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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Raymond James
True Potential Wealth Management LLP
BRI Wealth Management Plc
Sentinel Portfolio Management
Tower 12 Financial Services
Novapetra Wealth Management
Perspective (Midlands & Cheshire) Limited
Your Future Wealth
Ferry Financial
St James’s Place Wealth Management (SJP)
Oakley Independent Advisers
Walker Crips Investment Management
Omnis Investments Limited
Allthings Wealth
Profit With Principle Ltd
Perspective (Oxon) Limited
M&G Wealth Advice Limited
Spa Financial Planning
Totum Financial Planning
CS Investment Managers
W1M
Pro Start Pensions
James Brearley & Sons
Brooks Macdonald Investment Management
Fairfield Money
The Openwork Partnership
Perspective (North East) Limited
Arcrate
Totally Financial Planning
Deep Dive Financial Planning Ltd
Triton Private Wealth Ltd
Roberts Boyt Limited
Pareto Financial Planning
Kerr Henderson (Financial Services) Limited
Ramsey Crookall & Co Ltd
Lyles’ Independent Financial Advice
RBC Investor & Treasury Services
AJ Bell Business Solutions Limited
Mark Bonning-Snook Ltd
Philip J Milton & Company
MedHaven Financial Planning
James Sharp & Co LLP
Alexander House Financial Planning
Cogent Financial Solutions
Flowway Financial
Multrees Investor Services Ltd
TrinityBridge
Patrick Wayne Wealth Management Ltd
Grey Parrot Financial Planning
Macbeth
The Penny Group London LLP
HSBC Investment Services
Meridian Financial Services
Linkage Financial Solutions
Nexus Financial Services
White Stone Financial Planning
GSL Financial Consultants Ltd
Four Wealth Planning
Remulate Wealth
Q Wealth Ltd
Help For Wealth
Horizons Financial Planning
Handelsbanken Wealth & Asset Management
Sharp Financial Planning
Davy
Be Advised Ltd
Equilibrium Financial Planning LLP
Prydderch Financial Planning Ltd
RNCFP Limited
Priory Financial Planning Ltd
Farley & Thompson
Emma Storey Independent Financial Planning Ltd
Imperial Financial Planning Ltd
Protection & Investment Ltd
Magnum Financial Solutions
Vision Independent Financial Planning Ltd
Rathbones Group Plc
Horizon Financial Management
The Share Centre Ltd
Manorbridge Investment Management
Aberdeen Standard Capital
Lantern Financial Planning
Dolby Financial Planning
Bloomfield Corporate Consultancy Ltd
Ruffer LLP
Hitchell Financial Planning
Birch Financial Services Ltd
Buchanan Johnston Flynn Limited
London & County Financial Advisors
Tatton Investment Management Ltd
Crowther Mayoh Financial Services Ltd
Retirement Planning (UK) Ltd
Aberdeen
Nedbank Private Wealth Limited
Wolds Financial Planning
Advice On Wealth Limited
Rockbridge Financial Solutions
Silverwood Wealth Management
Priority Wealth Planning
NG Wealth
Perspective South Ltd
David Major Financial Services
Lancaster Hill Investment Management
Dowgate Wealth Limited
Financial Planning by TaxAssist
Method Financial Planning
Navera Investment Management Ltd
Oberon Investments Limited
Morley Fordham
Intrinsic Wealth Ltd
Fresh Approach Financial Planning
Osprey Financial Planning
Integrity Financial Services
Rowan Dartington
Saranac Partners Ltd
Third Wealth
HSBC UK Bank PLC
Wise Investment
Pedr Financial Planning
Bates Wealth Management Ltd
The Penny Group Harridge
Mountstone Partners
Meon Capital Management
Alextra Group Accountancy and Wealth Management
Charles Stanley and Co Ltd
Bay Financial Planning
Mosaic Money Management
Skyridge Financial Planning LLP
Succession Wealth
Burwood Financial Planning
Essential Wealth Management and Advice Ltd
Eden House Financial Services
Rathmore Financial Ltd
Direct Independent Financial Consultants Ltd
Threshold Wealth Management
Perspective (North) Limited
Octo Financial Planning
2 Plan Wealth Management Limited
Seneca Reid Ltd
Voyage Financial Planning
Emily James Financial Services Ltd
Parkway Consulting
EFG Harris Allday
Alpha Portfolio Management
Perspective Financial Group Limited
RBC Wealth Management
Standard Chartered
Orbit Financial Planning
RBC Capital Markets
DSNY Wealth Planning
Halifax Share Dealing Ltd
Allen Langrick Financial Ltd
Optimal Financial Services Ltd
Perspective (South East)
Clifton Wealth Management Ltd
Scotia Independent Financial Services
Advanced IFA Ltd
Adam & Company
Perspective (South West) Limited
Right Financial Services
Redmayne Bentley
TFAS Wealth
Green Planet Finance
Perspective (North West) Limited
Wayfinder Wealth Management
Vesta Mortgages Ltd
Stephen Eve Financial Planning Ltd
Legacy Wealth Planning
Chatsworth Practice
Fabric Private Office (trading name for TPIO)
Eden Gate Financial Planning
David Booler & Company t/a Boolers
B H Financial Services Ltd
Evolution Financial Planning Ltd
Brighton Capital Management
Armstrongs Wealth Planning
Hedley & Company Stockbrokers Ltd
Options Financial Planning
Progeny Asset Management Ltd
Kingsley Wealth Management
Weatherbys Bank Limited
AB1 Financial Planning Ltd
Bloomsbury Wealth
Octo Wealth Management
Atomos Financial Planning Limited
Barratt & Cooke
True Financial Design
Tailored Wealth
Metcalf Wealth Managers Ltd
Heritage Financial Planning
Murray John & Associates
City Financial Solutions Ltd
Jalapeno UK Limited
R C Brown Investment Management Plc
Storeton Rose Financial Planning Ltd
Winter Dean Partnership LLP
CMC Independent Financial Advisers
Harrison Financial Planning
City Asset Management Plc
Miller James Financial Planning
Brightpath Wealth Ltd
Hartley Associates
Lead Financial
Perspective (West) Limited
Oakfields Wealth Management
Deutsche Bank UK Limited
Quilter Cheviot
JM Finn
Wealthwise Financial Management
Prema Financial Services Ltd
The Orchard Practice (AR) Ltd
Blakeway & Hunt Ltd
Perspective (Home Counties) Limited
Orleeman Financial Services
Truth Financial
Premier Financial Planning (Cheadle) Ltd
Perspective (East Anglia) Limited
Bordier & Cie (UK) PLC
Martin Roden Financial Services Limited
F D Cummins Financial Planning Limited
LGT Wealth Management UK LLP
IG Group
Stevenson Burns Financial Planning
Whitman Asset Management Ltd
Holberg Limited
Focus Financial Management (Scotland)
Hymans Robertson Investment Services LLP
One Financial Solutions Ltd
Fiske Plc
Albon Financial Planning
Malama Wealth
GMG Investment Managers Ltd
Rossie House Investment Management
Positive Solutions (Financial Services) Limited
Equiniti Financial Services Ltd
Canaccord Genuity Wealth Management
The Investment Boutique
Harper Financial Associates
Devine Wealth
Killik & Co LLP
Paul Duckworth Independent Financial Adviser
Yellow Brick Financial Planning Ltd
GP Financial
T Nixon Associates Ltd
Interactive Investor
Charles Schwab UK Limited
Eames Laurie Financial Services
57N Mortgages
Cornerstone Wealth Planning
RBC Global Asset Management UK Ltd
Stapley Mortgages
Generational Planning Group
Kingswood Group
Andrew Graham Wealth Management
Canaccord Genuity Wealth (International) Ltd
Henderson Moore Financial Solutions Ltd
Sirius Financial Ltd
Perspective (Thornton Springer) Limited
Quilter Financial Planning Ltd
Independent Financial Planning Services
Sterling Ridge Wealth
Clearplan Financial Services Ltd
Countrywide Financial Solutions
Courtney Havers LLP
Tindle Wealth Management Limited
Champion Financial Advisors
Pilling & Co
Platinum Financial Solutions
RBC Brewin
1st Port Asset Management
Arbuthnot Latham and Co
Renton Wealth Management
Wessex Investment Management Ltd
TaxAssist Financial Services
Fairview Financial Management Ltd
HSBC Private Bank
Coutts & Co
B V Services
Squirrel Financial Advice Ltd
Stockdale Asset Management
Citrus Financial
Rothschild & Co
Barlow Financial Services Ltd
Royal Bank of Canada Wealth Management
Evelyn Partners
BGA Financial Services
Gresham Financial Strategies Ltd
DPB Wealth Management
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