Loading view.
Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
Get Tickets
£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
Get Tickets
£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
In this FREE 60-minute webinar, Richard Preece will speak to Chris Holme and Sarah Riceman from Clyde & Co. They have been managing DSARs (including in relation to large disputes), and complaints, between them for 20 years – and have a huge body of experience around how to manage DSARs, the legal requirements, and the ICO’s expectations. …
Free
Date & Time: 12th Dec 2023 (11:00 - 12:00)
Location: In Person
Get fully up to date on the FCA’s final rules and guidance for SDR and investment labels, and understand what they mean for your firm’s compliance and reporting obligations. …
Free
Date & Time: 14th Dec 2023 (11:00 - 12:00)
Location: In Person
Examine the growing link between climate change and financial crime, and discover strategies to break this vicious cycle while safeguarding your firm’s resilience. …
Free
Date & Time: 25th Jan 2024 (11:00 - 12:00)
Location: In Person
An empowering session designed to help female leaders in wealth and finance embrace authenticity, build confidence, and lead with impact. Discover practical strategies to overcome challenges, unlock potential, and thrive in senior roles. …
£3,750.00 – £4,250.00
Date & Time: 06th Feb 2024 (0:00 - 23:59)
CPD: 12
Location: See description for details
Gain essential insights into the financial crime landscape for 2024, emerging risks, and practical steps to protect your firm and clients. …
Free
Date & Time: 15th Feb 2024 (10:00 - 11:00)
Location: In Person
Discover what effective product governance means in the context of the FCA’s Consumer Duty. This live online session will provide practical guidance on designing, monitoring, and reviewing products to ensure they deliver fair value and good outcomes for consumers. …
£250.00 – £350.00
Date & Time: 27th Feb 2024 (9:30 - 12:30)
CPD: 2
Location: In Person