Loading view.
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
Get Tickets
£275.00 – £630.00
Date & Time: 25th Sep 2025 (10:00 - 18:00)
CPD: TBC
Location: Hybrid
PIMFA’s monthly Wealth Management Financial Crime Compliance Learning Programme ensures senior managers, MLRO/DMLOs, Heads of Compliance, compliance officers and legal professionals don’t just keep up to date with key changes and regulatory deadlines, but develop the clarity, direction and insight they need to design an effective and efficient anti-financial crime control framework that protects their firm, creates value and enhances revenue opportunities. …
Get Tickets
£695.00 – £895.00
Date & Time: 12th Nov 2025 (0:00) - 11th Nov 2026 (0:00)
CPD: 12
Location: Virtual
Live, tutor-led online sessions, with our partners Kaizen Reporting The challenge Accurate and complete MiFIR transaction reporting is a legal obligation. Yet many financial firms, even those with significant resources dedicated to this complex requirement, are falling short of regulatory expectations. Quality assurance testing by regulatory specialists Kaizen have found that only 13% of MiFID II transactions are reported accurately. The consequences of incorrect reporting…
£2,500.00 – £3,000.00
Date & Time: 08th Oct 2024 (10:00) - 29th Oct 2024 (12:30)
CPD: 10
Location: In Person
The FCA still believe that firms subject to IFPR, can and must improve the implementation of the internal capital adequacy and risk assessment (ICARA) process and reporting requirements under IFPR. Identifying good practices in many firms, the FCA still found ‘significant failings’ in applying capital models for operational risk. In this FREE 60-minute webinar, Thistle Initiative’s experts unpack the FCA latest expectations, highlighting where and how PIMFA member firms…
Free
Date & Time: 09th Oct 2024 (11:00 - 12:00)
Location: In Person
SHORTLIST ANNOUNCED CONGRATULATIONS TO ALL FINALISTS PIMFA is the trade association for the wealth management, investment services and financial advice sector. One of its roles is to promote talent, diversity and inclusion within this space, highlight best practice and develop initiatives to help build an industry which better reflects its increasingly diverse customer base. There are many instances of good practice which remain hidden…
Date & Time: 10th Oct 2024 (18:30 - 23:59)
Location: In Person
One of the most challenging outcomes of the Consumer Duty for firms to meet is that of fair price and value. In the opinion of the FCA, "many of the fair value assessments we have seen do not rely on solid data and other credible evidence to justify the products' value to retail customers. The regulator's information request to 20 of the largest firms asking…
£400.00 – £500.00
Date & Time: 14th Oct 2024 (9:30 - 12:30)
CPD: 3
Location: In Person
UK Financial Advisers: Join the Morningstar Adviser Forum London Thursday, 17th October 2024 | 14:00 - 16:00 GMT| Morningstar U.K. 1 Oliver's Yard, 55-71 City Road, London, EC1Y 1HQ. …
Date & Time: 17th Oct 2024 (14:00 - 16:00)
Location: In Person
The Chartered Institute for Securities and Investment (CISI) Birmingham committee would like to invite you to attend their upcoming Young Professionals’ Network (YPN) event, hosted by Aston University. We hope that you will join us for this half-day event where we will hear from a number of professionals from within the finance industry, from recent graduates to established practitioners, who will share with us their…
Free
Date & Time: 23rd Oct 2024 (12:00 - 17:00)
Location: In Person