The Personal Investment Management & Financial Advice Association (PIMFA)

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The revolution will not be technologised

Targeted Support is likely a landmark moment for financial advice in the UK. Industry definitions of advice are well debated and central to FCA consultations. Clearly boundaries must be clarified for good reason, namely consumer protection.
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Operational Resilience

The ability to prevent, respond to, and recover from disruptions, ensuring continuous services.
Join us for the 2027 Financial Crime Conference to hear from the leading experts on issues affecting firms today. …
£275.00 – £590.00
Date & Time: 25th Feb 2027 (9:00) - 25th Feb 2027 (17:00)
CPD: TBC Location: Shoosmiths

PIMFA Queries Compendium

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

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Published: February 2, 2026
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