Non-financial misconduct – latest word from the FCA
Read here an article from the PIMFA Journal #32 by Angela Hayes & David Speakman, Partners, DAC Beachcroft LLP, looking at why, although Non-Financial Misconduct can already amount to a breach of the Conduct Rules, the FCA believes that the rule change contained in CP 25/18 adds clarity and may bring more incidents of NFM in scope
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Preventing and Addressing Non Financial Misconduct: A Practical Guide
In partnership with Chartered Insurance Institute (CII), Chartered Institute for Securities & Investment (CISI) and Clyde & Co LLP, we have produced new guidance outlining the key aspects of the Financial Conduct Authority’s (FCA) updated Handbook and Guidance on tackling non-financial misconduct in financial services