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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
In this live, tutor-led online course, Richard Preece, Chair of PIMFA’s Operational Working Group, assists you to avoid the pitfalls firms make when drafting your self-assessment …
£400.00 – £500.00
Date & Time: 10th Feb 2025 (9:30 - 12:30)
CPD: 3
Location: In Person
Understand the new duty to prevent sexual harassment in the workplace, explore regulatory expectations, and learn practical steps to create a safe and compliant culture. …
Free
Date & Time: 25th Feb 2025 (11:00 - 12:00)
Location: In Person
PIMFA HR Briefing 2025 - HR Leaders Looking Back, Moving Forward: 2024 Summary and 2025 Kick-Off. …
Date & Time: 04th Mar 2025 (14:00 - 15:00)
Location: Virtual
Explore the latest trends and predictions shaping mergers and acquisitions in wealth management for 2025, and discover strategies to seize emerging opportunities. …
Free
Date & Time: 06th Mar 2025 (11:00 - 12:00)
Location: In Person
This session will explore how firms can prevent complacency, foster a culture of accountability, and ensure robust governance practices that protect both clients and businesses. …
Free
Date & Time: 12th Mar 2025 (9:30 - 12:30)
CPD: 3
Location: In Person
Research shows that firms continue to fall foul of time-consuming and expensive CASS audits, and even those firms with a mature understanding of the CASS rules aren't immune to escalating CASS audit fees. …
£1,250.00 – £1,500.00
Date & Time: 20th May 2025 (9:00) - 21st May 2025 (17:00)
CPD: 15
Location: In Person