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PIMFA Live Online Training: Complying with your Operational Resilience obligations – A Wealth Management Firms Checklist
Time is running out for PIMFA member firms to comply with The FCA’s new operational resilience regulations that come into…
31st January 2022 09:30FIND OUT MORE
Industry Events
Responding to Regulatory investigations in the Financial Services Sector
INVESTIGATIONS INSIDER SERIES Investigations can be triggered by a variety of factors: abuse, sexual harassment, bribery, fraud, theft, regulatory contravention…
3rd February 2022 08:30FIND OUT MORE
LearningWebinars
PIMFA Webinar: The Compensation Review Framework
The FCA are currently seeking views on fundamental questions about the purpose, scope and funding of the framework, within which…
8th February 2022 14:00FIND OUT MORE
Industry Events
GDF Emergency Summit on the Crypto Industry’s Response to the Ukraine Crisis.
On Wednesday 2 March, Global Digital Finance will be holding an Emergency Summit on the Crypto Industry’s Response to the…
2nd March 2022 14:00FIND OUT MORE
Industry Events
Compeer Compliance’22 webinar – THE FUTURE OF UK REGULATION
For many years now, regulation has been the main concern of the UK wealth industry, causing multiple headaches across the…
3rd March 2022 11:00FIND OUT MORE
LearningWebinars
PIMFA Webinar: How HR can connect the ESG dots 2022
In 2022 Climate change will continue to be a huge talking point this year with governments around the globe setting…
7th March 2022 11:00FIND OUT MORE
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