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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Brexit
The UK's departure from the EU, requiring regulatory adjustments to ensure financial stability and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Retail Disclosure Framework
Providing clear, accurate information to consumers about financial products, ensuring transparency and informed decision-making....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Talent, Inclusion, Diversity and Equity (TIDE)
Find out more to see how PIMFA is committed to promoting Talent, Inclusion, Diversity and Equity (TIDE) in our industry....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
Advisers' Sustainabilty Group
Industry-led working group to focus on enhancing sustainable finance capabilities within the financial advice sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Talent, Inclusion, Diversity and Equity
Promoting talent, a diverse workforce, and creating inclusive environments....
Leading Lights Forum
The PIMFA Leading Lights Forum brings together talented young people from across our member firms who conduct primary research focusing on current hot topics impacting us all across our industry....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
make it. Campaign
Our 'make it' campaign is dedicated to changing perceptions and encouraging an exciting and diverse mix of new talent into our industry....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
About Our Industry
Our industry helps people navigate the difficult financial decisions needed throughout the stages of their life. These professionals provide valuable expertise and support. ...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


BGA Financial Services
Evolution Financial Planning Ltd
Intrinsic Wealth Ltd
HSBC Investment Services
R C Brown Investment Management Plc
Morley Fordham
Emily James Financial Services Ltd
David Booler & Company t/a Boolers
Sirius Financial Ltd
City Financial Solutions Ltd
Interactive Investor
Charles Stanley and Co Ltd
Manorbridge Investment Management
Clearplan Financial Services Ltd
Hartley Associates
Devine Wealth
Champion Financial Advisors
Horizons Financial Planning
Lantern Financial Planning
Q Wealth Ltd
Allen Langrick Financial Ltd
Halifax Share Dealing Ltd
Bates Wealth Management Ltd
Heritage Financial Planning
Farley & Thompson
Quilter Financial Planning Ltd
Perspective (Midlands & Cheshire) Limited
Bordier & Cie (UK) PLC
Barlow Financial Services Ltd
Wessex Investment Management Ltd
True Financial Design
Remulate Wealth
Harper Financial Associates
Arbuthnot Latham and Co
Four Wealth Planning
Murray John & Associates
57N Mortgages
Parkway Consulting
Flowway Financial
Kingsley Wealth Management
The Orchard Practice (AR) Ltd
Malama Wealth
B H Financial Services Ltd
Clifton Wealth Management Ltd
The Penny Group London LLP
RBC Brewin
RBC Wealth Management
Wise Investment
Skyridge Financial Planning LLP
Fairfield Money
Bloomfield Corporate Consultancy Ltd
Barratt & Cooke
TaxAssist Financial Services
T Nixon Associates Ltd
Aberdeen
Triton Private Wealth Ltd
Canaccord Genuity Wealth Management
Metcalf Wealth Managers Ltd
Henderson Moore Financial Solutions Ltd
Voyage Financial Planning
2 Plan Wealth Management Limited
Coutts & Co
Brooks Macdonald Investment Management
Spa Financial Planning
Canaccord Genuity Wealth (International) Ltd
Perspective Financial Group Limited
Sharp Financial Planning
Quilter Cheviot
Retirement Planning (UK) Ltd
Integrity Financial Services
Dolby Financial Planning
Green Planet Finance
Method Financial Planning
James Sharp & Co LLP
Kerr Henderson (Financial Services) Limited
St James’s Place Wealth Management (SJP)
Perspective (North East) Limited
Miller James Financial Planning
HSBC Private Bank
Hedley & Company Stockbrokers Ltd
Killik & Co LLP
Eames Laurie Financial Services
Saranac Partners Ltd
Emma Storey Independent Financial Planning Ltd
Handelsbanken Wealth & Asset Management
Perspective (West) Limited
Oakfields Wealth Management
Lyles’ Independent Financial Advice
Nexus Financial Services
Orbit Financial Planning
Optimal Financial Services Ltd
Brightpath Wealth Ltd
The Investment Boutique
Protection & Investment Ltd
JM Finn
Horizon Financial Management
Armstrongs Wealth Planning
Cornerstone Wealth Planning
The Penny Group Harridge
Threshold Wealth Management
LGT Wealth Management UK LLP
Vesta Mortgages Ltd
Prydderch Financial Planning Ltd
Fiske Plc
Pedr Financial Planning
Holberg Limited
Navera Investment Management Ltd
Essential Wealth Management and Advice Ltd
Allthings Wealth
Ferry Financial
Tindle Wealth Management Limited
Macbeth
Rathbones Group Plc
Atomos Financial Planning Limited
White Stone Financial Planning
Alextra Group Accountancy and Wealth Management
RNCFP Limited
NG Wealth
Fabric Private Office (trading name for TPIO)
Deutsche Bank UK Limited
Third Wealth
Standard Chartered
GMG Investment Managers Ltd
Dowgate Wealth Limited
Mosaic Money Management
Equilibrium Financial Planning LLP
Aberdeen Standard Capital
Priority Wealth Planning
Rockbridge Financial Solutions
GP Financial
Birch Financial Services Ltd
Tailored Wealth
Linkage Financial Solutions
Countrywide Financial Solutions
Be Advised Ltd
F D Cummins Financial Planning Limited
Mountstone Partners
Stockdale Asset Management
Storeton Rose Financial Planning Ltd
Silverwood Wealth Management
TrinityBridge
Pro Start Pensions
Jalapeno UK Limited
Chatsworth Practice
Harrison Financial Planning
Arcrate
Evelyn Partners
Davy
Bloomsbury Wealth
Charles Schwab UK Limited
Octo Financial Planning
Perspective (South West) Limited
Succession Wealth
Buchanan Johnston Flynn Limited
Advice On Wealth Limited
Positive Solutions (Financial Services) Limited
Wolds Financial Planning
RBC Capital Markets
Financial Planning by TaxAssist
Fresh Approach Financial Planning
Hitchell Financial Planning
Independent Financial Planning Services
RBC Global Asset Management UK Ltd
Pilling & Co
Rossie House Investment Management
Lancaster Hill Investment Management
Martin Roden Financial Services Limited
Premier Financial Planning (Cheadle) Ltd
Brighton Capital Management
HSBC UK Bank PLC
CS Investment Managers
Squirrel Financial Advice Ltd
Whitman Asset Management Ltd
Help For Wealth
Walker Crips Investment Management
Fairview Financial Management Ltd
Patrick Wayne Wealth Management Ltd
Meridian Financial Services
Imperial Financial Planning Ltd
London & County Financial Advisors
AJ Bell Business Solutions Limited
Focus Financial Management (Scotland)
Seneca Reid Ltd
Eden Gate Financial Planning
MedHaven Financial Planning
Perspective (North West) Limited
Perspective South Ltd
Wayfinder Wealth Management
Perspective (East Anglia) Limited
Alexander House Financial Planning
W1M
Pareto Financial Planning
Truth Financial
James Brearley & Sons
Nedbank Private Wealth Limited
EFG Harris Allday
Osprey Financial Planning
Rathmore Financial Ltd
Tower 12 Financial Services
Courtney Havers LLP
Stevenson Burns Financial Planning
Generational Planning Group
Direct Independent Financial Consultants Ltd
Winter Dean Partnership LLP
Paul Duckworth Independent Financial Adviser
Alpha Portfolio Management
Raymond James
RBC Investor & Treasury Services
Burwood Financial Planning
Tatton Investment Management Ltd
City Asset Management Plc
Priory Financial Planning Ltd
Andrew Graham Wealth Management
Mark Bonning-Snook Ltd
Kingswood Group
TFAS Wealth
GSL Financial Consultants Ltd
Hawksmoor Investment Management Limited
Options Financial Planning
Omnis Investments Limited
Prema Financial Services Ltd
Yellow Brick Financial Planning Ltd
Rothschild & Co
Albon Financial Planning
Eden House Financial Services
Legacy Wealth Planning
Perspective (South East)
Philip J Milton & Company
Orleeman Financial Services
Oakley Independent Advisers
DPB Wealth Management
Adam & Company
DSNY Wealth Planning
AB1 Financial Planning Ltd
One Financial Solutions Ltd
Oberon Investments Limited
The Openwork Partnership
Blakeway & Hunt Ltd
Octo Wealth Management
B V Services
Totum Financial Planning
IG Group
Perspective (Thornton Springer) Limited
Bay Financial Planning
Right Financial Services
True Potential Wealth Management LLP
Wealthwise Financial Management
Perspective (North) Limited
CMC Independent Financial Advisers
BRI Wealth Management Plc
Gresham Financial Strategies Ltd
Advanced IFA Ltd
Stapley Mortgages
Perspective (Oxon) Limited
Scotia Independent Financial Services
Royal Bank of Canada Wealth Management
Ramsey Crookall & Co Ltd
Grey Parrot Financial Planning
Roberts Boyt Limited
M&G Wealth Advice Limited
Meon Capital Management
Hymans Robertson Investment Services LLP
Ruffer LLP
Sterling Ridge Wealth
Stephen Eve Financial Planning Ltd
Platinum Financial Solutions
Cogent Financial Solutions
David Major Financial Services
1st Port Asset Management
Redmayne Bentley
Lead Financial
Novapetra Wealth Management
Equiniti Financial Services Ltd
Progeny Asset Management Ltd
Your Future Wealth
Perspective (Home Counties) Limited
Sentinel Portfolio Management
Magnum Financial Solutions
Crowther Mayoh Financial Services Ltd
Deep Dive Financial Planning Ltd
Profit With Principle Ltd
Renton Wealth Management
Totally Financial Planning
Vision Independent Financial Planning Ltd
Multrees Investor Services Ltd
The Share Centre Ltd
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