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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Gain expert guidance on mastering transaction reporting requirements, ensuring compliance, and implementing best practices under evolving regulatory standards. …
£2,500.00 – £3,000.00
Date & Time: 08th Oct 2024 (10:00) - 29th Oct 2024 (12:30)
CPD: 10
Location: In Person
In this FREE 60-minute webinar, Thistle Initiative’s experts unpack the FCA latest expectations, highlighting where and how PIMFA member firms must revisit their IFPR implementation and ICARA reporting to ensure the adequacy and operating effectiveness of your ICARA process follows good industry practice …
Free
Date & Time: 09th Oct 2024 (11:00 - 12:00)
Location: In Person
Celebrate excellence in Diversity & Inclusion across the wealth management and financial advice sector. The PIMFA D&I Awards 2024 recognises individuals and firms driving meaningful change, fostering inclusive cultures, and championing equality in our industry. …
Date & Time: 10th Oct 2024 (18:30 - 23:59)
Location: In Person
Learn how to conduct fair value assessments that meet FCA Consumer Duty requirements. …
£400.00 – £500.00
Date & Time: 14th Oct 2024 (9:30 - 12:30)
CPD: 3
Location: In Person
UK Financial Advisers: Join the Morningstar Adviser Forum London Thursday, 17th October 2024 | 14:00 - 16:00 GMT| Morningstar U.K. 1 Oliver's Yard, 55-71 City Road, London, EC1Y 1HQ. …
Date & Time: 17th Oct 2024 (14:00 - 16:00)
Location: In Person
The Chartered Institute for Securities and Investment (CISI) Birmingham committee would like to invite you to attend their upcoming Young Professionals’ Network (YPN) event, hosted by Aston University. We hope that you will join us for this half-day event where we will hear from a number of professionals from within the finance industry, from recent graduates to established practitioners, who will share with us their…
Free
Date & Time: 23rd Oct 2024 (12:00 - 17:00)
Location: In Person