The Personal Investment Management & Financial Advice Association (PIMFA)

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Financial Conduct Authority Consumer Duty event (31 July 2024)

Download here the PIMFA summary of the Financial Conduct Authority (FCA) Consumer Duty event from 31 July 2024, covering Consumer Duty's outcomes-based approach, Proportionality, Firm Culture, Challenges for Firms, Wider Implications Framework and FCA next steps
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Consumer Duty

Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication.
Join us for the launch of the Guidance on Non-Financial Misconduct for firms …
Free
Date & Time: 23rd Jun 2026 (15:30) - 23rd Jun 2026 (18:00)
Location: Clyde & Co

PIMFA Queries Compendium

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

Shared Type: Shared
Published: February 2, 2026
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