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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Non-Financial Misconduct (NFM) is now a boardroom issue. Workplace behaviours such as harassment, bullying, discrimination and abuse are, in the eyes of the regulator, indicators of a poor workplace culture, lacking diversity and inclusion in your firm. High-profile cases from the past year and the recent FCA D&I Consultation Paper (CP23/20) underscore that non-financial misconduct poses a significant business risk that needs addressing. …
£400.00 – £500.00
Date & Time: 29th Jan 2025 (10:00 - 12:00)
CPD: 2
Location: In Person
In this live, tutor-led online course, Richard Preece, Chair of PIMFA’s Operational Working Group, assists you to avoid the pitfalls firms make when drafting your self-assessment …
£400.00 – £500.00
Date & Time: 10th Feb 2025 (9:30 - 12:30)
CPD: 3
Location: In Person
Understand the new duty to prevent sexual harassment in the workplace, explore regulatory expectations, and learn practical steps to create a safe and compliant culture. …
Free
Date & Time: 25th Feb 2025 (11:00 - 12:00)
Location: In Person
PIMFA HR Briefing 2025 - HR Leaders Looking Back, Moving Forward: 2024 Summary and 2025 Kick-Off. …
Date & Time: 04th Mar 2025 (14:00 - 15:00)
Location: Virtual
Explore the latest trends and predictions shaping mergers and acquisitions in wealth management for 2025, and discover strategies to seize emerging opportunities. …
Free
Date & Time: 06th Mar 2025 (11:00 - 12:00)
Location: In Person
This session will explore how firms can prevent complacency, foster a culture of accountability, and ensure robust governance practices that protect both clients and businesses. …
Free
Date & Time: 12th Mar 2025 (9:30 - 12:30)
CPD: 3
Location: In Person