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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
This interactive course explores how Training & Competence frameworks align with the FCA’s Consumer Duty requirements. Gain practical guidance on embedding best practices, meeting regulatory expectations, and ensuring your teams deliver consistently high standards of advice and service." …
£350.00 – £400.00
Date & Time: 25th May 2023 (13:30 - 15:30)
CPD: 2
Location: In Person
Join PwC experts for the third session in our Consumer Duty Series, focusing on how to build robust MI frameworks, reporting processes, and governance structures that demonstrate compliance and deliver good consumer outcomes. Learn practical steps to monitor, evidence, and embed Consumer Duty across your organisation. …
£300.00 – £350.00
Date & Time: 30th May 2023 (9:30 - 11:30)
CPD: 2
Location: In Person
Understand how Training & Competence (T&C) requirements align with the FCA’s Consumer Duty. …
£350.00 – £400.00
Date & Time: 08th Jun 2023 (13:30 - 15:30)
CPD: 2
Location: In Person
Discover practical strategies to reinforce customer centricity and ensure your firm meets the Consumer Duty standards for customer support and consumer understanding by July 2023. …
Date & Time: 02nd Nov 2023 (0:00 - 23:59)
Location: In Person
An empowering session designed to help female leaders in wealth and finance embrace authenticity, build confidence, and lead with impact. Discover practical strategies to overcome challenges, unlock potential, and thrive in senior roles. …
£3,750.00 – £4,250.00
Date & Time: 06th Feb 2024 (0:00 - 23:59)
CPD: 12
Location: See description for details
Discover what effective product governance means in the context of the FCA’s Consumer Duty. This live online session will provide practical guidance on designing, monitoring, and reviewing products to ensure they deliver fair value and good outcomes for consumers. …
£250.00 – £350.00
Date & Time: 27th Feb 2024 (9:30 - 12:30)
CPD: 2
Location: In Person