Loading view.
Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
Get Tickets
£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
Get Tickets
£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Stay ahead of regulatory change at PIMFA’s Compliance Conference 2024. This event brings together compliance leaders, regulators, and industry experts to tackle the latest challenges, share best practices, and explore strategies for building resilient, compliant firms. …
£250.00 – £600.00
Date & Time: 19th Sep 2024 (8:30 - 18:00)
CPD: 7
Location: In Person
Join senior leaders and industry experts at the PIMFA M&A Roundtable Dinner for an exclusive evening of discussion on the latest trends, challenges, and opportunities in mergers and acquisitions. …
Date & Time: 24th Sep 2024 (18:30 - 20:00)
Location: In Person
Staying compliant is crucial to avoid legal penalties, fines, and reputational damage. Join us in our upcoming live webinar, where we look at how to be proactive in compliance and enhance your firm's ability to compete in the marketplace, by fostering trust and reliability. In Ruleguard’s latest live event, we will delve into identifying your compliance universe before dipping into horizon scanning and tips for…
Free
Date & Time: 26th Sep 2024 (10:30 - 11:30)
Location: In Person
Gain expert guidance on mastering transaction reporting requirements, ensuring compliance, and implementing best practices under evolving regulatory standards. …
£2,500.00 – £3,000.00
Date & Time: 08th Oct 2024 (10:00) - 29th Oct 2024 (12:30)
CPD: 10
Location: In Person
In this FREE 60-minute webinar, Thistle Initiative’s experts unpack the FCA latest expectations, highlighting where and how PIMFA member firms must revisit their IFPR implementation and ICARA reporting to ensure the adequacy and operating effectiveness of your ICARA process follows good industry practice …
Free
Date & Time: 09th Oct 2024 (11:00 - 12:00)
Location: In Person
Celebrate excellence in Diversity & Inclusion across the wealth management and financial advice sector. The PIMFA D&I Awards 2024 recognises individuals and firms driving meaningful change, fostering inclusive cultures, and championing equality in our industry. …
Date & Time: 10th Oct 2024 (18:30 - 23:59)
Location: In Person