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Consumer Duty

Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication.

Visit the Consumer Duty dedicated microsite on this topic

No More Easy Wins: Uniting Against Claims Management Company (CMC) Excesses – Collegiate Underwriting

Read here an article from PIMFA Journal #30 2024 on No More Easy Wins: Uniting Against Claims Management Company (CMC) Excesses, by Collegiate Underwriting

Shared Type: Shared Public
Published: May 20, 2025

Consumer Duty – Impacts on the Wealth Management and Financial Advice Sector (2nd Edition)

Discover the updated PIMFA report detailing the Impacts of Consumer Duty on Wealth Management and Financial Advice. Key insights on Fees, Client Support, and Governance

Shared Type: Shared
Published: May 8, 2025

More about PIMFA

PIMFA is the UK’s leading trade association for wealth management, investment services, and financial advice firms.
The CRO Forum is a high-level discussion group, formed and attended by senior professional risk managers from participating PIMFA member...

Consumer Duty FCA Focus Areas for 2025

View here the PIMFA infographic of the FCA's areas of primary focus on Consumer Duty for 2025

Shared Type: Shared Public
Published: March 24, 2025

Financial Conduct Authority – Review of firms’ approaches to the Consumer Support Outcome: good practices and areas for improvement

Read our summary of the FCA's firms’ approaches to the Consumer Support Outcome: good practices and areas for improvement

Shared Type: Shared Public
Published: March 11, 2025

The Year That Was To Come: KPMG’s Regulatory Reflections and Predictions

In this podcast, Philip Deeks, Head of KPMG's Regulatory Insight Centre, shares how PIMFA member firms can snatch victory from...
13/02/2025

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Our mission is to help create a UK culture of thriving financial health through constructive advocacy, creating connections and practical support.

Financial Conduct Authority Consumer Duty Board Reports Good practice and areas for improvement

Read here PIMFA's summary to the Financial Conduct Authority Consumer Duty Board Reports Good practice and areas for improvement, summarising the findings of their review into firms’ approaches to the first annual Consumer Duty (CD) Board report

Shared Type: Shared Public
Published: December 13, 2024

Financial Conduct Authority Our Consumer Duty focus areas

Discover here the Financial Conduct Authority Our Consumer Duty focus areas, where the FCA describes their ongoing priorities under the Consumer Duty for the remainder of 2025/25

Shared Type: Shared Public
Published: December 13, 2024

PIMFA’s submission to Call for Input (CfI): Review of requirements following the introduction of the Consumer Duty

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: October 31, 2024

Dear CEO Letter – Implementing Consumer Duty Closed Products Services Consumer Investments

Download here the FCA Dear CEO letter to Consumer Investment firms from 16 May 2024 on Implementing the Consumer Duty for closed products and services by 31 July 2024

Shared Type: Shared Public
Published: May 22, 2024

Consumer Duty Report

Discover insights and analysis in our Consumer Duty Report: How to produce an effective consumer duty board report

Shared Type: Shared
Published: April 26, 2024

Compliancy Services – Consumer Duty and Vulnerable Customers (January 2023)

Discover the January 2023 Compliancy Services paper on Consumer Duty and Vulnerable Customers. Learn about your responsibilities and the importance of culture in compliance

Shared Type: Shared
Published: January 30, 2024

Shoosmiths: The FCA’s new Consumer Duty – The implications for PIMFA members

Discover Shoosmiths' insightful paper on the FCA's CP21/13 consultation, detailing the new Consumer Duty regime aimed at enhancing consumer care standards in 2022

Shared Type: Shared
Published: January 11, 2024
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