Upcoming Events › Learning

LearningWebinars
WEBINAR: CASS in the New World of Personal Accountability: Are You Ready?
Join us for a much-requested webinar to talk about the evolution of SM&CR and the personal accountability regime and what…
16th September 2019 15:00FIND OUT MORE
LearningWebinars
WEBINAR: SM&CR Conduct Rules: Best Practice Implementation
The FCA announced (5th August) that it will be increasing its supervisory focus on how firms are embedding the conduct…
17th September 2019 10:00FIND OUT MORE
LearningWebinars
WEBINAR: Effective Complaint Management
The FCA has always had a keen eye on how firms handle complaints from clients, but we know from 2019/20…
18th September 2019 11:00FIND OUT MORE
LearningTraining Courses
London
MiFIR Transaction Reporting Core Training
The two recent FCA fines for transaction reporting breaches help demonstrate just how important having a sound understanding of the…
14th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
‘Everything You Need to Deliver SM&CR Conduct Rules Training in Your Firm’: Train the Trainer Workshop and Toolkit
Need to deliver Conduct Rules training by the 9th December, but don’t have the time or knowledge to prepare FCA…
16th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
Clear, Fair and Not Misleading: Financial Promotions, What Your Firm Needs To Know
The regulator’s ‘Dear CEO’ letters in January and April 2019 sent to all firms reminded them that the FCA treats…
22nd October 2019 09:00FIND OUT MORE
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