The Personal Investment Management & Financial Advice Association (PIMFA)

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Transaction Reporting: 2023 and Beyond

In our fourth and final audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How PIMFA member firms can Achieve Accurate, Complete and Timely Reporting”, Simon Appleton and Matthew Vincent from Kaizen join PIMFA’s Kevin Sloane to look at what members should be doing now and in the future to meet their regulatory reporting obligations.

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Transaction Reporting

The obligation for firms to report details of financial transactions to ensure market transparency and integrity.

The Future of UK Transaction Reporting: Penalties, Perspectives and Predictions

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PIMFA Queries Compendium

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

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Published: February 2, 2026
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