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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Explore how Consumer Duty can be implemented through effective training and competence frameworks, ensuring your teams deliver consistently high standards and meet regulatory expectations. …
Free
Date & Time: 30th Mar 2023 (10:30 - 11:30)
Location: In Person
This session will help you anticipate emerging regulatory trends, understand their impact, and develop proactive strategies to manage compliance effectively. Perfect for professionals looking to strengthen resilience and maintain a competitive edge in a rapidly evolving regulatory landscape. …
Free
Date & Time: 20th Apr 2023 (11:00 - 12:00)
Location: In Person
The deadline for Consumer Duty compliance is fast approaching, and financial services organisations are working hard to ensure that they have the correct measures in place before 31st July 2023. But with so many complex and far reaching programmes in flight, designed to implement an array of process changes and outputs, it’s important to ask: How can you be sure that the customer outcomes resulting…
Free
Date & Time: 26th Apr 2023 (12:00 - 13:00)
Location: In Person
This webinar will explore barriers to women's progression, strategies for overcoming them, and practical steps firms can take to foster a more inclusive and supportive environment. …
Free
Date & Time: 26th Apr 2023 (14:00 - 15:00)
Location: In Person
Equip your advisers with the principles and practices needed to meet clients’ ESG expectations while complying with Consumer Duty. …
£400.00 – £450.00
Date & Time: 27th Apr 2023 (9:30 - 12:30)
CPD: 3
Location: In Person
Starting our Consumer Duty Series with practical strategies for testing consumer outcomes. This session focuses on actionable approaches to ensure compliance with FCA requirements, helping firms demonstrate good outcomes and embed Consumer Duty into everyday practice. …
£300.00 – £350.00
Date & Time: 03rd May 2023 (9:30 - 11:30)
CPD: 2
Location: In Person