Wealth Management
Nedbank Private Wealth Limited
Ruffer LLP
Winter Dean Partnership LLP
Martin Roden Financial Services Limited
Omnis Investments Limited
Oakley Independent Advisers
Wise Investment
IG Group
Barlow Financial Services Ltd
Pilling & Co
Clifton Wealth Partnership Ltd
Totum Financial Planning
Third Wealth
NG Wealth
Brighton Capital Management
Crowther Mayoh Financial Services Ltd
Parkway Consulting
Flowway Financial
Your Future Wealth
Albon Financial Planning
Coutts & Co
TrinityBridge
Squirrel Financial Advice Ltd
BRI Wealth Management Plc
Quilter Financial Planning Ltd
Vesta Mortgages Ltd
Miller James Financial Planning
Clearplan Financial Services Ltd
Arcrate
Armstrongs Wealth Planning
AJ Bell Business Solutions Limited
B V Services
Gresham Financial Strategies Ltd
Birch Financial Services Ltd
Help For Wealth
Pro Start Pensions
Redmayne Bentley
MedHaven Financial Planning
Allthings Wealth
Brightpath Wealth Ltd
Hedley & Company Stockbrokers Ltd
Perspective (East Anglia) Limited
Horizons Financial Planning
Clifton Asset Management Ltd
Morley Fordham
Fairview Financial Management Ltd
Burwood Financial Planning
Rossie House Investment Management
Dolby Financial Planning
True Financial Design
Succession Wealth
DSNY Wealth Planning
Farley & Thompson
Hymans Robertson Investment Services LLP
Oberon Investments Limited
Kerr Henderson (Financial Services) Limited
Prema Financial Services Ltd
Raymond James
Wealthwise Financial Management
Hitchell Financial Planning
Dowgate Wealth Limited
Kingswood Group
Rockbridge Financial Solutions
Patrick Wayne Wealth Management Ltd
Killik & Co LLP
Eden House Financial Services
Emma Storey Independent Financial Planning Ltd
Perspective (Thornton Springer) Limited
Holberg Limited
Lead Financial
Linkage Financial Solutions
Fabric Private Office (trading name for TPIO)
The Openwork Partnership
London & County Financial Advisors
2 Plan Wealth Management Limited
Perspective (North West) Limited
Intrinsic Wealth Ltd
R C Brown Investment Management Plc
Charles Schwab UK Limited
Vision Independent Financial Planning Ltd
Brooks Macdonald Investment Management
Mark Bonning-Snook Ltd
Arbuthnot Latham and Co
TFAS Wealth
Handelsbanken Wealth & Asset Management
Multrees Investor Services Ltd
Atomos Financial Planning Limited
The Investment Boutique
Rowan Dartington
Eames Laurie Financial Services
Hartley Associates
Totally Financial Planning
Bloomsbury Wealth
Perspective (South East)
B H Financial Services Ltd
Optimal Financial Services Ltd
Royal Bank of Canada
Bloomfield Corporate Consultancy Ltd
Lantern Financial Planning
Generational Planning Group
Protection & Investment Ltd
Citrus Financial
AB1 Financial Planning Ltd
Meridian Financial Services
Prydderch Financial Planning Ltd
Mosaic Money Management
1st Port Asset Management
Blakeway & Hunt Ltd
Meon Capital Management
Davy
Pareto Financial Planning
Tailored Wealth
Octo Financial Planning
Stapley Mortgages
Perspective (Oxon) Limited
Horizon Financial Management
Stevenson Burns Financial Planning
Evolution Financial Planning Ltd
True Potential Wealth Management LLP
Philip J Milton & Company
Deep Dive Financial Planning Ltd
Devine Wealth
Whitman Asset Management Ltd
Halifax Share Dealing Ltd
JM Finn
HSBC Investment Services
Fairfield Money
RNCFP Limited
Storeton Rose Financial Planning Ltd
Octo Wealth Management
Deutsche Bank UK Limited
Wolds Financial Planning
Magnum Financial Solutions
Independent Financial Planning Services
The Share Centre Ltd
The Penny Group London LLP
Manorbridge Investment Management
Walker Crips Investment Management
Method Financial Planning
Equilibrium Financial Planning LLP
DPB Wealth Management
Orbit Financial Planning
Metcalf Wealth Managers Ltd
Progeny Asset Management Ltd
Perspective (Home Counties) Limited
Platinum Financial Solutions
Be Advised Ltd
Legacy Wealth Planning
Aberdeen Standard Capital
Eden Gate Financial Planning
LGT Wealth Management UK LLP
Right Financial Services
Rathbones Group Plc
Integrity Financial Services
Grey Parrot Financial Planning
Tower 12 Financial Services
Chatsworth Practice
City Asset Management Plc
Perspective (North East) Limited
Pedr Financial Planning
Perspective (West) Limited
Focus Financial Management (Scotland)
Sterling Ridge Wealth
City Financial Solutions Ltd
Canaccord Genuity Wealth (International) Ltd
Emily James Financial Services Ltd
Premier Financial Planning (Cheadle) Ltd
Harper Financial Associates
David Booler & Company t/a Boolers
Bordier & Cie (UK) PLC
F D Cummins Financial Planning Limited
Quilter Cheviot
Heritage Financial Planning
Saranac Partners Ltd
Mountstone Partners
57N Mortgages
Macbeth
Alpha Portfolio Management
Tatton Investment Management Ltd
James Sharp & Co LLP
White Stone Financial Planning
The Penny Group Harridge
Retirement Planning (UK) Ltd
Options Financial Planning
Tindle Wealth Management Limited
Ramsey Crookall & Co Ltd
Equiniti Financial Services Ltd
Aberdeen
The Orchard Practice (AR) Ltd
Alextra Group Accountancy and Wealth Management
Skyridge Financial Planning LLP
Fiske Plc
Wessex Investment Management Ltd
One Financial Solutions Ltd
GP Financial
GSL Financial Consultants Ltd
Orleeman Financial Services
Wayfinder Wealth Management
W1M
Henderson Moore Financial Solutions Ltd
Buchanan Johnston Flynn Limited
Ferry Financial
Interactive Investor
Triton Private Wealth Ltd
Perspective (North) Limited
Priory Financial Planning Ltd
Paul Duckworth Independent Financial Adviser
Silverwood Wealth Management
Positive Solutions (Financial Services) Limited
Allen Langrick Financial Ltd
Cornerstone Wealth Planning
Spa Financial Planning
Lyles’ Independent Financial Advice
Direct Independent Financial Consultants Ltd
Andrew Graham Wealth Management
Barratt & Cooke
Seneca Reid Ltd
Lancaster Hill Investment Management
Perspective South Ltd
Sharp Financial Planning
Canaccord Genuity Wealth Management
Standard Chartered
Osprey Financial Planning
BGA Financial Services
Kingsley Wealth Management
Truth Financial
Navera Investment Management Ltd
EFG Harris Allday
Threshold Wealth Management
Imperial Financial Planning Ltd
Champion Financial Advisors
Courtney Havers LLP
Essential Wealth Management and Advice Ltd
Fresh Approach Financial Planning
GMG Investment Managers Ltd
Scotia Independent Financial Services
Novapetra Wealth Management
Weatherbys Private Bank Limited
Yellow Brick Financial Planning Ltd
Cogent Financial Solutions
Perspective Financial Group Limited
Advice On Wealth Limited
Countrywide Financial Solutions
Green Planet Finance
Adam & Company
Priority Wealth Planning
Murray John & Associates
David Major Financial Services
Voyage Financial Planning
Oakfields Wealth Management
Bay Financial Planning
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