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Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 25th Sep 2025 (8:30 - 18:00)
CPD: TBC
Location: Hybrid
PIMFA’s monthly Wealth Management Financial Crime Compliance Learning Programme ensures senior managers, MLRO/DMLOs, Heads of Compliance, compliance officers and legal professionals don’t just keep up to date with key changes and regulatory deadlines, but develop the clarity, direction and insight they need to design an effective and efficient anti-financial crime control framework that protects their firm, creates value and enhances revenue opportunities. …
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£695.00 – £895.00
Date & Time: 12th Nov 2025 (0:00) - 11th Nov 2026 (0:00)
CPD: 12
Location: Virtual
PIMFA Learning comes to your office to supercharge your approach to AI adoption and implementation …
CPD: TBC
Location: In Person
With fundamental regulatory change like the introduction of the Consumer Duty, the problem for firms both large and small often isn’t with planning - many strategies are well developed - but with execution. The Consumer Duty series tackles the implementation of Consumer Duty head-on to provide PIMFA member firms with a well-structured approach for Project Leads, Compliance & Risk Heads alongside Senior Managers to confidently…
£300.00 – £350.00
Date & Time: 03rd May 2023 (9:30 - 11:30)
CPD: 2
Location: In Person
With fundamental regulatory change like the introduction of the Consumer Duty, the problem for firms both large and small often isn’t with planning - many strategies are well developed - but with execution. The Consumer Duty series tackles the implementation of Consumer Duty head-on to provide PIMFA member firms with a well-structured approach for Project Leads, Compliance & Risk Heads alongside Senior Managers to confidently…
£300.00 – £350.00
Date & Time: 23rd May 2023 (9:30 - 11:30)
CPD: 2
Location: In Person
To ensure your people are prepared to meet the ‘biggest regulatory overhaul in a decade’ PIMFA member firms would be advised to dust off and stress test their approach to Training and Competency (T&C) before the new Consumer Duty comes into force in July 2023. Why is T&C so critical under the new Consumer Duty? Taking centre stage of your approach to Consumer Duty is…
£350.00 – £400.00
Date & Time: 25th May 2023 (13:30 - 15:30)
CPD: 2
Location: In Person
With fundamental regulatory change like the introduction of the Consumer Duty, the problem for firms both large and small often isn’t with planning - many strategies are well developed - but with execution. The Consumer Duty series tackles the implementation of Consumer Duty head-on to provide PIMFA member firms with a well-structured approach for Project Leads, Compliance & Risk Heads alongside Senior Managers to confidently…
£300.00 – £350.00
Date & Time: 30th May 2023 (9:30 - 11:30)
CPD: 2
Location: In Person
To ensure your people are prepared to meet the ‘biggest regulatory overhaul in a decade’ PIMFA member firms would be advised to dust off and stress test their approach to Training and Competency (T&C) before the new Consumer Duty comes into force in July 2023. Why is T&C so critical under the new Consumer Duty? Taking centre stage of your approach to Consumer Duty is…
£350.00 – £400.00
Date & Time: 08th Jun 2023 (13:30 - 15:30)
CPD: 2
Location: In Person
It’s too easy for PIMFA Member Firms to assume that their current suitability checks and approaches to assessing a client’s investment preferences will stand up to regulatory scrutiny through the lens of Consumer Duty. In a matter of months, the FCA requires you to be able to evidence that your firm is putting themselves ‘in the shoes of your customers’, acting in good faith, avoiding…
Date & Time: 02nd Nov 2023 (0:00 - 23:59)
Location: In Person