The Personal Investment Management & Financial Advice Association (PIMFA)

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Data Protection

Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access.

Visit the Data Protection dedicated microsite on this topic

UseFul Guide on Marketing

Discover essential marketing strategies and insights with our comprehensive guide

Shared Type: Shared
Published: November 23, 2022

Record Keeping under GDPR

Discover essential guidelines for record keeping under GDPR. Ensure compliance and protect personal data with our expert insights and resources

Shared Type: Shared
Published: November 23, 2022
The Data Working Group has been set up to look at all data related matters including those stemming from the...
The purpose of the Regulatory Board Sub Committee is to advise PIMFA on all regulatory matters of significance to its...

PIMFA response to HM Treasury: Regulatory Framework for the Approval of Financial Promotions

Paper Type: PIMFA Response Papers
Recipients: HM Treasury
Month Published: October 26, 2020

PIMFA’s Response to ICO; Consultation on a Direct Marketing Code

Paper Type: PIMFA Response Papers
Recipients: The Information Commissioner's Office
Month Published: April 3, 2020

PIMFA response to the ICO consultation on their draft right of access guidance

Paper Type: PIMFA Response Papers
Recipients: The Information Commissioner's Office
Month Published: February 11, 2020

PIMFA’s response to DCMS National Data Strategy open call for evidence

Paper Type: PIMFA Response Papers
Recipients: Department for Culture Media & Sport (DCMS)
Month Published: July 15, 2019

CP18/38: Restricting CFDs sold to retail clients and a discussion of other retail derivative products

Paper Type: PIMFA Response Papers
Recipients: Financial Conduct Authority (FCA)
Month Published: March 7, 2019

PIMFA’s response to the EDPB; Consultation on Guidelines 3/2018 on the territorial scope of the GDPR

Paper Type: PIMFA Response Papers
Recipients: Article 29 Working Party
Month Published: January 17, 2019

PIMFA’s response to ICO; Call for views on a direct marketing code of practice

Paper Type: PIMFA Response Papers
Recipients: The Information Commissioner's Office
Month Published: December 12, 2018

PIMFA’s reponse to ICO Call for Views on updating the Data Sharing Code of Practice

Paper Type: PIMFA Response Papers
Recipients: The Information Commissioner's Office
Month Published: September 7, 2018

IRSG Letter to DCMS

Read here the letter from Mark Hoban, Chair of the International Regulatory Strategy Group (IRSG) to the Rt Hon Jeremy Wright MP, Secretary of State for DCMS, sharing the views of financial services industry stakeholders on data issues related to Brexit

Shared Type: Shared Public
Published: August 7, 2018

IRSG Letter Vicky Ford MP 2018

Read here the letter from Mark Hoban, Council Chair of the International Regulatory Strategy Group (IRSG) to Vicky Ford MP detailing two areas of concern on the Brexit negotiations, namely the future trading relationship with the EU and the implication of Brexit on personal data transfers

Shared Type: Shared Public
Published: February 19, 2018

EU Article 29 Working Party – Consent & Transparency

Paper Type: PIMFA Response Papers
Recipients: Article 29 Working Party
Month Published: January 28, 2018
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