Transaction Reporting
The obligation for firms to report details of financial transactions to ensure market transparency and integrity.
Visit the Transaction Reporting dedicated microsite on this topicPIMFA Response to CP24/28: Operational Incident and Third Party Reporting
PIMFA response to FRC Consultation on the Stewardship Code
PIMFA Response to FCA discussion Paper DP24/2: Improving the UK transaction reporting regime
Our Work
Our mission is to help create a UK culture of thriving financial health through constructive advocacy, creating connections and practical support.
Code of Conduct for PIMFA Events
MiFIR Transaction Reporting: The Most Common Reporting Errors
In the first of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
Transaction Reporting: Are You In Control Of Your Controls?
In the second of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
Transaction Reporting: Are You Meeting The Regulators Expectations?
In the third of our four-part audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How...
Transaction Reporting: 2023 and Beyond
In our fourth and final audio short series, taken from PIMFA’s most recent webinar on “MiFIR Transaction Reporting: How PIMFA...
Implementation of MIFID in EU Member States
Inter Broker Client Transfers
PIMFA Legal Entity Identifiers Guide Jan 2018
MiFID II – Record Keeping Checklist
MiFID II – Reporting to Clients
The objectives of the Transaction Reporting Working Group are to explore the MiFID II Transaction Reporting changes, to review queries...