The Personal Investment Management & Financial Advice Association (PIMFA)

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PIMFA Response to DP25/3 Expanding Consumer Access to Investments

Read PIMFA's response to DP25/3 Expanding Consumer Access to Investments
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Consumer Duty

Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication.
Join us for the launch of the Guidance on Non-Financial Misconduct for firms …
Free
Date & Time: 23rd Jun 2026 (15:30) - 23rd Jun 2026 (18:00)
Location: Clyde & Co

PIMFA Queries Compendium

This Queries Compendium represents PIMFA’s first publication bringing together a selection of the queries raised by our member firms over the past two years. The queries encompass a wide range of regulatory and operational topics, and we have included those that remain most pertinent and of continuing value to our membership.

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Published: February 2, 2026
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