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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
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Equipping Consumer Duty Champions and senior executives with the essential knowledge and practical guidance needed to discharge their accountabilities under the Consumer Duty framework. …
Free
Date & Time: 12th Jul 2023 (11:00 - 12:00)
Location: In Person
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Ensure your firm is fully prepared for the Consumer Duty deadline, with practical guidance on meeting regulatory expectations and delivering good outcomes for clients. …
Date & Time: 27th Jul 2023 (11:00 - 12:00)
Location: In Person
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Learn practical strategies for reducing stress and complexity in your CASS audit process, ensuring compliance and peace of mind for your firm. …
Free
Date & Time: 07th Sep 2023 (11:00 - 12:00)
Location: In Person
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Understand the FCA’s SDR and investment labels requirements and learn how your firm can prepare for upcoming ESG regulations with practical steps for compliance and reporting. …
Free
Date & Time: 26th Sep 2023 (12:00 - 13:00)
Location: In Person
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Gain expert insights and practical guidance on safeguarding client assets and meeting regulatory obligations with confidence. …
£2,750.00 – £3,750.00
Date & Time: 03rd Oct 2023 (9:00 - 12:30)
Location: In Person
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Discover practical strategies to reinforce customer centricity and ensure your firm meets the Consumer Duty standards for customer support and consumer understanding by July 2023. …
Date & Time: 02nd Nov 2023 (0:00 - 23:59)
Location: In Person