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PIMFA's Customer Vulnerability Learning Programme, led by the award-winning vulnerability training team at The Money Advice Trust …
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£1,799.00 – £2,300.00
Date & Time: 23rd Sep 2025 (9:30) - 18th Nov 2025 (12:30)
CPD: 18
Location: Virtual
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
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£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
CPD: 18
Location: London excel
The Business Wide Risk Assessment (BWRA) is a key pillar in understanding the risks posed to your business and monitoring the effectiveness of you control framework. Yet so many firms are still getting this critical, living document wrong and thus falling short of regulatory expectations. The Business Wide Risk Assessment masterclass, delivered by Avyse, is your opportunity to step back and consider the financial crime…
£300.00 – £400.00
Date & Time: 16th Sep 2024 (9:30 - 12:30)
Location: In Person
In 2024, we are celebrating 30 incredible years of the Enterprise Investment Scheme. Three decades of founders, investors and more using the EIS to support UK startups to become household names, create life-changing health technology and more. Join the Enterprise Investment Scheme Association and the EIS/SEIS ecosystem to celebrate! We will be holding an exciting in person conference, bursting with important speakers and conversations you…
Date & Time: 18th Sep 2024 (0:00 - 23:59)
Location: In Person
We are proud to announce that the PIMFA Compliance Conference 2024 will be taking place on September 19, in London AND online. Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking.…
£250.00 – £600.00
Date & Time: 19th Sep 2024 (8:30 - 18:00)
CPD: 7
Location: In Person
The PIMFA Mergers and Acquisitions dinner is an opportunity for PIMFA members to gain valuable insight into the current M&A landscape impacting and effecting the sector. M&A experts from Farrer & Co. and Thistle Initiatives provide firm’s with an update on the current deal environment and what we can expect to see over the coming year. Benefits for attending: 1. Hear insights into M&A trends,…
Date & Time: 24th Sep 2024 (18:30 - 20:00)
Location: In Person
Staying compliant is crucial to avoid legal penalties, fines, and reputational damage. Join us in our upcoming live webinar, where we look at how to be proactive in compliance and enhance your firm's ability to compete in the marketplace, by fostering trust and reliability. In Ruleguard’s latest live event, we will delve into identifying your compliance universe before dipping into horizon scanning and tips for…
Free
Date & Time: 26th Sep 2024 (10:30 - 11:30)
Location: In Person
Live, tutor-led online sessions, with our partners Kaizen Reporting The challenge Accurate and complete MiFIR transaction reporting is a legal obligation. Yet many financial firms, even those with significant resources dedicated to this complex requirement, are falling short of regulatory expectations. Quality assurance testing by regulatory specialists Kaizen have found that only 13% of MiFID II transactions are reported accurately. The consequences of incorrect reporting…
£2,500.00 – £3,000.00
Date & Time: 08th Oct 2024 (10:00) - 29th Oct 2024 (12:30)
CPD: 10
Location: In Person