2019 Consultation Responses – Page 2 – PIMFA – Building Personal Financial Futures

2019 Consultation Responses

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PIMFA’s response to ESMA; Consultation on amending the PRIIPs KIDDecemberESMAEU regulation

PIMFA’s response to ESMA; Consultation on the Markets Abuse Regulation (MAR) ReviewDecemberESMAEU regulation

PIMFA’s response to Law Commission Intermediated securities – Call for evidence BackgroundOctoberUK Regulation

PIMFA response to Pension transfer advice: contingent charging and other proposed changesOctoberUK RegulationFCA

PIMFA’s Response to Guidance Consultation 19/3: Guidance for firms on the fair treatment of vulnerable customersOctoberUK RegulationFCA

ESMA Call for Evidence – PIMFA response – Sept 2019SeptemberEU regulation

PIMFA’s response to CP19/20 FCA ‘Our Framework – Assessing Adequate Financial Resources’SeptemberFCAUK Regulation

PIMFA’s response to the BSI draft technical advice (PAS 7340) framework for embedding sustainable finance principles in financial services organisationsAugustUK RegulationBSI

PIMFA Consultation Response FOS Future Funding August 2019AugustUK RegulationFOS

PIMFA’s response to the feedback on the draft technical advice on minimum requirements for the EU climate-transition benchmarks and the EU Paris-aligned benchmarks and benchmarks’ ESG disclosuresAugustEuropean CommissionEU regulation

PIMFA’s response to Treasury Select Committee on the Decarbonisation of the UK Economy and Green Finance inquiryAugustHM TreasuryUK Regulation

PIMFA’s Response to the BEIS’s Open Consultation on Corporate Transparency and Register ReformAugustDepartment for Business, Energy & Industrial StrategyUK Regulation

PIMFA’s response to DCMS National Data Strategy open call for evidenceJulyDCMSUK Regulation

PIMFA’s response to FCA CP19/12 ; Consultation on Investment Platforms Market Study remediesJuneFCAUK Regulation

PIMFA’s Response to FCA; CP19/12 Consultation on Investment Platforms market Study RemediesJuneFCAUK Regulation

PIMFA’s response to HM Treasury’s consultation on the Transposition of the Fifth Money Laundering DirectiveJuneHM TreasuryUK Regulation

PIMFA response to Evaluation of the Retail Distribution Review and the Financial Advice Market Review Call for InputJuneFCAUK Regulation

PIMFA’s response to: DP19/1 Building A Regulatory Framework For Effective StewardshipAprilUK RegulationFCA

PIMFA responds to FCA Retirement Outcomes Review: Investment pathways and other proposed changes to our rules and guidanceAprilFCAUK Regulation

CP18/38: Restricting CFDs sold to retail clients and a discussion of other retail derivative productsMarchFCAUK Regulation

ESMA – Integrating Sustainability Risks and Factors in MIFID IIFebruaryESMAUK RegulationEU regulation

PIMFA Response to Work and Pensions Select Committee Inquiry into Pension Transfer AdviceJanuaryUK Regulation

PIMFA’s response to EIOPA; Consultation Paper on integrating sustainability risks and factors in the delegated acts under the IDDJanuaryEIOPAEU regulation

PIMFA’s response to DWP; Pensions Dashboards: Working together for the consumerJanuaryDWPUK Regulation

PIMFA’s response to FCA DP18/8: Climate Change and Green Finance Discussion PaperJanuaryFCAUK Regulation

PIMFA’s response to the EDPB; Consultation on Guidelines 3/2018 on the territorial scope of the GDPRJanuaryEDPBEU regulation