The Personal Investment Management & Financial Advice Association (PIMFA)

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Useful Links

Below are some of the links which may be useful to you such as regulators, exchanges, trade associations, other resources etc. If you want to find a PIMFA member, go straight to our find a firm search facility.

UK Regulators

UK Offshore Regulators

European Institutions & Related Bodies

Professional Bodies

Trade Associations

Stock Exchanges and Other Trading Venues

Clearing and Settlement Infrastructure Providers

Private Investor Indices

UK Institutions

UK Government Websites

News Sites

Other Useful Links

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PIMFA Podcast: Drawing the Line: What Counts as Non-Financial Misconduct in Wealth & Advice

A deep dive into where the FCA is drawing the line on behaviour and what firms must recognise as non-financial...
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Preventing and Addressing Non Financial Misconduct: A Practical Guide

In partnership with Chartered Insurance Institute (CII), Chartered Institute for Securities & Investment (CISI) and Clyde & Co LLP, we have produced new guidance outlining the key aspects of the Financial Conduct Authority’s (FCA) updated Handbook and Guidance on tackling non-financial misconduct in financial services

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Published: June 16, 2026
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