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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
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Learn practical strategies for reducing stress and complexity in your CASS audit process, ensuring compliance and peace of mind for your firm. …
Free
Date & Time: 06th Jun 2023 (13:00 - 14:00)
Location: In Person
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Understand how Training & Competence (T&C) requirements align with the FCA’s Consumer Duty. …
£350.00 – £400.00
Date & Time: 08th Jun 2023 (13:30 - 15:30)
CPD: 2
Location: In Person
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This webinar will explore barriers to women's progression, strategies for overcoming them, and practical steps firms can take to foster a more inclusive and supportive environment. …
Free
Date & Time: 16th Jun 2023 (13:45 - 14:45)
Location: In Person
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Learn how to achieve accurate, complete, and timely MiFIR transaction reporting, with practical guidance to strengthen compliance and reduce regulatory risk. …
Free
Date & Time: 29th Jun 2023 (11:00 - 12:00)
Location: In Person
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This session focuses on practical techniques for leading authentically, building trust, and inspiring high-performing teams in a rapidly changing environment. …
Free
Date & Time: 30th Jun 2023 (12:45 - 13:45)
Location: In Person
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This session will explore why collecting and analysing diversity data is essential for building an inclusive environment and gaining a competitive edge. …
Free
Date & Time: 10th Jul 2023 (10:00 - 11:00)
Location: In Person