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PIMFA’s monthly Wealth Management Financial Crime Compliance Learning Programme ensures senior managers, MLRO/DMLOs, Heads of Compliance, compliance officers and legal professionals don’t just keep up to date with key changes and regulatory deadlines, but develop the clarity, direction and insight they need to design an effective and efficient anti-financial crime control framework that protects their firm, creates value and enhances revenue opportunities. …
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£695.00 – £895.00
Date & Time: 12th Nov 2025 (0:00) - 11th Nov 2026 (0:00)
CPD: 12
Location: Virtual
Following from the HUGE success of the PIMFA Women’s Symposium 2025, we are delighted to announce details of the 2026 event. …
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£350.00 – £1,100.00
Date & Time: 19th May 2026 (8:00) - 20th May 2026 (17:00)
CPD: 12
Location: London excel
PIMFA Learning comes to your office to supercharge your approach to AI adoption and implementation …
CPD: TBC
Location: In Person
Europe’s flagship ETF event provides investors and the wider ETF ecosystem with insights into the trends shaping the European ETF market over the next 12 months. This is an ecosystem that is experiencing dramatic growth and change so we believe it is crucial attendees gain an edge in an increasingly competitive market. Day 1 is for professional investors only. Hear from leading experts on the…
Free
Date & Time: 22nd May 2024 (11:00) - 23rd May 2024 (17:00)
Location: In Person
The EU Digital Operational Resilience Act (DORA) entered into force on 16 January 2023 and will be applicable from 17 January 2025. The deadline for financial services businesses to comply is fast approaching and some of DORA's requirements will take time to meet, including remediating contracts to meet DORA's prescriptive requirements. In this webinar, our experts will provide you with the essential knowledge to navigate…
Free
Date & Time: 20th Jun 2024 (13:30 - 14:30)
Location: In Person
Are you ready to rise to the challenge? The Consumer Duty, a key part of the FCA’s strategy, is setting the bar high in the financial services sector. It requires firms to put their customers’ needs first, and to demonstrate this on a continuous basis which poses a variety of challenges for firms. As we approach the July 2024 milestone, Ruleguard reflects on key challenges…
Free
Date & Time: 27th Jun 2024 (10:30 - 11:30)
Location: In Person
Product governance is a critical aspect of business management. Firms need to ensure that products are developed, launched, and maintained to meet regulatory standards, customer expectations, as well as business objectives. Getting the balance just right is vital to your firm’s success. Join our upcoming webinar where we delve into the following areas: Product governance requirements Implementing a product governance framework Risk management considerations Management…
Free
Date & Time: 25th Jul 2024 (10:30 - 11:30)
Location: In Person
In 2024, we are celebrating 30 incredible years of the Enterprise Investment Scheme. Three decades of founders, investors and more using the EIS to support UK startups to become household names, create life-changing health technology and more. Join the Enterprise Investment Scheme Association and the EIS/SEIS ecosystem to celebrate! We will be holding an exciting in person conference, bursting with important speakers and conversations you…
Date & Time: 18th Sep 2024 (0:00 - 23:59)
Location: In Person
Staying compliant is crucial to avoid legal penalties, fines, and reputational damage. Join us in our upcoming live webinar, where we look at how to be proactive in compliance and enhance your firm's ability to compete in the marketplace, by fostering trust and reliability. In Ruleguard’s latest live event, we will delve into identifying your compliance universe before dipping into horizon scanning and tips for…
Free
Date & Time: 26th Sep 2024 (10:30 - 11:30)
Location: In Person