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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Explore upcoming employment law changes and learn how your firm can prepare effectively to stay compliant and protect your workforce. …
Free
Date & Time: 12th Sep 2024 (11:00 - 12:00)
Location: In Person
This live online session will guide you through key principles, common pitfalls, and practical steps. Help your firm stay compliant and resilient against evolving threats. …
£300.00 – £400.00
Date & Time: 16th Sep 2024 (9:30 - 12:30)
Location: In Person
Join senior leaders and industry experts at the PIMFA M&A Roundtable Dinner for an exclusive evening of discussion on the latest trends, challenges, and opportunities in mergers and acquisitions. …
Date & Time: 24th Sep 2024 (18:30 - 20:00)
Location: In Person
Gain expert guidance on mastering transaction reporting requirements, ensuring compliance, and implementing best practices under evolving regulatory standards. …
£2,500.00 – £3,000.00
Date & Time: 08th Oct 2024 (10:00) - 29th Oct 2024 (12:30)
CPD: 10
Location: In Person
In this FREE 60-minute webinar, Thistle Initiative’s experts unpack the FCA latest expectations, highlighting where and how PIMFA member firms must revisit their IFPR implementation and ICARA reporting to ensure the adequacy and operating effectiveness of your ICARA process follows good industry practice …
Free
Date & Time: 09th Oct 2024 (11:00 - 12:00)
Location: In Person
Learn how to conduct fair value assessments that meet FCA Consumer Duty requirements. …
£400.00 – £500.00
Date & Time: 14th Oct 2024 (9:30 - 12:30)
CPD: 3
Location: In Person