Transaction Reporting: Are You In Control Of Your Controls?
In the second of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How PIMFA member firms can Achieve Accurate, Complete and Timely Reporting”, Simon Appleton and Matthew Vincent from Kaizen join PIMFA’s Kevin Sloane to discuss what controls member firms can put in place to meet their regulatory obligations and manage their reporting risks.
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Transaction Reporting
The obligation for firms to report details of financial transactions to ensure market transparency and integrity.
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Journal #28
Discover here the PIMFA Journal #28 with articles from our members