PIMFA Training: What Does Good Training and Competence Practice Look Like in Your Firm Under SM&CR and MiFID II?
The competence of staff has always been high on the Regulator’s agenda and the introduction of the Senior Management and…
3rd March 2020 09:00FIND OUT MORE
PIMFA Training: Let’s Talk About Product Governance and PROD Rulebook
With the FCA stating earlier this year that it will turn its attention on how firms are implementing new rules…
24th March 2020 09:00FIND OUT MORE
PIMFA Training: Evidencing Suitability for Wealth Managers – Why are many firms still not meeting the regulator’s expectations?
It’s been on the agenda for ages, and yet suitability remains the FCA’s over-riding concern in the Wealth Management sector. …
22nd April 2020 09:30FIND OUT MORE
PIMFA Training: Getting DB Pension transfer advice right
When it comes to DB Pension advice, The FCA has left financial advisers in no doubt of its expectations. In…
6th May 2020 09:30FIND OUT MORE