The Personal Investment Management & Financial Advice Association (PIMFA)

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We have published our Russia financial crime risk report, the latest in Themis’ series of country risk reports which explore the financial crime landscape in different jurisdictions. The report details the risks that Russia poses to the global financial system, exploring the extent of sanctions evasion, money laundering and predicate offences that originate in the country and impact other economies globally. We have convened a…
Free
Date & Time: 06th Jul 2023 (12:30 - 13:30)
Location: In Person

Since the Central Bank of Ireland proposed the introduction of the Senior Executive Accountability Regime and the broader Individual Accountability Framework, firms and individuals alike have been working hard to assess the changes required and the impact of the new regime on those affected. Due to the type and scale of the changes planned, this is likely to be one of the most impactful regulatory…
Free
Date & Time: 09th Aug 2023 (10:00 - 11:00)
Location: In Person
Since the FCA introduced plans for Consumer Duty, firms and individuals alike have been working hard to ensure they deliver against the new requirements. However, whilst there has been a lot of work put into implementing the cross-cutting rules, and the four consumer outcomes, very little has been said about the “employee” dimension, other than in respect of the Conduct Rules. If asked, would your…
Free
Date & Time: 17th Aug 2023 (10:00 - 11:30)
Location: In Person