Transaction Reporting: Are You In Control Of Your Controls?
In the second of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How PIMFA member firms can Achieve Accurate, Complete and Timely Reporting”, Simon Appleton and Matthew Vincent from Kaizen join PIMFA’s Kevin Sloane to discuss what controls member firms can put in place to meet their regulatory obligations and manage their reporting risks.
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Transaction Reporting
The obligation for firms to report details of financial transactions to ensure market transparency and integrity.
Join us for the 2027 Financial Crime Conference to hear from the leading experts on issues affecting firms today. …
£275.00 – £590.00
Date & Time: 25th Feb 2027 (9:00) - 25th Feb 2027 (17:00)
CPD: TBC
Location: Shoosmiths
PIMFA Queries Compendium
This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.