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In Person
20th May, 2025 - 21st May, 2025
09:00am - 05:00pm
£1,250.00 – £1,500.00
CPD: 15hrs

The PIMFA CASS Academy 2025

Research shows that firms continue to fall foul of time-consuming and expensive CASS audits, and even those firms with a mature understanding of the CASS rules aren't immune to escalating CASS audit fees.
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Research shows that firms continue to fall foul of time-consuming and expensive CASS audits, and even those firms with a mature understanding of the CASS rules aren’t immune to escalating CASS audit fees. The problem often isn’t with knowing the CASS rules – many strategies are well understood – but with execution and application.

The PIMFA CASS Clients Academy is a unique learning experience for member firms who, not content to keep up with CASS requirements, seek to expand their knowledge and strengthen their internal capabilities to arrest rising CASS audit fees and ensure the number of incidences and breaches reported to the FCA continues to drop.

The PIMFA CASS Clients Academy (CCA) will change the way you and your firm approach CASS. You will emerge better able to tackle your firms toughest CASS audit challenges, lead with greater CASS knowledge, and inspire assurance at all levels in your firm that your next CASS audit is a success. CCA rapidly upskills CASS Officers, Operations, Compliance, Certification Function Holders, and Custodians to manage your next CASS audit and withstand scrutiny from regulators, auditors and senior managers.

This event will take place in person on the 20th and 21st of May 2025

20 St. Andrew Street, London, EC4A 3AG

If you are a PIMFA Member- Please ensure you are logged in to your account first before adding a ticket to your basket to access the member discounts.

For further information and any questions regarding the course please contact learning@pimfa.co.uk 

 

The PIMFA CASS Clients Academy will change the way you and your firm approach CASS. You will emerge better able to tackle your firms toughest CASS audit challenges, lead with greater CASS knowledge, and inspire assurance at all levels in your firm that your next CASS audit is a success.

The CASS Clients Academy (CCA) rapidly upskill CASS Officers, Operations, Compliance, Certification Function Holders, and Custodians to manage your next CASS audit and withstand scrutiny from regulators, auditors and senior managers.

 

Event Day
Category Filter
20TH MAY 2025 - Introduction: meet the team and your peers
20TH MAY 2025 - Session 1 - CASS Architecture: Knowing what you need to know
09:30 - 11:30
20TH MAY 2025 - Session 2 - Roles and Responsibilities and oversight
11.30 (lunch 12:30 - 13:30) - 14:30
20TH MAY 2025 - Session 3 - Governance
14.30 - 16.30
21ST MAY 2025 - Session 4 - Controls and Oversight
09:30 - 11:30
21ST MAY 2025 - Session 5 - Developing a Robust CASS Culture
11:30 (lunch 12:30 - 13:30) - 14:30
21ST MAY 2025 - Session 6 - Issue Management
14:30 - 16:30

Katharine Leaman

Regulatory Compliance Consultant
Leaman Cremlin Limited

Priscilla Gaudoin

Head of Risk & Compliance
Ruleguard

Neil Makwana

Leaman Cremlin Limited

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