Data Protection

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

Read here the PIMFA Journal #32, featuring nine articles of thought leadership on a current industry topic of interest from PIMFA Associate members, looking at topics such as AI, Innovation, Non-Financial Misconduct, Appointed Representative risk/insurance, Targeted Support, Cyber Threats Facing UK Financial Firms, Insurer & Underwriter Attitudes on IFA Firms Advising on Inheritance Tax (IHT) Products, Going Beyond Index Data and What Better Data Could Do For You

Discover here the PIMFA Journal #28 with articles from our members

12 Steps to take now on GDPR

Discover the ICO Data Protection Fining Guidance to understand the statutory background, circumstances for fines, and the calculation process for appropriate penalties

Discover the November 2023 FCA Call for Input on competition impacts from data asymmetry between Big Tech and financial services. Download the report now

Read here the PIMFA Journal #31, featuring nine articles written by PIMFA Associate member firms on current industry topics of interest, relevant to their firms’ operations, Topics include AI, Senior Management Functions, Women Investors, Private Investment, CCI Product Summaries, Data, M&A, Back Office as a Strategic Asset

Read here the updated PIMFA Groups infographic, showing the structure involved

Discover the PIMFA Guide to Client Communications and Marketing, designed for investment firms to create compliant marketing materials in the post-GDPR landscape

Discover the PIMFA GDPR and Data Security Guide. Explore regulatory insights, data integrity, confidentiality, response rules, and best practice tips for compliance