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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Mosaic Money Management
Clifton Wealth Management Ltd
Alexander House Financial Planning
Intrinsic Wealth Ltd
Stephen Eve Financial Planning Ltd
Emma Storey Independent Financial Planning Ltd
Crowther Mayoh Financial Services Ltd
City Asset Management Plc
Magnum Financial Solutions
Charles Stanley and Co Ltd
Help For Wealth
TrinityBridge
Q Wealth Ltd
Quilter Cheviot
Meridian Financial Services
Barratt & Cooke
Truth Financial
Killik & Co LLP
Totum Financial Planning
Threshold Wealth Management
HSBC UK Bank PLC
Alextra Group Accountancy and Wealth Management
W1M
James Hambro & Partners LLP
Voyage Financial Planning
Remulate Wealth
Atomos Financial Planning Limited
Horizons Financial Planning
Pilling & Co
Rossie House Investment Management
Raymond James
Courtney Havers LLP
Emily James Financial Services Ltd
Dowgate Wealth Limited
IM Asset Management Ltd
Buchanan Johnston Flynn Limited
Canaccord Genuity Wealth Management
Octo Wealth Management
Be Advised Ltd
1st Port Asset Management
Quilter Financial Planning Ltd
Equilibrium Financial Planning LLP
H R Independent Financial Services Ltd
Interactive Investor
Integrity Financial Services
Mark Bonning-Snook Ltd
RNCFP Limited
Birch Financial Services Ltd
Spa Financial Planning
TaxAssist Financial Services
Multrees Investor Services Ltd
CS Investment Managers
BGA Financial Services
Nexus Financial Services
Perspective Financial Group Limited
Renton Wealth Management
Stapley Mortgages
GSL Financial Consultants Ltd
Armstrongs Wealth Planning
Harrison Financial Planning
Evelyn Partners
Harper Financial Associates
RBC Investor & Treasury Services
Novapetra Wealth Management
Stockdale Asset Management
Whitechurch Securities Limited
Right Financial Services
Perspective South Ltd
Evolution Financial Planning Ltd
Patrick Wayne Wealth Management Ltd
MedHaven Financial Planning
Focus Financial Management (Scotland)
Advice On Wealth Limited
Ramsey Crookall & Co Ltd
Brooks Macdonald Investment Management
Priory Financial Planning Ltd
Perspective (Home Counties) Limited
Walker Crips Investment Management
2 Plan Wealth Management Limited
Pedr Financial Planning
Wessex Investment Management Ltd
Options Financial Planning
Hymans Robertson Investment Services LLP
Clearplan Financial Services Ltd
The Investment Boutique
Ravenscroft (UK) Limited
Bloomfield Corporate Consultancy Ltd
RBC Wealth Management
Saranac Partners Ltd
Gresham Financial Strategies Ltd
Ferry Financial
Malama Wealth
Financial Planning by TaxAssist
B V Services
Prema Financial Services Ltd
Andrew Graham Wealth Management
Fairfield Money
Progeny Asset Management Ltd
Pareto Financial Planning
LGT Wealth Management UK LLP
Sharp Financial Planning
Tower 12 Financial Services
Rockbridge Financial Solutions
Allen Langrick Financial Ltd
Triton Private Wealth Ltd
David Major Financial Services
Fairview Financial Management Ltd
GP Financial
Tailored Wealth
Barlow Financial Services Ltd
Eames Laurie Financial Services
Whitman Asset Management Ltd
Halifax Share Dealing Ltd
Philip J Milton & Company
Fabric Private Office (trading name for TPIO)
Linkage Financial Solutions
Vesta Mortgages Ltd
Parkway Consulting
David Booler & Company t/a Boolers
Henderson Moore Financial Solutions Ltd
57N Mortgages
The Share Centre Ltd
AJ Bell Business Solutions Limited
Lantern Financial Planning
Priority Wealth Planning
Hedley & Company Stockbrokers Ltd
James Sharp & Co LLP
Third Wealth
Profit With Principle Ltd
FS Wealth Management
Method Financial Planning
RBC Capital Markets
Burwood Financial Planning
Davy
Murray John & Associates
Cornerstone Wealth Planning
Aberdeen Standard Capital
Dolby Financial Planning
EFG Harris Allday
Perspective (South West) Limited
Macbeth
Sentinel Portfolio Management
B H Financial Services Ltd
Coutts & Co
Oakfields Wealth Management
Skyridge Financial Planning LLP
Equiniti Financial Services Ltd
Rathmore Financial Ltd
Protection & Investment Ltd
Eden House Financial Services
Oberon Investments Limited
D H M Wynchwood LLP
Perspective (Thornton Springer) Limited
Sirius Financial Ltd
Farley & Thompson
Seneca Reid Ltd
Omnis Investments Limited
Navera Investment Management Ltd
Osprey Financial Planning
HSBC Private Bank
Independent Financial Planning Services
DPB Wealth Management
Martin Roden Financial Services Limited
Yellow Brick Financial Planning Ltd
Silverwood Wealth Management
Holberg Limited
Scotia Independent Financial Services
White Stone Financial Planning
Miller James Financial Planning
NG Wealth
Chatsworth Practice
Aberdeen
Succession Wealth
Prydderch Financial Planning Ltd
Retirement Planning (UK) Ltd
Optimal Financial Services Ltd
City Financial Solutions Ltd
CMS Financial Management Limited
Imperial Financial Planning Ltd
Perspective (North West) Limited
Champion Financial Advisors
Wise Investment
Kerr Henderson (Financial Services) Limited
James Brearley & Sons
Cogent Financial Solutions
Deep Dive Financial Planning Ltd
Titan Wealth Solutions
The Orchard Practice (AR) Ltd
Meon Capital Management
Adam & Company
Perspective (North East) Limited
Redmayne Bentley
IG Group
Pro Start Pensions
Vision Independent Financial Planning Ltd
Metcalf Wealth Managers Ltd
Flowway Financial
Perspective (North) Limited
Winter Dean Partnership LLP
Generational Planning Group
Titan Private Wealth
Tatton Investment Management Ltd
Arcrate
Wolds Financial Planning
Bloomsbury Wealth
True Financial Design
Hawksmoor Investment Management Limited
JM Finn
Charles Schwab UK Limited
Oakley Independent Advisers
Campbell Thomson (Insurance Services) Limited
Deutsche Bank UK Limited
The Penny Group London LLP
Handelsbanken Wealth & Asset Management
TFAS Wealth
True Potential Wealth Management LLP
Wayfinder Wealth Management
Perspective (East Anglia) Limited
AB1 Financial Planning Ltd
Kingswood Group
Perspective (South East)
Brighton Capital Management
Rathbones Group Plc
Direct Independent Financial Consultants Ltd
M&G Wealth Advice Limited
Sterling Ridge Wealth
Heavenly Finances
CMC Independent Financial Advisers
Positive Solutions (Financial Services) Limited
Four Wealth Planning
Legacy Wealth Planning
Essential Wealth Management and Advice Ltd
Fiske Plc
Countrywide Financial Solutions
Standard Chartered
Roberts Boyt Limited
Orbit Financial Planning
Manorbridge Investment Management
BRI Wealth Management Plc
One Financial Solutions Ltd
The Openwork Partnership
Fresh Approach Financial Planning
Rothschild & Co
Nedbank Private Wealth Limited
Totally Financial Planning
Jalapeno UK Limited
Blakeway & Hunt Ltd
London & County Financial Advisors
Heritage Financial Planning
Royal Bank of Canada Wealth Management
Eden Gate Financial Planning
F D Cummins Financial Planning Limited
Octo Financial Planning
Green Planet Finance
T Nixon Associates Ltd
Your Future Wealth
Bay Financial Planning
Albon Financial Planning
RBC Brewin Dolphin
Bates Wealth Management Ltd
Arbuthnot Latham and Co
Tindle Wealth Management Limited
Lead Financial
Platinum Financial Solutions
Lancaster Hill Investment Management
Paul Duckworth Independent Financial Adviser
Alpha Portfolio Management
Squirrel Financial Advice Ltd
Canaccord Genuity Wealth (International) Ltd
DSNY Wealth Planning
GMG Investment Managers Ltd
Hitchell Financial Planning
Allthings Wealth
Grey Parrot Financial Planning
Morley Fordham
Kingsley Wealth Management
Perspective (West) Limited
Bordier & Cie (UK) PLC
RBC Global Asset Management UK Ltd
Stevenson Burns Financial Planning
Ruffer LLP
Orleeman Financial Services
Perspective (Oxon) Limited
Lyles’ Independent Financial Advice
Horizon Financial Management
Storeton Rose Financial Planning Ltd
St James’s Place Wealth Management (SJP)
Brightpath Wealth Ltd
Perspective (Midlands & Cheshire) Limited
Wealthwise Financial Management
R C Brown Investment Management Plc
Devine Wealth
Premier Financial Planning (Cheadle) Ltd
HSBC Investment Services
Hartley Associates
Advanced IFA Ltd
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