HR, Culture and Inclusion
Promoting talent, a diverse workforce, and creating inclusive environments
Preventing and Addressing Non Financial Misconduct: A Practical Guide
In partnership with Chartered Insurance Institute (CII), Chartered Institute for Securities & Investment (CISI) and Clyde & Co LLP, we have produced new guidance outlining the key aspects of the Financial Conduct Authority’s (FCA) updated Handbook and Guidance on tackling non-financial misconduct in financial services
Why culture could be the strongest risk tool advisers aren’t using (yet)
Read this article from the PIMFA Journal #33 by Bev Shah at City Hive about why culture should be part of a firms risk process
Leading Lights Forum Report 2025/26
The PIMFA Leading Lights Forum is an exciting initiative that brings together talented individuals from across the PIMFA membership. This year the forum have been split into four groups who have investigated the following fascinating areas: The Advice Benefit, Trust, AI Evolution and Company Culture.
PIMFA Queries Compendium
This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.
PIMFA Podcast: Drawing the Line: What Counts as Non-Financial Misconduct in Wealth & Advice
Non-financial misconduct – latest word from the FCA
Read here an article from the PIMFA Journal #32 by Angela Hayes & David Speakman, Partners, DAC Beachcroft LLP, looking at why, although Non-Financial Misconduct can already amount to a breach of the Conduct Rules, the FCA believes that the rule change contained in CP 25/18 adds clarity and may bring more incidents of NFM in scope
PIMFA Successes UKPG Overview 2025
PIMFA Successes UKPG Overview 2025
PIMFA Under 40 Leadership Committee Report 2023 (December 2023)
Discover our 2023 Under 40 Leadership Committee report addressing accessibility for female clients, inheritance openness, the role of finfluencers, and financial planning trends
Journal #28
Discover here the PIMFA Journal #28 with articles from our members
Financial Services Skills Commission publishes its 3rd Future Skills report
Discover the Financial Services Skills Commission's insights on bridging the skills gap in 2024. Discover the growing demand for future skills in finance
Implementing Diversity and Inclusion in the Financial Services Sector: Socioeconomic Background Data
Discover the PIMFA Autumn Journal 2022 article on Consumer Duty, focusing on diversity and inclusion in financial services
PIMFA Make It Campaign Talent Toolkit
Discover the PIMFA make.it Campaign Toolkit, part of the TIDE initiative, to promote Diversity and Inclusion in Wealth Management
PIMFA Millennial Report 2018
Discover the PIMFA Millennial Report 2018, revealing Millennials' insights on Environmental, Social, and Governance impacts in investing, along with key survey findings