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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Stay ahead of FCA expectations with this practical online session focused on maintaining compliance with Consumer Duty. …
£400.00 – £500.00
Date & Time: 20th Nov 2024 (9:30 - 12:30)
CPD: 3
Location: In Person
Unpack what you, as a newly appointed or current senior manager, need to know to make better and more informed decisions to meet the rising expectations of staff, your board, and the regulator. …
Free
Date & Time: 26th Nov 2024 (14:00 - 15:00)
Location: In Person
Uncover how firms can stay ahead of CASS compliance challenges and prepare effectively for potential s166 reviews before issues escalate. …
Free
Date & Time: 14th Jan 2025 (11:00 - 12:00)
Location: In Person
Join PIMFA’s webinar to explore how firms can prepare for potential s166 reviews by strengthening CASS compliance and mitigating risks before issues escalate. …
Free
Date & Time: 21st Jan 2025 (11:00 - 12:00)
Location: In Person
PIMFA’s SMF (Senior Managers Function) Regulatory Briefing Programme is a 12-month online leadership programme for time-strapped senior managers who need to cut through the regulatory noise and grasp, from a senior leader's perspective, how to better measure, manage, and monitor compliance and regulatory risks within their firm. …
£595.00 – £850.00
Date & Time: 28th Jan 2025 (0:00 - 23:59)
CPD: 12
Location: Virtual
Ensure your firm meets regulatory expectations and delivers fair outcomes for vulnerable customers. This session provides practical steps to apply PIMFA’s Customer Vulnerability guidance, embed best practices, and strengthen your approach to identifying and supporting vulnerable clients. …
£350.00 – £450.00
Date & Time: 28th Jan 2025 (14:00 - 17:00)
CPD: 3
Location: In Person