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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
This session will explore why collecting and analysing diversity data is essential for building an inclusive environment and gaining a competitive edge. …
Free
Date & Time: 10th Jul 2023 (10:00 - 11:00)
Location: In Person
Equipping Consumer Duty Champions and senior executives with the essential knowledge and practical guidance needed to discharge their accountabilities under the Consumer Duty framework. …
Free
Date & Time: 12th Jul 2023 (11:00 - 12:00)
Location: In Person
Ensure your firm is fully prepared for the Consumer Duty deadline, with practical guidance on meeting regulatory expectations and delivering good outcomes for clients. …
Date & Time: 27th Jul 2023 (11:00 - 12:00)
Location: In Person
Since the FCA introduced plans for Consumer Duty, firms and individuals alike have been working hard to ensure they deliver against the new requirements. However, whilst there has been a lot of work put into implementing the cross-cutting rules, and the four consumer outcomes, very little has been said about the “employee” dimension, other than in respect of the Conduct Rules. If asked, would your…
Free
Date & Time: 17th Aug 2023 (10:00 - 11:30)
Location: In Person
At St Andrew Square, Edinburgh, EH2 2AD The Enterprise Investment Scheme Association (EISA) is bringing together small businesses, investors, IFAs, entrepreneurs and business advisers — all in one place to hear expert opinion from SME industry experts. The event is split into two parts – a technical seminar, followed by a networking reception. The seminar is 4pm registration for 4.30pm start till 5.45pm at The…
Date & Time: 29th Aug 2023 (16:30 - 19:30)
Location: In Person
Learn practical strategies for reducing stress and complexity in your CASS audit process, ensuring compliance and peace of mind for your firm. …
Free
Date & Time: 07th Sep 2023 (11:00 - 12:00)
Location: In Person