Past Events

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LearningTraining Courses
London
PIMFA Training: Everything You Need to Deliver SM&CR Conduct Rules Training in Your Firm: Train the Trainer Workshop and Toolkit
Need to deliver Conduct Rules training by the 9th December, but don’t have the time or knowledge to prepare FCA…
16th October 2019 09:00FIND OUT MORE
LearningTraining Courses
London
PIMFA Training: Clear, Fair and Not Misleading: Financial Promotions, What Your Firm Needs To Know
The regulator’s ‘Dear CEO’ letters in January and April 2019 sent to all firms reminded them that the FCA treats…
22nd October 2019 09:00FIND OUT MORE
Webinar: Ownership Analysis in Morningstar Direct
Understanding investment ownership can add insight in several ways. Morningstar would like to invite you to our live webinar to…
4th November 2019 14:00FIND OUT MORE
LearningWebinars
PIMFA Webinar: Re-evaluating Suitability & Compliance Approaches for High-Risk Customers
In today’s heavily regulated environment, firms are consistently called upon to reevaluate their supervision and suitability compliance approaches. High risk…
5th November 2019 15:30FIND OUT MORE
Industry ConferenceIndustry Events
Automation & Innovation in Wealth Management Forum
The rise of emerging technologies – Cloud, Analytics, Social and Mobile – brings unparalleled disruption right across the wealth management…
6th November 2019 08:00FIND OUT MORE
LearningWebinars
PIMFA Webinar: SM&CR: The Hidden Challenges for HR
The HR function will play a critical role in the successful implementation and maintenance of SM&CR. But with great power,…
7th November 2019 14:00FIND OUT MORE
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