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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
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Join us for an inspiring forum dedicated to driving diversity and inclusion in wealth management and financial advice. This event brings together industry leaders and change-makers to explore challenges, share success stories, and identify actionable strategies to empower women and create a more equitable future in financial services. …
Date & Time: 04th Mar 2024 (16:00 - 19:00)
Location: In Person
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Expert insights on the latest HR challenges and strategies, including workforce planning, regulatory updates, and practical solutions to support your people and business. …
Free
Date & Time: 06th Mar 2024 (14:00 - 15:00)
Location: In Person
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Keeping pace with the shifting landscape of HR issues, changes in workplace law and upcoming regulation is challenging. …
Date & Time: 06th Mar 2024 (14:00 - 15:00)
Location: In Person
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Discover practical strategies for simplifying your next CASS audit, reducing stress, and ensuring compliance with confidence. …
Free
Date & Time: 07th May 2024 (10:00 - 11:00)
Location: In Person
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Deepen your expertise in client asset protection and stay ahead of evolving regulatory requirements with practical, hands-on guidance. …
£2,750.00 – £3,250.00
Date & Time: 14th May 2024 (9:00 - 12:30)
CPD: 18
Location: In Person
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Get practical guidance on creating your first Consumer Duty Board Report. This masterclass covers key requirements, structure, and best practices to ensure your report meets FCA expectations and demonstrates good consumer outcomes. Learn how to prepare, write, and review with confidence. …
£400.00 – £500.00
Date & Time: 16th May 2024 (9:30 - 12:30)
CPD: 3
Location: In Person