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Cohort Two Returns: Build Vulnerability Capability That Stands Up to FCA Scrutiny …
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£2,000.00 – £2,500.00
Date & Time: 23rd Sep 2026 (9:30) - 02nd Dec 2026 (12:30)
CPD: 18
Location: Virtual
Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking. …
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£275.00 – £630.00
Date & Time: 24th Sep 2026 (8:00 - 17:00)
CPD: TBC
Location: Herbert Smith Freehills Kramer
Ensure your firm is fully prepared for the Consumer Duty deadline, with practical guidance on meeting regulatory expectations and delivering good outcomes for clients. …
Date & Time: 27th Jul 2023 (11:00 - 12:00)
Location: In Person
Since the FCA introduced plans for Consumer Duty, firms and individuals alike have been working hard to ensure they deliver against the new requirements. However, whilst there has been a lot of work put into implementing the cross-cutting rules, and the four consumer outcomes, very little has been said about the “employee” dimension, other than in respect of the Conduct Rules. If asked, would your…
Free
Date & Time: 17th Aug 2023 (10:00 - 11:30)
Location: In Person
At St Andrew Square, Edinburgh, EH2 2AD The Enterprise Investment Scheme Association (EISA) is bringing together small businesses, investors, IFAs, entrepreneurs and business advisers — all in one place to hear expert opinion from SME industry experts. The event is split into two parts – a technical seminar, followed by a networking reception. The seminar is 4pm registration for 4.30pm start till 5.45pm at The…
Date & Time: 29th Aug 2023 (16:30 - 19:30)
Location: In Person
Learn practical strategies for reducing stress and complexity in your CASS audit process, ensuring compliance and peace of mind for your firm. …
Free
Date & Time: 07th Sep 2023 (11:00 - 12:00)
Location: In Person
At KPMG, One Snowhill Queensway, Birmingham, B4 6GH we are bringing together small businesses, investors, IFAs, entrepreneurs and business advisers - all in one place to hear expert opinion from SME industry experts. The event is split into two parts – a technical seminar at 16.30, followed by a breakout session and networking from 17.30 Registration from 4pm Please register here Seminar Agenda (CPD qualifying)…
Date & Time: 20th Sep 2023 (16:00 - 19:30)
Location: In Person
Stay ahead of regulatory change at PIMFA’s Compliance Conference 2023. This event brings together compliance leaders, regulators, and industry experts to tackle the latest challenges, share best practices, and explore strategies for building resilient, compliant firms. …
£150.00 – £550.00
Date & Time: 21st Sep 2023 (9:00 - 17:00)
Location: In Person