The Personal Investment Management & Financial Advice Association (PIMFA)

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CASS Compliant? Prove It!

Demonstrating compliance with the CASS rules is still a challenge for some firms, but it need not be. To explain more we get the thoughts of Katherine Leaman, co-founder and lead trainer on The PIMFA CASS Academy and Priscilla Gaudoin, Head of Risk and Compliance at software provider Ruleguard.

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Onyx Insurance Brokers Ltd

Specialising in the financial services sector, Onyx Insurance Brokers is committed to offering tailored insurance solutions that address the specific risks and challenges faced by professionals in this dynamic industry. Their expertise…

Journal #28

Shared Type: Shared Public
Published: September 25, 2025
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