The Personal Investment Management & Financial Advice Association (PIMFA)

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Customer Vulnerability

Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services.

Visit the Customer Vulnerability dedicated microsite on this topic

PIMFA Understanding Customer Vulnerability Briefing note 31 October

Shared Type: Shared Public
Published: September 25, 2025

Journal #28

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Journal Edition #31

Shared Type: Shared Public
Published: September 25, 2025

Understanding Customer Vulnerability – Guidance for Firms (2024)

Shared Type: Shared
Published: September 25, 2025

PIMFA Response to the Financial Services Strategy Sector: Regulatory Cross-Cutting Reforms (Leeds Reforms)

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: September 9, 2025
In this practical and insightful session delivered by the co-founder of the Non-Executive Directors’ Association (‘NEDA’), we demystify the responsibilities, liabilities, and rewards of becoming a NED and provide a…
£300.00 – £400.00
Date & Time: 15th Jan 2026 (9:30) - 15th Jan 2026 (12:30)
CPD: 3 Location: Virtual
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £750.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
CPD: 3 Location: London excel

PIMFA Summary of FCA – retail banking multi firm review on the treatment of customers in vulnerable circumstances (findings) April 2025

Shared Type: Shared Public
Published: April 17, 2025
The CRO Forum is a high-level discussion group, formed and attended by senior professional risk managers from participating PIMFA member...

FCA – The Vulnerability Review Findings and Next Steps

Shared Type: Shared Public
Published: March 14, 2025

FCA Vulnerability Review publications 7 March 2025 summary

Shared Type: Shared Public
Published: March 10, 2025

The Year That Was To Come: KPMG’s Regulatory Reflections and Predictions

In this podcast, Philip Deeks, Head of KPMG's Regulatory Insight Centre, shares how PIMFA member firms can snatch victory from...
13/02/2025

A Fresh Perspective on Supporting Customer Vulnerability

In this podcast, David Ostojitsch and Alex Roberts from PIMFA discuss the importance of addressing customer vulnerability in financial services....
13/02/2025

Customer Vulnerability: A Summary of the 24 October Launch Event

Shared Type: Shared Public
Published: November 15, 2024

A Summary of the 24 October Launch Event Full Briefing

Shared Type: Shared
Published: November 14, 2024
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