The Personal Investment Management & Financial Advice Association (PIMFA)

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In Person
7th May, 2024
10:00am - 11:00am
Free

PIMFA Webinar: Taking the sting out of your next CASS Audit

Preparing and planning for your next CASS audit is a complex, costly and a time-consuming process. There’s no magic bullet to solve this annual challenge, but measurable progress can be made to strengthen your framework and controls. In this FREE 60-minute webinar we put three CASS experts under the spotlight to share their key strategies and approaches your firm can take in 2024 to ensure...
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Preparing and planning for your next CASS audit is a complex, costly and a time-consuming process. There’s no magic bullet to solve this annual challenge, but measurable progress can be made to strengthen your framework and controls.

In this FREE 60-minute webinar we put three CASS experts under the spotlight to share their key strategies and approaches your firm can take in 2024 to ensure readiness for your next CASS audit.

Key discussion topics panellists debate include:

1. How your firm can complete a CASS audit in less time
2. Why CASS audit fees are rising and what you can do about it
3. The increasing role and importance of technology in your approach to CASS
4. What’s the upside of conducting a CASS health check

Katharine Leaman

Regulatory Compliance Consultant
Leaman Cremlin Limited

Priscilla Gaudoin

Head of Risk & Compliance
Ruleguard

Chloe Arnold-Martin

Compliance Consultant
Bovill