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LearningTraining Courses
London
MiFIR Transaction Reporting Core Training
The two recent FCA fines for transaction reporting breaches help demonstrate just how important having a sound understanding of the…
14th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
‘Everything You Need to Deliver SM&CR Conduct Rules Training in Your Firm’: Train the Trainer Workshop and Toolkit
Need to deliver Conduct Rules training by the 9th December, but don’t have the time or knowledge to prepare FCA…
16th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
The Fundamentals of Complaint Handling
In light of recent news that the Financial Ombudsman Service (FOS) could require regulated firms to pay higher levels of…
17th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
Clear, Fair and Not Misleading: Financial Promotions, What Your Firm Needs To Know
The regulator’s ‘Dear CEO’ letters in January and April 2019 sent to all firms reminded them that the FCA treats…
22nd October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
Let’s Talk About Product Governance and PROD Rulebook
With the FCA stating earlier this year that it will turn its attention on how firms are implementing new rules…
19th November 2019 09:00FIND OUT MORE
LearningTraining Courses
London
What Does Good Training & Competence Practice Look Like in Your Firm?
The competence of staff has always been high on the Regulator’s agenda and the introduction of the Senior Management and…
21st November 2019 09:00FIND OUT MORE
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