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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Learn practical strategies for reducing stress and complexity in your CASS audit process, ensuring compliance and peace of mind for your firm. …
Free
Date & Time: 06th Jun 2023 (13:00 - 14:00)
Location: In Person
Understand how Training & Competence (T&C) requirements align with the FCA’s Consumer Duty. …
£350.00 – £400.00
Date & Time: 08th Jun 2023 (13:30 - 15:30)
CPD: 2
Location: In Person
This webinar will explore barriers to women's progression, strategies for overcoming them, and practical steps firms can take to foster a more inclusive and supportive environment. …
Free
Date & Time: 16th Jun 2023 (13:45 - 14:45)
Location: In Person
This webinar has been created to help those concerned with saying the wrong thing when working with LGBTQ+ clients. We all know an LGBTQ+ client is the same as any other but for some, human fear kicks in (unintentionally) and you may feel you’ve said the wrong thing which in turn creates an uncomfortable situation for all when no one means too. So, at 10am…
Free
Date & Time: 22nd Jun 2023 (10:00 - 11:00)
Location: In Person
Learn how to achieve accurate, complete, and timely MiFIR transaction reporting, with practical guidance to strengthen compliance and reduce regulatory risk. …
Free
Date & Time: 29th Jun 2023 (11:00 - 12:00)
Location: In Person
This session focuses on practical techniques for leading authentically, building trust, and inspiring high-performing teams in a rapidly changing environment. …
Free
Date & Time: 30th Jun 2023 (12:45 - 13:45)
Location: In Person