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Research shows that firms continue to fall foul of time-consuming and expensive CASS audits, and even those firms with a mature understanding of the CASS rules aren’t immune to escalating CASS audit fees. The problem often isn’t with knowing the CASS rules – many strategies are well understood – but with execution and application.

The PIMFA CASS Clients Academy is a unique learning experience for member firms who, not content to keep up with CASS requirements, seek to expand their knowledge and strengthen their internal capabilities to arrest rising CASS audit fees and ensure the number of incidences and breaches reported to the FCA continues to drop.

The PIMFA CASS Clients Academy (CCA) will change the way you and your firm approach CASS. You will emerge better able to tackle your firms toughest CASS audit challenges, lead with greater CASS knowledge, and inspire assurance at all levels in your firm that your next CASS audit is a success. CCA rapidly upskills CASS Officers, Operations, Compliance, Certification Function Holders, and Custodians to manage your next CASS audit and withstand scrutiny from regulators, auditors and senior managers.

Please visit our microsite to find out more

BOGOF OFFER!!!!

Please use Coupon  CASS2024 at checkout for 50% OFF two tickets

Event Day
Category Filter
09:30
10:30

Introduction: meet the team and your peers

09:30 - 10:30

09:30
12:30

CASS Architecture: Knowing what you need to know

09:30 - 12:30

09:30-12:30

CASS Roles and Responsibilities

09:30 - 12:30

09:30
12:30

Governance

09:30 - 12:30

09:30
12:30

Oversight

09:30 - 12:30

09:30
12:30

Developing a Robust CASS culture

09:30-12:30 -

09:30
12:30

Issue Management

09:30 - 12:30

Katharine Leaman
Regulatory Compliance Consultant
Leaman Cremlin Limited

More about Katharine Leaman

Katharine is a regulatory compliance consultant within Leaman Crellin Limited with a background in both professional practice and the financial services industry. With over thirty years of experience in regulatory risk and governance within the banking, insurance, and distribution, financial services industries, including the FCA. She is a highly experienced compliance expert with an executive leadership background experienced in running compliance functions in banks and dealing with FCA requests and supporting banks in remediating issues identified by the regulators.

Priscilla Gaudoin
Head of Risk & Compliance
Ruleguard

More about Priscilla Gaudoin

Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors. She has also held senior management roles as the Chief Compliance Officer and MLRO.

Priscilla has significant experience in designing and implementing compliance processes and controls as well as risk management frameworks. She is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.

Booking and Registration Information

If you are a PIMFA member please ensure you have logged in to register for this webinar, podcast or event and receive your discount. If you are unsure of your login details you can request a new password via our website or email us to reset it for you. If you are unsure whether you belong to a PIMFA member firm please register for an account or email us and we will confirm this for you. You can still register for our webinars, events and podcasts as a non-member (charges apply in some instances). Requests may take up to 48 hours to process.

Tickets

Unlimited available
PLLT: The PIMFA CASS Academy 2024 (FAM)£2,750.00 ex. VAT

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Unlimited available
PLLT: The PIMFA CASS Academy 2024 (NM)£3,250.00 ex. VAT

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Details

Date:
14th May
Time:
09:00 - 12:30
Cost:
£2750 - £3250
Event Categories:
,

Other

CPD Hours
18
Email Address:
learning@pimfa.co.uk