The Personal Investment Management & Financial Advice Association (PIMFA)

Dictionary

Login Home
Filter by Topics

Data Protection

Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access.

Visit the Data Protection dedicated microsite on this topic

PIMFA Key Successes Overview 2025/26

Read the overview of how we are continuing to deliver meaningful change and value. Looking at our successes over the last year in Policy and Advocacy and Regulation and Compliance, with an overview of PIMFA Groups, Event Highlights and Awards.

Shared Type: Shared Public
Published: March 27, 2026

PIMFA Key Successes 2025/26

Read how we are continuing to deliver meaningful change and value. Looking at our successes over the last year in Policy and Advocacy and Regulation and Compliance, with an overview of PIMFA Groups, Event Highlights and Awards.

Shared Type: Shared Public
Published: March 27, 2026

PIMFA Queries Compendium

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

Shared Type: Shared
Published: February 2, 2026
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the…
£275.00 – £590.00
Date & Time: 24th Sep 2026 (8:00) - 24th Sep 2026 (17:00)
CPD: TBC Location: Herbert Smith Freehills Kramer

PIMFA Journal #32

Read here the PIMFA Journal #32, featuring nine articles of thought leadership on a current industry topic of interest from PIMFA Associate members, looking at topics such as AI, Innovation, Non-Financial Misconduct, Appointed Representative risk/insurance, Targeted Support, Cyber Threats Facing UK Financial Firms, Insurer & Underwriter Attitudes on IFA Firms Advising on Inheritance Tax (IHT) Products, Going Beyond Index Data and What Better Data Could Do For You

Shared Type: Shared Public
Published: October 21, 2025

Journal #28

Discover here the PIMFA Journal #28 with articles from our members

Shared Type: Shared Public
Published: September 25, 2025

12 key messages on GDPR by the Article 29 Working Party

12 Steps to take now on GDPR

Shared Type: Shared Public
Published: September 25, 2025

ICO – Data Protection Fines

Discover the ICO Data Protection Fining Guidance to understand the statutory background, circumstances for fines, and the calculation process for appropriate penalties

Shared Type: Shared Public
Published: September 25, 2025

FCA’s Call for Input – Potential competition impacts from the data asymmetry between Big Tech firms and firms in financial services

Discover the November 2023 FCA Call for Input on competition impacts from data asymmetry between Big Tech and financial services. Download the report now

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Journal Edition #31

Read here the PIMFA Journal #31, featuring nine articles written by PIMFA Associate member firms on current industry topics of interest, relevant to their firms’ operations, Topics include AI, Senior Management Functions, Women Investors, Private Investment, CCI Product Summaries, Data, M&A, Back Office as a Strategic Asset

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Groups Infographic

Read here the updated PIMFA Groups infographic, showing the structure involved

Shared Type: Shared Public
Published: September 25, 2025

PIMFA Plus

PIMFA collaborates with product and service providers to offer member firms a suite of membership enhancements.

PIMFA letter to UK Parliament on Data Protection Bill

Read here the letter from PIMFA to the UK Parliament, dated 13 march 2018, drawing attention to the issue of the processing of special category data under the forthcoming GDPR, which relates materially to the work of PIMFA member firms

Shared Type: Shared Public
Published: July 1, 2025

Letter to DCMS on Data Protection Bill – 20 Oct 2017

PIMFA comments to the Data Protection Bill

Shared Type: Shared Public
Published: July 1, 2025
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
£350.00 – £750.00
Date & Time: 19th May 2026 (8:30) - 20th May 2026 (16:00)
CPD: TBC Location: London Excel
1 2 3 4