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Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 25th Sep 2025 (8:30 - 18:00)
CPD: TBC
Location: Hybrid
PIMFA’s monthly Wealth Management Financial Crime Compliance Learning Programme ensures senior managers, MLRO/DMLOs, Heads of Compliance, compliance officers and legal professionals don’t just keep up to date with key changes and regulatory deadlines, but develop the clarity, direction and insight they need to design an effective and efficient anti-financial crime control framework that protects their firm, creates value and enhances revenue opportunities. …
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£695.00 – £895.00
Date & Time: 12th Nov 2025 (0:00) - 11th Nov 2026 (0:00)
CPD: 12
Location: Virtual
PIMFA Learning comes to your office to supercharge your approach to AI adoption and implementation …
CPD: TBC
Location: In Person
The wealth management industry is on the precipice of major transformation due to the upcoming great wealth transfer which will change the demographics of the customer base. The changes will have significant implications for the digital strategy of wealth organisations, which is likely to be a determining factor in whether firms will continue to thrive once wealth changes hands to younger and a more predominantly…
Free
Date & Time: 06th Mar 2024 (11:00 - 12:00)
Location: In Person
The Morningstar Investment Conference provides financial advisors and experts with an opportunity to remain up to date with the latest research, insights, and analysis, enabling them to better serve their clients. As investors evolve and markets change, it is essential for advisors to continually develop their practices to meet the needs of today's investor. Register now for the 18th anniversary of the UK conference with…
Date & Time: 01st May 2024 (8:00 - 17:00)
Location: In Person
Europe’s flagship ETF event provides investors and the wider ETF ecosystem with insights into the trends shaping the European ETF market over the next 12 months. This is an ecosystem that is experiencing dramatic growth and change so we believe it is crucial attendees gain an edge in an increasingly competitive market. Day 1 is for professional investors only. Hear from leading experts on the…
Free
Date & Time: 22nd May 2024 (11:00) - 23rd May 2024 (17:00)
Location: In Person
The EU Digital Operational Resilience Act (DORA) entered into force on 16 January 2023 and will be applicable from 17 January 2025. The deadline for financial services businesses to comply is fast approaching and some of DORA's requirements will take time to meet, including remediating contracts to meet DORA's prescriptive requirements. In this webinar, our experts will provide you with the essential knowledge to navigate…
Free
Date & Time: 20th Jun 2024 (13:30 - 14:30)
Location: In Person
Are you ready to rise to the challenge? The Consumer Duty, a key part of the FCA’s strategy, is setting the bar high in the financial services sector. It requires firms to put their customers’ needs first, and to demonstrate this on a continuous basis which poses a variety of challenges for firms. As we approach the July 2024 milestone, Ruleguard reflects on key challenges…
Free
Date & Time: 27th Jun 2024 (10:30 - 11:30)
Location: In Person
Product governance is a critical aspect of business management. Firms need to ensure that products are developed, launched, and maintained to meet regulatory standards, customer expectations, as well as business objectives. Getting the balance just right is vital to your firm’s success. Join our upcoming webinar where we delve into the following areas: Product governance requirements Implementing a product governance framework Risk management considerations Management…
Free
Date & Time: 25th Jul 2024 (10:30 - 11:30)
Location: In Person