The Personal Investment Management & Financial Advice Association (PIMFA)

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25th September, 2025
10:00am - 06:00pm
£275.00 – £630.00
CPD: TBChrs

PIMFA Compliance Conference 2025

Hear from leading industry experts on the key issues facing compliance professionals in the investment management and financial advice world. Bringing together a high-level audience who can engage with the experts, this conference will facilitate fruitful discussions with opportunity for questions and networking.
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Herbert Smith Freehills - Exchange House, Primrose St
London, EC2A 2EG United Kingdom

We are proud to announce that the PIMFA Compliance Conference 2025 will be taking place on September 25th 2025, in London AND online.

This event, now a regular fixture in the PIMFA calendar to highlight key issues raised across our working groups, is aimed at compliance professionals in the investment management and financial advice world. The event will bring together best in class sector speakers, and a high-level audience who can engage with the experts to facilitate fruitful discussions on the latest issues affecting our sector.

The agenda is currently under construction, but an indication of topics we are looking to explore are below:

– PIMFA review of the past year, and horizon scanning for the next
– The Regulator’s Perspective; key messages for PIMFA members from the FCA
– Hear from the Compliance Professionals – what is keeping them up at night?
– Connecting the dots on Cyber Security
– Operational Resilience – six months on, how are firms doing?
– Leveraging Artificial Intelligence to meet compliance challenges
– Ongoing Services Review; what it means for PIMFA members
– Consumer Duty; the landscape since implementation
– Customer Vulnerability; an update since publishing the guide
– The evolution of the ESG agenda

The Compliance Conference will be live-streamed on the day of the event and if joining virtually you will have the opportunity to ask questions live to speakers and panellists. Those attending in person will have the opportunity to network with fellow industry colleagues, speakers and sponsors. When booking your ticket please be sure to choose the correct option – IN-PERSON or VIRTUAL.

If you have any questions or have any interest in speaking or sponsoring this event please contact events@pimfa.co.uk to find out more.

 

PIMFA Compliance Conference 2025
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PIMFA Compliance Conference 2025
08:00 - 18:30

David Ostojitsch

Director of Government Relations and Policy
Personal Investment Management & Financial Advice Association (PIMFA)

Simon Harrington

Head of Public Affairs
Personal Investment Management & Financial Advice Association (PIMFA)

Maja Erceg

Senior Policy Advisor
Personal Investment Management & Financial Advice Association (PIMFA)

Kevin Sloane

Senior Policy Advisor
Personal Investment Management & Financial Advice Association (PIMFA)

Alexandra Roberts

Head of Regulatory Policy and Compliance
Personal Investment Management & Financial Advice Association (PIMFA)

Lucy Castledine

Director Consumer Investments
Financial Conduct Authority (FCA)

Clive Cunningham

Partner
Herbert Smith Freehills Kramer LLP

Richard Bernstein

Compliance Director
JM Finn

Chris Fitch

Vulnerabilty Lead
Money Advice Trust

Jo Lewis

Vulnerable Customer Manager
Fidelity International

Rebecca Odlin

Senior Manager - Risk & Compliance
Kingswood Group

Andy Wright

Ombudsman Leader
The Financial Ombudsman Service (FOS)

Herbert Smith Freehills Kramer LLP

Consultants/Regulatory Advisors/Legal/Auditing
Greater London
Gold Partner
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Herbert Smith Freehills has an integrated, global financial services regulatory team, providing legal advice on a full range of regulatory issues (contentious and non-contentious). They have specialist partners across our…

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